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WFC

WELLS FARGO & COMPANY/MN

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Tapewire entity
2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 4, 2020 21:48 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 7,570 $31.72 $240,120.40
Disclosure

SEC source: 0001127602-20-009449 · form4.xml · nonDerivative · entry 1

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:15 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
GrantRestricted Share Right · Derivative 4,491 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009615 · form4.xml · derivative · entry 3

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,491

Underlying: Common Stock, $1 2/3 Par Value · 4,491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:19 UTC
Edwards Douglas REVP & Acting General Counsel
GrantRestricted Share Right · Derivative 8,084 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009618 · form4.xml · derivative · entry 4

Edwards Douglas R · CIK 0001772306 · EVP & Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,084

Underlying: Common Stock, $1 2/3 Par Value · 8,084 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2021, 3/15/2022, 3/15/2023, and 3/15/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2021, 3/15/2022, 3/15/2023, and 3/15/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:19 UTC
Edwards Douglas REVP & Acting General Counsel
GrantRestricted Share Right · Derivative 20,210 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009618 · form4.xml · derivative · entry 3

Edwards Douglas R · CIK 0001772306 · EVP & Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,210

Underlying: Common Stock, $1 2/3 Par Value · 20,210 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2021, 3/15/2022, 3/15/2023, and 3/15/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2021, 3/15/2022, 3/15/2023, and 3/15/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:23 UTC
Flowers Derek A.Sr. Executive Vice President
Grant2017 Performance Shares · Derivative 22,742.1875 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009620 · form4.xml · derivative · entry 6

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,742.1875

Underlying: Common Stock, $1 2/3 Par Value · 22,742.1875 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F7 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:23 UTC
Flowers Derek A.Sr. Executive Vice President
GrantRestricted Share Right · Derivative 17,785 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009620 · form4.xml · derivative · entry 5

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,785

Underlying: Common Stock, $1 2/3 Par Value · 17,785 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:27 UTC
Galloreese DavidSr. Executive Vice President
GrantRestricted Share Right · Derivative 18,323 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009623 · form4.xml · derivative · entry 2

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,323

Underlying: Common Stock, $1 2/3 Par Value · 18,323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:30 UTC
LEVY RICHARDEVP & Chief Accounting Officer
Grant2017 Performance Shares · Derivative 45,485.483 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009627 · form4.xml · derivative · entry 6

LEVY RICHARD · CIK 0001201666 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,485.483

Underlying: Common Stock, $1 2/3 Par Value · 45,485.483 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:30 UTC
LEVY RICHARDEVP & Chief Accounting Officer
GrantRestricted Share Right · Derivative 15,413 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009627 · form4.xml · derivative · entry 5

LEVY RICHARD · CIK 0001201666 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,413

Underlying: Common Stock, $1 2/3 Par Value · 15,413 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:34 UTC
Mack Mary TSr. Executive Vice President
Grant2017 Performance Shares · Derivative 78,392.6806 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009631 · form4.xml · derivative · entry 4

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,392.6806

Underlying: Common Stock, $1 2/3 Par Value · 78,392.6806 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:34 UTC
Mack Mary TSr. Executive Vice President
GrantRestricted Share Right · Derivative 61,537 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009631 · form4.xml · derivative · entry 3

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,537

Underlying: Common Stock, $1 2/3 Par Value · 61,537 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:39 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
GrantRestricted Share Right · Derivative 32,335 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009633 · form4.xml · derivative · entry 3

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,335

Underlying: Common Stock, $1 2/3 Par Value · 32,335 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:43 UTC
Pelos Petros GSr. Executive Vice President
Grant2017 Performance Shares · Derivative 111,990.1768 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009635 · form4.xml · derivative · entry 4

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,990.1768

Underlying: Common Stock, $1 2/3 Par Value · 111,990.1768 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:43 UTC
Pelos Petros GSr. Executive Vice President
GrantRestricted Share Right · Derivative 54,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009635 · form4.xml · derivative · entry 3

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,717

Underlying: Common Stock, $1 2/3 Par Value · 54,717 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:47 UTC
Powell ScottSEVP & Chief Operating Officer
GrantRestricted Share Right · Derivative 4,941 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009637 · form4.xml · derivative · entry 1

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,941

Underlying: Common Stock, $1 2/3 Par Value · 4,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:51 UTC
Shrewsberry John R.Sr. EVP & CFO
Grant2017 Performance Shares · Derivative 201,581.653 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009639 · form4.xml · derivative · entry 5

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,581.653

Underlying: Common Stock, $1 2/3 Par Value · 201,581.653 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:51 UTC
Shrewsberry John R.Sr. EVP & CFO
GrantRestricted Share Right · Derivative 57,202 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009639 · form4.xml · derivative · entry 4

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,202

Underlying: Common Stock, $1 2/3 Par Value · 57,202 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:54 UTC
Van Beurden SaulSr. Executive Vice President
GrantRestricted Share Right · Derivative 21,557 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009642 · form4.xml · derivative · entry 1

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,557

Underlying: Common Stock, $1 2/3 Par Value · 21,557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:58 UTC
Weiss Jonathan G.Sr. Executive Vice President
Grant2017 Performance Shares · Derivative 55,823.3446 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009644 · form4.xml · derivative · entry 4

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,823.3446

Underlying: Common Stock, $1 2/3 Par Value · 55,823.3446 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F5 · derivative.exercise_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:58 UTC
Weiss Jonathan G.Sr. Executive Vice President
GrantRestricted Share Right · Derivative 42,440 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009644 · form4.xml · derivative · entry 3

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,440

Underlying: Common Stock, $1 2/3 Par Value · 42,440 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:13 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 1,673.229 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008839 · form4.xml · derivative · entry 4

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,783.9241

Underlying: Common Stock, $1 2/3 Par Value · 1,673.229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:13 UTC
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 769.6852 $42.26 $32,526.90
Disclosure

SEC source: 0001127602-20-008839 · form4.xml · nonDerivative · entry 2

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,969

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:13 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,673.229 $42.26 $70,710.66
Disclosure

SEC source: 0001127602-20-008839 · form4.xml · nonDerivative · entry 1

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,739.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes a fractional share (.5438) for which the executive received $22.98 in cash.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:18 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionPhantom Stock Units · Derivative 9,078.0743 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008842 · form4.xml · derivative · entry 5

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,315.7557

Underlying: Common Stock, $1 2/3 Par Value · 9,078.0743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:18 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 3,948.9623 $42.26 $166,883.15
Disclosure

SEC source: 0001127602-20-008842 · form4.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,129

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:18 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 9,078.0743 $42.26 $383,639.42
Disclosure

SEC source: 0001127602-20-008842 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078.0743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes a fractional share (.112) for which the executive received $4.73 in cash.

Read SEC document
March 01, 2020 Filed Mar 27, 2020 17:15 UTC Amendment
Pelos Petros GSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 1,673.229 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012072 · form4a.xml · derivative · entry 4

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,783.9241

Underlying: Common Stock, $1 2/3 Par Value · 1,673.229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2020 Filed Mar 27, 2020 17:15 UTC Amendment
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 754.6261 $42.26 $31,890.50
Disclosure

SEC source: 0001127602-20-012072 · form4a.xml · nonDerivative · entry 2

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,984

Read SEC document
March 01, 2020 Filed Mar 27, 2020 17:15 UTC Amendment
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,673.229 $42.26 $70,710.66
Disclosure

SEC source: 0001127602-20-012072 · form4a.xml · nonDerivative · entry 1

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,739.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes a fractional share (.6029) for which the executive received $25.48 in cash, which amounts have been amended to account for actual rather than estimated tax withholding.

Read SEC document
March 01, 2020 Filed Mar 27, 2020 17:27 UTC Amendment
Shrewsberry John R.Sr. EVP & CFO
Exercise / conversionPhantom Stock Units · Derivative 9,078.0743 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012074 · form4a.xml · derivative · entry 5

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,315.7557

Underlying: Common Stock, $1 2/3 Par Value · 9,078.0743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2020 Filed Mar 27, 2020 17:27 UTC Amendment
Shrewsberry John R.Sr. EVP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 3,958.0405 $42.26 $167,266.79
Disclosure

SEC source: 0001127602-20-012074 · form4a.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,120

Read SEC document
March 01, 2020 Filed Mar 27, 2020 17:27 UTC Amendment
Shrewsberry John R.Sr. EVP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 9,078.0743 $42.26 $383,639.42
Disclosure

SEC source: 0001127602-20-012074 · form4a.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078.0743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes a fractional share (.0338) for which the executive received $1.43 in cash, which amounts have been amended to account for actual rather than estimated tax withholding.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:08 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
PurchaseCommon Stock, $1 2/3 Par Value 5,500 $40.99 $225,445.00
Disclosure

SEC source: 0001127602-20-008837 · form4.xml · nonDerivative · entry 2

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 5,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.95 to $41.06 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:08 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
PurchaseCommon Stock, $1 2/3 Par Value 5,600 $40.99 $229,544.00
Disclosure

SEC source: 0001127602-20-008837 · form4.xml · nonDerivative · entry 1

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · Through IRA

Disclosed balance after: 5,600

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.95 to $41.06 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 18:10 UTC
Powell ScottChief Operating Officer
GrantRestricted Share Right · Derivative 158,329 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002740 · form4.xml · derivative · entry 1

Powell Scott · CIK 0001635930 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,329

Underlying: Common Stock, $1 2/3 Par Value · 158,329 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in four installments: 40% on 1/28/2021, and 20% on 1/28/2022, 1/28/2023 and 1/28/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in four installments: 40% on 1/28/2021, and 20% on 1/28/2022, 1/28/2023 and 1/28/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:57 UTC GrantPhantom Stock Units · Derivative 836.4312 $53.80 $45,000.00
Disclosure

SEC source: 0001127602-20-000421 · form4.xml · derivative · entry 5

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,571.8925

Underlying: Common Stock, $1 2/3 Par Value · 836.4312 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 18:02 UTC GrantPhantom Stock Units · Derivative 608.7361 $53.80 $32,750.00
Disclosure

SEC source: 0001127602-20-000423 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968.0629

Underlying: Common Stock, $1 2/3 Par Value · 608.7361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 18:06 UTC GrantPhantom Stock Units · Derivative 557.6208 $53.80 $30,000.00
Disclosure

SEC source: 0001127602-20-000426 · form4.xml · derivative · entry 3

Duke Elizabeth A · CIK 0001628509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,156.8307

Underlying: Common Stock, $1 2/3 Par Value · 557.6208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 18:10 UTC GrantPhantom Stock Units · Derivative 471.6543 $53.80 $25,375.00
Disclosure

SEC source: 0001127602-20-000430 · form4.xml · derivative · entry 2

Hewett Wayne M. · CIK 0001500124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,996.9652

Underlying: Common Stock, $1 2/3 Par Value · 471.6543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 18:15 UTC GrantPhantom Stock Units · Derivative 534.3866 $53.80 $28,750.00
Disclosure

SEC source: 0001127602-20-000434 · form4.xml · derivative · entry 3

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050.7445

Underlying: Common Stock, $1 2/3 Par Value · 534.3866 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 18:23 UTC GrantPhantom Stock Units · Derivative 1,059.4796 $53.80 $57,000.00
Disclosure

SEC source: 0001127602-20-000438 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,266.6807

Underlying: Common Stock, $1 2/3 Par Value · 1,059.4796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:42 UTC GrantPhantom Stock Units · Derivative 443.2485 $53.80 $23,846.77
Disclosure

SEC source: 0001127602-20-000750 · form4.xml · derivative · entry 2

Payne Richard B JR · CIK 0001288880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366.0882

Underlying: Common Stock, $1 2/3 Par Value · 443.2485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 18:00 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 5,123.5559 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035144 · form4.xml · derivative · entry 4

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,122.4849

Underlying: Common Stock, $1 2/3 Par Value · 5,123.5559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 12/15/2018, 12/15/2019 and 12/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 12/15/2018, 12/15/2019 and 12/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 18:00 UTC
Weiss Jonathan G.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,727.5559 $53.79 $146,715.23
Disclosure

SEC source: 0001127602-19-035144 · form4.xml · nonDerivative · entry 2

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,328

Read SEC document
December 15, 2019 Filed Dec 17, 2019 18:00 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 5,123.5559 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035144 · form4.xml · nonDerivative · entry 1

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,055.5559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 12/15/2019. Original grant date was 12/14/2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
November 19, 2019 Filed Nov 21, 2019 19:15 UTC
DALEY WILLIAM MVice Chairman - Public Affairs
GrantRestricted Share Right · Derivative 23,136 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033473 · form4.xml · derivative · entry 1

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman - Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,136

Underlying: Common Stock, $1 2/3 Par Value · 23,136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 12/15/2020, 12/15/2021, and 12/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 12/15/2020, 12/15/2021, and 12/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 18:16 UTC
SCHARF CHARLES WDirector · CEO & President
GrantRestricted Share Right · Derivative 570,421 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-030946 · form4.xml · derivative · entry 4

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,421

Underlying: Common Stock, $1 2/3 Par Value · 570,421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F2 · derivative.expiration_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 18:16 UTC
SCHARF CHARLES WDirector · CEO & President
Tax withholdingCommon Stock, $1 2/3 Par Value 47 $50.46 $2,371.62
Disclosure

SEC source: 0001127602-19-030946 · form4.xml · nonDerivative · entry 2

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,916

Read SEC document
October 21, 2019 Filed Oct 23, 2019 18:16 UTC
SCHARF CHARLES WDirector · CEO & President
GrantCommon Stock, $1 2/3 Par Value 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-030946 · form4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,963

Read SEC document
October 17, 2019 Filed Oct 21, 2019 17:21 UTC GrantPhantom Stock Units · Derivative 1,905 $49.61 $94,507.05
Disclosure

SEC source: 0001127602-19-030858 · form4.xml · derivative · entry 2

Payne Richard B JR · CIK 0001288880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905

Underlying: Common Stock, $1 2/3 Par Value · 1,905 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.