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Nasdaq · USD

WATT

Energous Corp

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Tapewire entity
7121
SEC CIK
0001575793
Parsed reports
327

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2021 Filed Jul 7, 2021 17:37 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 21,570 $2.71 $58,454.70
Disclosure

SEC source: 0001209191-21-045885 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,467

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:35 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 20,926 $2.71 $56,709.46
Disclosure

SEC source: 0001209191-21-045883 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,661

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
July 02, 2021 Filed Jul 30, 2021 20:21 UTC Amendment
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 21,570 $2.71 $58,454.70
Disclosure

SEC source: 0001209191-21-048978 · doc4a.xml · nonDerivative · entry 2

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,972

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
July 02, 2021 Filed Jul 30, 2021 20:21 UTC Amendment
Sereda Brian JSenior Vice President & CFO
GrantCommon Stock 43,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048978 · doc4a.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,542

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to performance-based restricted stock units granted to the Reporting Person on March 21, 2021 under the Issuer's 2015 Performance Share Unit Plan.

Read SEC document
July 02, 2021 Filed Jul 31, 2021 00:20 UTC Amendment
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 20,926 $2.71 $56,709.46
Disclosure

SEC source: 0001209191-21-048977 · doc4a.xml · nonDerivative · entry 2

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,867

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
July 02, 2021 Filed Jul 31, 2021 00:20 UTC Amendment
Sahejpal NeerajSenior VP, Product Marketing
GrantCommon Stock 42,206 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048977 · doc4a.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,793

F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to performance-based restricted stock units granted to the Reporting Person on March 21, 2021 under to the Issuer's 2015 Performance Share Unit Plan.

Read SEC document
July 02, 2021 Filed Jul 31, 2021 00:19 UTC
Johnston CesarCOO & EVP, Engineering
GrantCommon Stock 51,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048976 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,545

Read SEC document
June 22, 2021 Filed Jun 25, 2021 00:01 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 10,187 $2.77 $28,217.99
Disclosure

SEC source: 0001209191-21-043170 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,248

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $2.76 and the highest price at which shares were sold was $2.78. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 14, 2021 Filed May 18, 2021 17:49 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 20,430 $2.50 $51,075.00
Disclosure

SEC source: 0001209191-21-033661 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,037

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:53 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 19,022 $2.50 $47,555.00
Disclosure

SEC source: 0001209191-21-033673 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,587

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:47 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 24,813 $2.50 $62,032.50
Disclosure

SEC source: 0001209191-21-033655 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,435

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:21 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 10,510 $4.06 $42,670.60
Disclosure

SEC source: 0001209191-21-024309 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,467

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 00:18 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 10,198 $4.06 $41,403.88
Disclosure

SEC source: 0001209191-21-024308 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,609

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 00:16 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 18,960 $4.06 $76,977.60
Disclosure

SEC source: 0001209191-21-024307 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,248

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units and 401(k) contributions to be made by the Reporting Person.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 23:28 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 4,110 $3.93 $16,152.30
Disclosure

SEC source: 0001209191-21-023483 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,208

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 19:18 UTC
Sereda Brian JSenior Vice President & CFO
GrantCommon Stock 116,013 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022701 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,977

F1 · shares: The restricted stock units ("RSUs") vest as to 16.667% of the the total award on March 31, 2021, and an additional 8.33% of the award will vest on May 15, 2021 and upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2023, subject the Reporting Person's continued service to the Issuer through each vesting date.

F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:18 UTC
Sahejpal NeerajSenior VP, Product Marketing
GrantCommon Stock 112,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022699 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,807

F1 · shares: The restricted stock units ("RSUs") vest as to 16.667% of the the total award on March 31, 2021, and an additional 8.33% of the award will vest on May 15, 2021 and upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2023, subject the Reporting Person's continued service to the Issuer through each vesting date.

F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:17 UTC
Johnston CesarCOO & EVP, Engineering
GrantCommon Stock 136,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022698 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,318

F1 · shares: The restricted stock units ("RSUs") vest as to 16.667% of the the total award on March 31, 2021, and an additional 8.33% of the award will vest on May 15, 2021 and upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2023, subject the Reporting Person's continued service to the Issuer through each vesting date.

F2 · shares: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 17:13 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 15,633 $4.40 $68,813.34
Disclosure

SEC source: 0001209191-21-020517 · doc4.xml · nonDerivative · entry 2

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,964

F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $4.40 and the highest price at which shares were sold was $4.415. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 17:13 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 30,000 $4.25 $127,500.00
Disclosure

SEC source: 0001209191-21-020517 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,597

Read SEC document
March 09, 2021 Filed Mar 12, 2021 00:57 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 10,000 $4.00 $40,039.00
Disclosure

SEC source: 0001209191-21-019969 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,257

F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $4.00 and the highest price at which shares were sold was $4.01. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 19:10 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 3,794 $4.83 $18,325.02
Disclosure

SEC source: 0001209191-21-014487 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,597

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:12 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 3,794 $4.83 $18,325.02
Disclosure

SEC source: 0001209191-21-014488 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,257

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:13 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 3,794 $4.83 $18,325.02
Disclosure

SEC source: 0001209191-21-014489 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,526

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 00:02 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 6,306 $3.83 $24,175.94
Disclosure

SEC source: 0001209191-21-012909 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,320

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $3.82 and the highest price at which shares were sold was $3.84. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 16:49 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 3,336 $4.33 $14,444.88
Disclosure

SEC source: 0001209191-21-011306 · doc4.xml · nonDerivative · entry 2

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,391

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:49 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 2,662 $4.33 $11,526.46
Disclosure

SEC source: 0001209191-21-011303 · doc4.xml · nonDerivative · entry 2

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,051

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 16:49 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 7,792 $4.35 $33,895.20
Disclosure

SEC source: 0001209191-21-011306 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,727

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:51 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 9,023 $4.35 $39,250.05
Disclosure

SEC source: 0001209191-21-011310 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,626

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:49 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 7,898 $4.35 $34,356.30
Disclosure

SEC source: 0001209191-21-011303 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,713

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:17 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001620 · doc4.xml · nonDerivative · entry 1

NOONEN MICHAEL · CIK 0001085396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,610

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 4, 2022, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:16 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001617 · doc4.xml · nonDerivative · entry 2

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,063

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 4, 2022, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:16 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001617 · doc4.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,063

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 4, 2022, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:19 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 4,471 $1.89 $8,450.19
Disclosure

SEC source: 0001209191-21-001624 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,519

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:19 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001626 · doc4.xml · nonDerivative · entry 1

Wilkerson Sheryl · CIK 0001829429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,960

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 4, 2022, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:18 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 3,682 $1.89 $6,958.98
Disclosure

SEC source: 0001209191-21-001623 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,611

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:17 UTC SaleCommon Stock 9,589 $1.89 $18,123.21
Disclosure

SEC source: 0001209191-21-001621 · doc4.xml · nonDerivative · entry 2

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F3 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:17 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001621 · doc4.xml · nonDerivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,589

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 4, 2022, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:16 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 8,562 $1.89 $16,182.18
Disclosure

SEC source: 0001209191-21-001619 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,649

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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January 04, 2021 Filed Jan 6, 2021 00:15 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001615 · doc4.xml · nonDerivative · entry 1

Au Reynette K. · CIK 0001787464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,378

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 4, 2022, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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January 04, 2021 Filed Mar 4, 2021 21:20 UTC Amendment GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017790 · doc4a.xml · nonDerivative · entry 1

Wilkerson Sheryl · CIK 0001829429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,960

F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 4, 2022, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

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December 28, 2020 Filed Dec 29, 2020 22:57 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 4,110 $2.03 $8,343.30
Disclosure

SEC source: 0001209191-20-065397 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,211

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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December 23, 2020 Filed Dec 24, 2020 01:46 UTC SaleCommon Stock 6,309 $2.50 $15,772.50
Disclosure

SEC source: 0001209191-20-065130 · doc4.xml · nonDerivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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November 16, 2020 Filed Nov 18, 2020 19:46 UTC
Sereda Brian JSenior Vice President & CFO
SaleCommon Stock 11,075 $2.05 $22,703.75
Disclosure

SEC source: 0001209191-20-059266 · doc4.xml · nonDerivative · entry 1

Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,990

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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November 16, 2020 Filed Nov 19, 2020 00:45 UTC
Sahejpal NeerajSenior VP, Product Marketing
SaleCommon Stock 10,177 $2.05 $20,862.85
Disclosure

SEC source: 0001209191-20-059263 · doc4.xml · nonDerivative · entry 1

Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,293

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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November 16, 2020 Filed Nov 19, 2020 00:44 UTC
Johnston CesarCOO & EVP, Engineering
SaleCommon Stock 13,573 $2.05 $27,824.65
Disclosure

SEC source: 0001209191-20-059261 · doc4.xml · nonDerivative · entry 1

Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,321

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

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October 22, 2020 Filed Oct 26, 2020 20:18 UTC GrantCommon Stock 34,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055808 · doc4.xml · nonDerivative · entry 1

Wilkerson Sheryl · CIK 0001829429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,960

F1 · shares: The RSU vests as to 1/3 of the total award on each of October 20, 2021, October 20, 2022 and October 20, 2023, subject to the Reporting Person's continued service to the Issuer through each such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement.

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October 09, 2020 Filed Oct 14, 2020 16:28 UTC GrantCommon Stock 9,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054778 · doc4.xml · nonDerivative · entry 1

NOONEN MICHAEL · CIK 0001085396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,610

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement.

F2 · shares: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

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October 09, 2020 Filed Oct 14, 2020 16:25 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054775 · doc4.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,063

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement.

F2 · shares: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

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October 09, 2020 Filed Oct 14, 2020 20:29 UTC GrantCommon Stock 9,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054779 · doc4.xml · nonDerivative · entry 1

Patel Rahul G. · CIK 0001785783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,898

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon settlement.

F2 · shares: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

F2 · price: The RSU vests as to 100% of the award on January 2, 2021, subject to the reporting person's continued service to the Issuer through such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.