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WESTERN ALLIANCE BANCORPORATION

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3616
SEC CIK
0001212545
Parsed reports
912

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2017 Filed Mar 2, 2017 22:06 UTC
GIBBONS DALEEVP and CFO
Tax withholdingCommon Stock 7,920 $51.64 $408,988.80
Disclosure

SEC source: 0001212545-17-000118 · wf-form4_148849235800875.xml · nonDerivative · entry 2

GIBBONS DALE · CIK 0001331626 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,458

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:06 UTC
GIBBONS DALEEVP and CFO
GrantCommon Stock 28,100 $0.00 $0.00
Disclosure

SEC source: 0001212545-17-000118 · wf-form4_148849235800875.xml · nonDerivative · entry 1

GIBBONS DALE · CIK 0001331626 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,378

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:59 UTC
CADY GERALD AEVP, So. CA Administration
Tax withholdingCommon Stock 5,073 $51.64 $261,969.72
Disclosure

SEC source: 0001212545-17-000116 · wf-form4_148849198052938.xml · nonDerivative · entry 2

CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,420

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:59 UTC
CADY GERALD AEVP, So. CA Administration
GrantCommon Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001212545-17-000116 · wf-form4_148849198052938.xml · nonDerivative · entry 1

CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,493

Read SEC document
February 28, 2017 Filed Apr 10, 2018 17:48 UTC Amendment
MCAUSLAN ROBERT REOCHEVP, Chief Credit Officer
Tax withholdingCommon Stock 4,372 $51.64 $225,770.08
Disclosure

SEC source: 0001212545-18-000124 · wf-form4a_152339687625791.xml · nonDerivative · entry 1

MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,163

F1 · shares: The original Form 4 filed on February 28, 2017 included the incorrect number of shares withheld for taxes.

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February 23, 2017 Filed Feb 27, 2017 23:56 UTC SaleCommon Stock 28,751 $52.10 $1,497,927.10
Disclosure

SEC source: 0001212545-17-000108 · wf-form4_148823979624611.xml · nonDerivative · entry 1

JOHNSON MARIANNE BOYD · CIK 0001186742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Marianne E. Boyd Trust, dated January 9, 2007

Disclosed balance after: 116,248

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.85 to $52.50, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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February 22, 2017 Filed Feb 23, 2017 21:37 UTC SaleCommon Stock 28,462 $52.59 $1,496,816.58
Disclosure

SEC source: 0001212545-17-000105 · wf-form4_148788585248669.xml · nonDerivative · entry 2

JOHNSON MARIANNE BOYD · CIK 0001186742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Marianne E. Boyd Trust, dated January 9, 2007

Disclosed balance after: 144,999

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.20 to $52.92, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:37 UTC SaleCommon Stock 23,590 $52.59 $1,240,598.10
Disclosure

SEC source: 0001212545-17-000105 · wf-form4_148788585248669.xml · nonDerivative · entry 1

JOHNSON MARIANNE BOYD · CIK 0001186742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Marianne E. Boyd Trust, dated January 9, 2007

Disclosed balance after: 173,461

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.31 to $52.78, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 17:25 UTC
Garner DonEVP, Arizona Administration
SaleCommon Stock 2,079 $53.14 $110,478.06
Disclosure

SEC source: 0001212545-17-000103 · wf-form4_148771590158667.xml · nonDerivative · entry 2

Garner Don · CIK 0001694234 · EVP, Arizona Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k Plan

Disclosed balance after: 257

F1 · balance_after: Reflects balance of shares held in the 401K Employer Matched Plan as of 2/16/17, following the sale evidenced by this filing.

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February 16, 2017 Filed Feb 21, 2017 16:35 UTC
Guedry JohnEVP, So. Nevada Administration
SaleCommon Stock 2,000 $53.30 $106,600.00
Disclosure

SEC source: 0001212545-17-000101 · wf-form4_148771291422947.xml · nonDerivative · entry 1

Guedry John · CIK 0001632513 · EVP, So. Nevada Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,366

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:44 UTC
MACK CARYDirector
SaleCommon Stock 1,000 $53.15 $53,150.00
Disclosure

SEC source: 0001212545-17-000097 · wf-form4_148728146542063.xml · nonDerivative · entry 5

MACK CARY · CIK 0001331621 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for daughter

Disclosed balance after: 2,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $53.21, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5 · ownership.nature: Mary Mack

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:44 UTC
MACK CARYDirector
SaleCommon Stock 1,000 $53.15 $53,150.00
Disclosure

SEC source: 0001212545-17-000097 · wf-form4_148728146542063.xml · nonDerivative · entry 4

MACK CARY · CIK 0001331621 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for son

Disclosed balance after: 2,500

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $53.22, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · ownership.nature: Jack Mack

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:44 UTC
MACK CARYDirector
SaleCommon Stock 1,000 $53.15 $53,150.00
Disclosure

SEC source: 0001212545-17-000097 · wf-form4_148728146542063.xml · nonDerivative · entry 3

MACK CARY · CIK 0001331621 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for son

Disclosed balance after: 2,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $53.21, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · ownership.nature: Luke Mack

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:28 UTC SaleCommon Stock 10,000 $53.17 $531,700.00
Disclosure

SEC source: 0001212545-17-000099 · wf-form4_148736688703774.xml · nonDerivative · entry 1

NAGY M NAFEES · CIK 0001331630 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sajan Alliance, LLC

Disclosed balance after: 50,358

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.04 to $53.33, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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February 14, 2017 Filed Feb 16, 2017 21:44 UTC
MACK CARYDirector
SaleCommon Stock 50,000 $52.43 $2,621,500.00
Disclosure

SEC source: 0001212545-17-000097 · wf-form4_148728146542063.xml · nonDerivative · entry 2

MACK CARY · CIK 0001331621 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Mack Family Trust

Disclosed balance after: 97,592

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:21 UTC SaleCommon Stock 29,535 $51.25 $1,513,668.75
Disclosure

SEC source: 0001212545-17-000095 · wf-form4_148719370172171.xml · nonDerivative · entry 1

MARSHALL TODD · CIK 0001331638 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust

Disclosed balance after: 300,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.23 to $51.27, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 13, 2017 Filed Apr 10, 2017 21:46 UTC Amendment SaleCommon Stock 29,535 $51.25 $1,513,668.75
Disclosure

SEC source: 0001212545-17-000162 · wf-form4a_149186076968020.xml · nonDerivative · entry 1

MARSHALL TODD · CIK 0001331638 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust

Disclosed balance after: 400,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.23 to $51.27, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: This amendment reflects the following transactions, which were reported as having occurred in the Todd Marshall Revocable Trust UAD 4/1/03, but in fact occurred in the Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust (the "1999 Trust") :(1) 15,000 shares purchased on August 1, 2005; (2) 15,000 shares purchased on August 2, 2005; (3) 25,000 shares purchased on August 25, 2006; (4) 20,000 shares purchased on February 28, 2007; and (5) 14,000 shares purchased on November 23,2010. Additionally, this amendment reflects the following transactions, which were reported as having occurred in the Reporting Person's direct holdings, but in fact occurred in the 1999 Trust: (1) 5,000 shares purchased on July 6, 2005; and (2) 6,000 shares purchased on February 8, 2008.

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February 03, 2017 Filed Feb 7, 2017 21:13 UTC SaleCommon Stock 49,700 $50.09 $2,489,473.00
Disclosure

SEC source: 0001212545-17-000089 · wf-form4_148650196850031.xml · nonDerivative · entry 1

HILTON STEVEN J · CIK 0001030513 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven J. Hilton Family Trust

Disclosed balance after: 40,666

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.23, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 16:25 UTC
Garner DonEVP, Arizona Administration
SaleCommon Stock 1,277 $50.00 $63,850.00
Disclosure

SEC source: 0001212545-17-000091 · wf-form4_148650274045325.xml · nonDerivative · entry 1

Garner Don · CIK 0001694234 · EVP, Arizona Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,470

Read SEC document
February 03, 2017 Filed Apr 10, 2017 21:35 UTC Amendment SaleCommon Stock 49,700 $50.09 $2,489,473.00
Disclosure

SEC source: 0001212545-17-000160 · wf-form4a_149186012640210.xml · nonDerivative · entry 1

HILTON STEVEN J · CIK 0001030513 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven J. Hilton Family Trust

Disclosed balance after: 72,626

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.23, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: This amendment reflects the following transfers, which were erroneously excluded from the Reporting Person's previous Form 4 filings: (1) 5,100 shares transferred from the Reporting Person's direct holdings ("Direct Holdings") to the Steven J. Hilton Family Trust (the "Trust"), which occurred between July 6, 2005 and May 10,2010; (2) 6,188 shares transferred from Direct Holdings to the Trust on February 8, 2012; (3) 1,919 shares transferred from Direct Holdings to the Trust on February 10, 2012; (4) 3,295 shares transferred from Direct Holdings to the Trust on March 25, 2013; (5) 4,082 shares transferred from Direct Holdings to the Trust on April 29, 2013; (6) 1,376 shares transferred from Direct Holdings to the Trust on February 13, 2014; (7) 5,000 shares transferred from Direct Holdings to the Trust on July 10, 2014; and (8) 5,000 shares transferred from Direct Holdings to the Trust on July 8, 2015.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:38 UTC GiftCommon Stock 13,436 $0.00 $0.00
Disclosure

SEC source: 0001212545-17-000087 · wf-form4_148642067322244.xml · nonDerivative · entry 2

JOHNSON MARIANNE BOYD · CIK 0001186742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Ingeburg C. Boyd Living Trust

Disclosed balance after: 0

F3 · shares: On February 2, 2017, the Ingeburg C. Boyd Living Trust was settled. Pursuant to the terms of the settlement, 13,436 shares were transferred to the William R. Boyd Trust (the "WRB Trust").The Reporting Person is neither the trustee nor the beneficiary of the WRB Trust and disclaims beneficial ownership of the shares transferred to and held by the WRB Trust, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the WRB Trust's shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:38 UTC GiftCommon Stock 13,436 $0.00 $0.00
Disclosure

SEC source: 0001212545-17-000087 · wf-form4_148642067322244.xml · nonDerivative · entry 1

JOHNSON MARIANNE BOYD · CIK 0001186742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Ingeburg C. Boyd Living Trust

Disclosed balance after: 13,436

F1 · shares: On February 2, 2017, the Ingeburg C. Boyd Living Trust was settled. Pursuant to the terms of the settlement, 13,436 shares were transferred to the Samuel J. Boyd Gaming Properties Trust (the "SJBGP Trust").The Reporting Person is neither the trustee nor the beneficiary of the SJBGP Trust and disclaims beneficial ownership of the shares transferred to and held by the SJBGP Trust, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the SJBGP Trust's shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: On February 2, 2017, the Ingeburg C. Boyd Living Trust was settled. Pursuant to the terms of the settlement, 13,437 shares were transferred to the Marianne E. Boyd Trust dated January 9, 2007.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 16:29 UTC SaleCommon Stock 5,000 $49.00 $245,000.00
Disclosure

SEC source: 0001212545-17-000085 · wf-form4_148641654927550.xml · nonDerivative · entry 1

NAVE JAMES E D V M · CIK 0001197067 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Profit Sharing

Disclosed balance after: 91,005

Read SEC document
February 01, 2017 Filed Feb 2, 2017 17:52 UTC
MCAUSLAN ROBERT REOCHEVP, Chief Credit Officer
SaleCommon Stock 4,000 $49.83 $199,320.00
Disclosure

SEC source: 0001212545-17-000079 · wf-form4_148607596457436.xml · nonDerivative · entry 2

MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,135

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.79 to $49.84, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:40 UTC SaleCommon Stock 300 $50.00 $15,000.00
Disclosure

SEC source: 0001212545-17-000083 · wf-form4_148615800628664.xml · nonDerivative · entry 1

HILTON STEVEN J · CIK 0001030513 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven J. Hilton Family Trust

Disclosed balance after: 90,366

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:19 UTC
Ardrey J. Kelly Jr.SVP, Chief Accounting Officer
SaleCommon Stock 762 $49.92 $38,039.04
Disclosure

SEC source: 0001212545-17-000081 · wf-form4_148615675619629.xml · nonDerivative · entry 1

Ardrey J. Kelly Jr. · CIK 0001528753 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Read SEC document
January 31, 2017 Filed Jan 31, 2017 23:48 UTC
Theisen Randall SEVP, General Counsel
SaleCommon Stock 3,120 $49.80 $155,376.00
Disclosure

SEC source: 0001212545-17-000063 · wf-form4_148590652321704.xml · nonDerivative · entry 3

Theisen Randall S · CIK 0001568824 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,001

Read SEC document
January 31, 2017 Filed Feb 2, 2017 17:52 UTC
MCAUSLAN ROBERT REOCHEVP, Chief Credit Officer
SaleCommon Stock 1,000 $49.99 $49,990.00
Disclosure

SEC source: 0001212545-17-000079 · wf-form4_148607596457436.xml · nonDerivative · entry 1

MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,135

Read SEC document
January 30, 2017 Filed Feb 1, 2017 17:17 UTC SaleCommon Stock 50,000 $49.87 $2,493,500.00
Disclosure

SEC source: 0001212545-17-000075 · wf-form4_148598745957180.xml · nonDerivative · entry 1

NAVE JAMES E D V M · CIK 0001197067 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Profit Sharing

Disclosed balance after: 96,005

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.61 to $50.13, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:24 UTC SaleCommon Stock 5,945 $50.11 $297,903.95
Disclosure

SEC source: 0001212545-17-000077 · wf-form4_148598788288299.xml · nonDerivative · entry 1

SANDE JOHN III · CIK 0001397904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,272

Read SEC document
January 28, 2017 Filed Jan 31, 2017 18:48 UTC
Garner DonEVP, Arizona Administration
Tax withholdingCommon Stock 396 $50.53 $20,009.88
Disclosure

SEC source: 0001212545-17-000061 · wf-form4_148590649145710.xml · nonDerivative · entry 2

Garner Don · CIK 0001694234 · EVP, Arizona Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,747

Read SEC document
January 28, 2017 Filed Jan 31, 2017 18:50 UTC
Guedry JohnEVP, So. Nevada Administration
Tax withholdingCommon Stock 338 $50.53 $17,079.14
Disclosure

SEC source: 0001212545-17-000068 · wf-form4_148590661239861.xml · nonDerivative · entry 2

Guedry John · CIK 0001632513 · EVP, So. Nevada Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

Read SEC document
January 28, 2017 Filed Jan 31, 2017 18:48 UTC
Taylor Patricia AEVP, Chief Risk Officer
Tax withholdingCommon Stock 798 $50.53 $40,322.94
Disclosure

SEC source: 0001212545-17-000062 · wf-form4_148590650754201.xml · nonDerivative · entry 2

Taylor Patricia A · CIK 0001494251 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,785

Read SEC document
January 28, 2017 Filed Jan 31, 2017 18:55 UTC
MCAUSLAN ROBERT REOCHEVP, Chief Credit Officer
Tax withholdingCommon Stock 1,080 $50.53 $54,572.40
Disclosure

SEC source: 0001212545-17-000070 · wf-form4_148590691424554.xml · nonDerivative · entry 2

MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,135

Read SEC document
January 28, 2017 Filed Jan 31, 2017 18:50 UTC
WALL MERRILLEVP, Chief Admin Officer
Tax withholdingCommon Stock 1,081 $50.53 $54,622.93
Disclosure

SEC source: 0001212545-17-000067 · wf-form4_148590659352050.xml · nonDerivative · entry 2

WALL MERRILL · CIK 0001184846 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,620

Read SEC document
January 28, 2017 Filed Jan 31, 2017 18:49 UTC
Sarver Robert GaryDirector · Chairman and CEO
Tax withholdingCommon Stock 6,541 $50.53 $330,516.73
Disclosure

SEC source: 0001212545-17-000064 · wf-form4_148590653983385.xml · nonDerivative · entry 2

Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,083

Read SEC document
January 28, 2017 Filed Jan 31, 2017 23:49 UTC
CADY GERALD AEVP, So. CA Administration
Tax withholdingCommon Stock 285 $50.53 $14,401.05
Disclosure

SEC source: 0001212545-17-000065 · wf-form4_148590655760889.xml · nonDerivative · entry 4

CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,058

Read SEC document
January 28, 2017 Filed Jan 31, 2017 23:49 UTC
CADY GERALD AEVP, So. CA Administration
Tax withholdingCommon Stock 1,256 $50.53 $63,465.68
Disclosure

SEC source: 0001212545-17-000065 · wf-form4_148590655760889.xml · nonDerivative · entry 3

CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,093

Read SEC document
January 28, 2017 Filed Jan 31, 2017 23:49 UTC
Ardrey J. Kelly Jr.SVP, Chief Accounting Officer
Tax withholdingCommon Stock 302 $50.53 $15,260.06
Disclosure

SEC source: 0001212545-17-000066 · wf-form4_148590657641259.xml · nonDerivative · entry 2

Ardrey J. Kelly Jr. · CIK 0001528753 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

Read SEC document
January 28, 2017 Filed Jan 31, 2017 23:48 UTC
GIBBONS DALEEVP and CFO
Tax withholdingCommon Stock 1,700 $50.53 $85,901.00
Disclosure

SEC source: 0001212545-17-000060 · wf-form4_148590647547676.xml · nonDerivative · entry 2

GIBBONS DALE · CIK 0001331626 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,278

Read SEC document
January 28, 2017 Filed Jan 31, 2017 23:48 UTC
Theisen Randall SEVP, General Counsel
Tax withholdingCommon Stock 799 $50.53 $40,373.47
Disclosure

SEC source: 0001212545-17-000063 · wf-form4_148590652321704.xml · nonDerivative · entry 2

Theisen Randall S · CIK 0001568824 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

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January 27, 2017 Filed Jan 31, 2017 18:48 UTC
Garner DonEVP, Arizona Administration
Tax withholdingCommon Stock 377 $50.53 $19,049.81
Disclosure

SEC source: 0001212545-17-000061 · wf-form4_148590649145710.xml · nonDerivative · entry 1

Garner Don · CIK 0001694234 · EVP, Arizona Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

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January 27, 2017 Filed Jan 31, 2017 18:50 UTC
Guedry JohnEVP, So. Nevada Administration
Tax withholdingCommon Stock 920 $50.53 $46,487.60
Disclosure

SEC source: 0001212545-17-000068 · wf-form4_148590661239861.xml · nonDerivative · entry 1

Guedry John · CIK 0001632513 · EVP, So. Nevada Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,704

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January 27, 2017 Filed Jan 31, 2017 18:48 UTC
Taylor Patricia AEVP, Chief Risk Officer
Tax withholdingCommon Stock 835 $50.53 $42,192.55
Disclosure

SEC source: 0001212545-17-000062 · wf-form4_148590650754201.xml · nonDerivative · entry 1

Taylor Patricia A · CIK 0001494251 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,583

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January 27, 2017 Filed Jan 31, 2017 18:55 UTC
MCAUSLAN ROBERT REOCHEVP, Chief Credit Officer
Tax withholdingCommon Stock 1,068 $50.53 $53,966.04
Disclosure

SEC source: 0001212545-17-000070 · wf-form4_148590691424554.xml · nonDerivative · entry 1

MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,215

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January 27, 2017 Filed Jan 31, 2017 18:50 UTC
WALL MERRILLEVP, Chief Admin Officer
Tax withholdingCommon Stock 1,063 $50.53 $53,713.39
Disclosure

SEC source: 0001212545-17-000067 · wf-form4_148590659352050.xml · nonDerivative · entry 1

WALL MERRILL · CIK 0001184846 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,701

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January 27, 2017 Filed Jan 31, 2017 18:49 UTC
Sarver Robert GaryDirector · Chairman and CEO
Tax withholdingCommon Stock 8,451 $50.53 $427,029.03
Disclosure

SEC source: 0001212545-17-000064 · wf-form4_148590653983385.xml · nonDerivative · entry 1

Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,624

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January 27, 2017 Filed Jan 31, 2017 23:49 UTC
CADY GERALD AEVP, So. CA Administration
Tax withholdingCommon Stock 219 $50.53 $11,066.07
Disclosure

SEC source: 0001212545-17-000065 · wf-form4_148590655760889.xml · nonDerivative · entry 2

CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,343

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January 27, 2017 Filed Jan 31, 2017 23:49 UTC
CADY GERALD AEVP, So. CA Administration
Tax withholdingCommon Stock 1,237 $50.53 $62,505.61
Disclosure

SEC source: 0001212545-17-000065 · wf-form4_148590655760889.xml · nonDerivative · entry 1

CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,349

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January 27, 2017 Filed Jan 31, 2017 23:49 UTC
Ardrey J. Kelly Jr.SVP, Chief Accounting Officer
Tax withholdingCommon Stock 161 $50.53 $8,135.33
Disclosure

SEC source: 0001212545-17-000066 · wf-form4_148590657641259.xml · nonDerivative · entry 1

Ardrey J. Kelly Jr. · CIK 0001528753 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.