Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | EVP, So. CA Administration | April 30, 2018 | May 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTERN ALLIANCE BANCORPORATION
Report date April 30, 2018 · Filed May 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,789 |
Reported balance
After 2018-04-30 transaction · row 1
1 source rowRow 1 · 2018-04-30 · Sale · Disposed 5,500 · Balance 87,789 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 10,814 |
Reported balance
Holding disclosure · report date 2018-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,814 |
| Common StockSEC Table I · non-derivative | Indirect401K Plan | 6,433 |
Reported balance
Holding disclosure · report date 2018-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,433 F1: Reflects shares held in the 401K Plan to include employer match as of 4/26/18. |
| Common StockSEC Table I · non-derivative | IndirectSpouse 401k | 3,798 |
Reported balance
Holding disclosure · report date 2018-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,798 F1: Reflects shares held in the 401K Plan to include employer match as of 4/26/18. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares held in the 401K Plan to include employer match as of 4/26/18.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2018 Filed May 2, 2018 21:35 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 5,500 | $60.00 | $330,000.00 |
DisclosureSEC source: 0001212545-18-000146 · wf-form4_152529690813633.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,789 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:15 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 4,947 | $58.46 | $289,201.62 |
DisclosureSEC source: 0001212545-18-000093 · wf-form4_152002528166791.xml · nonDerivative · entry 2 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,289 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:15 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-18-000093 · wf-form4_152002528166791.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,236 Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:58 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-18-000068 · wf-form4_151752949096411.xml · nonDerivative · entry 2 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,764 Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:58 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-18-000068 · wf-form4_151752949096411.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,836 Read SEC document |
| January 30, 2018 Filed Feb 16, 2018 21:18 UTC Amendment | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-18-000082 · wf-form4a_151881591048115.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,814 F1 · shares: The Form 4, as originally filed, inadvertently reported the incorrect number of shares for this transaction. Read SEC document |
| January 27, 2018 Filed Jan 30, 2018 22:01 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 205 | $59.41 | $12,179.05 |
DisclosureSEC source: 0001212545-18-000014 · wf-form4_151734967581614.xml · nonDerivative · entry 4 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,314 Read SEC document |
| January 27, 2018 Filed Jan 30, 2018 22:01 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 1,036 | $59.41 | $61,548.76 |
DisclosureSEC source: 0001212545-18-000014 · wf-form4_151734967581614.xml · nonDerivative · entry 3 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,836 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:01 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 144 | $59.41 | $8,555.04 |
DisclosureSEC source: 0001212545-18-000014 · wf-form4_151734967581614.xml · nonDerivative · entry 2 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,519 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:01 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 1,028 | $59.41 | $61,073.48 |
DisclosureSEC source: 0001212545-18-000014 · wf-form4_151734967581614.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,872 Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 21:27 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GiftCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-17-000186 · wf-form4_150430122944085.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,900 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:15 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 3,000 | $51.69 | $155,070.00 |
DisclosureSEC source: 0001212545-17-000152 · wf-form4_148909774598766.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,420 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.61 to $51.73, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:59 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 5,073 | $51.64 | $261,969.72 |
DisclosureSEC source: 0001212545-17-000116 · wf-form4_148849198052938.xml · nonDerivative · entry 2 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,420 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:59 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-17-000116 · wf-form4_148849198052938.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,493 Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 23:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 285 | $50.53 | $14,401.05 |
DisclosureSEC source: 0001212545-17-000065 · wf-form4_148590655760889.xml · nonDerivative · entry 4 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,058 Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 23:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 1,256 | $50.53 | $63,465.68 |
DisclosureSEC source: 0001212545-17-000065 · wf-form4_148590655760889.xml · nonDerivative · entry 3 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,093 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 23:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 219 | $50.53 | $11,066.07 |
DisclosureSEC source: 0001212545-17-000065 · wf-form4_148590655760889.xml · nonDerivative · entry 2 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,343 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 23:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 1,237 | $50.53 | $62,505.61 |
DisclosureSEC source: 0001212545-17-000065 · wf-form4_148590655760889.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,349 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 22:53 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 3,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-17-000038 · wf-form4_148547119889134.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,586 Read SEC document |
| January 24, 2017 Filed Feb 15, 2017 21:18 UTC Amendment | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-17-000093 · wf-form4a_148719347528645.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,167 F1 · shares: These shares were omitted from the reporting person's Form 4 filed on January 26, 2017. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:16 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 5,000 | $49.70 | $248,500.00 |
DisclosureSEC source: 0001212545-16-000559 · wf-form4_148166378024094.xml · nonDerivative · entry 1 CADY GERALD A · CIK 0001331632 · EVP, So. CA Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,626 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.