Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | EVP, Chief Credit Officer | March 15, 2019 | March 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTERN ALLIANCE BANCORPORATION
Report date March 15, 2019 · Filed March 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,611 |
Reported balance
After 2019-03-15 transaction · row 1
1 source rowRow 1 · 2019-03-15 · Sale · Disposed 2,000 · Balance 15,611 |
| Common StockSEC Table I · non-derivative | IndirectRobert Reoch McAuslan Trust | 13,105 |
Reported balance
Holding disclosure · report date 2019-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,105 |
| Common StockSEC Table I · non-derivative | Indirect401K Plan | 2,909 |
Reported balance
Holding disclosure · report date 2019-03-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,909 F1: Reflects shares held in the 401K Plan to include employer match as of 3/14/19. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares held in the 401K Plan to include employer match as of 3/14/19.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 19, 2019 17:14 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 2,000 | $44.97 | $89,940.00 |
DisclosureSEC source: 0001212545-19-000081 · wf-form4_155303006151182.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,611 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:15 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 3,540 | $46.35 | $164,079.00 |
DisclosureSEC source: 0001212545-19-000070 · wf-form4_155174134501194.xml · nonDerivative · entry 2 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,611 F1 · balance_after: On February 12, 2019, the Reporting Person transferred 3,199 shares to the Robert Reoch McAuslan Trust. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:15 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 12,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-19-000070 · wf-form4_155174134501194.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,151 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:02 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-19-000040 · wf-form4_154957693311617.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,290 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 17:51 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 2,000 | $46.00 | $92,000.00 |
DisclosureSEC source: 0001212545-19-000014 · wf-form4_154888864767473.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Rob McAuslan & McAsey Family Trust Disclosed balance after: 9,906 Read SEC document |
| January 26, 2019 Filed Jan 28, 2019 16:44 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 794 | $45.55 | $36,166.70 |
DisclosureSEC source: 0001212545-19-000008 · wf-form4_154871185483704.xml · nonDerivative · entry 2 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,179 Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 16:44 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 687 | $44.70 | $30,708.90 |
DisclosureSEC source: 0001212545-19-000008 · wf-form4_154871185483704.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,973 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 17:27 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 3,000 | $62.26 | $186,780.00 |
DisclosureSEC source: 0001212545-18-000154 · wf-form4_152849322358013.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Rob McAuslan & McAsey Family Trust Disclosed balance after: 11,906 F1 · balance_after: On May 8, 2018, the Reporting Person transferred 14,906 shares to the Rob McAuslan & McAsey Family Trust. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:10 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 2,000 | $61.94 | $123,880.00 |
DisclosureSEC source: 0001212545-18-000120 · wf-form4_152097538042376.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,603 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 16:18 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 4,246 | $58.46 | $248,221.16 |
DisclosureSEC source: 0001212545-18-000095 · wf-form4_152002549895747.xml · nonDerivative · entry 2 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,603 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 16:18 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-18-000095 · wf-form4_152002549895747.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,849 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:15 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 2,000 | $61.02 | $122,040.00 |
DisclosureSEC source: 0001212545-18-000086 · wf-form4_151924769968310.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,449 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.02 to $61.03, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 18:28 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 2,000 | $58.48 | $116,960.00 |
DisclosureSEC source: 0001212545-18-000064 · wf-form4_151752770126749.xml · nonDerivative · entry 2 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,449 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.47 to $58.50, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 18:28 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-18-000064 · wf-form4_151752770126749.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,449 Read SEC document |
| January 27, 2018 Filed Jan 30, 2018 17:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 880 | $59.41 | $52,280.80 |
DisclosureSEC source: 0001212545-18-000024 · wf-form4_151735254195767.xml · nonDerivative · entry 2 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,449 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 17:49 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 871 | $59.41 | $51,746.11 |
DisclosureSEC source: 0001212545-18-000024 · wf-form4_151735254195767.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,329 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:43 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 3,000 | $56.36 | $169,080.00 |
DisclosureSEC source: 0001212545-17-000218 · wf-form4_151371978783967.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.35 to $56.38, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 17:23 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 4,000 | $56.49 | $225,960.00 |
DisclosureSEC source: 0001212545-17-000206 · wf-form4_150948498941050.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,200 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:24 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 4,000 | $51.78 | $207,120.00 |
DisclosureSEC source: 0001212545-17-000148 · wf-form4_148892186600873.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.78 to $51.81, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:44 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 4,335 | $51.64 | $223,859.40 |
DisclosureSEC source: 0001212545-17-000122 · wf-form4_148849465200287.xml · nonDerivative · entry 2 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,200 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:44 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-17-000122 · wf-form4_148849465200287.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,535 Read SEC document |
| February 28, 2017 Filed Apr 10, 2018 17:48 UTC Amendment | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 4,372 | $51.64 | $225,770.08 |
DisclosureSEC source: 0001212545-18-000124 · wf-form4a_152339687625791.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,163 F1 · shares: The original Form 4 filed on February 28, 2017 included the incorrect number of shares withheld for taxes. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 17:52 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 4,000 | $49.83 | $199,320.00 |
DisclosureSEC source: 0001212545-17-000079 · wf-form4_148607596457436.xml · nonDerivative · entry 2 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,135 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.79 to $49.84, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 17:52 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 1,000 | $49.99 | $49,990.00 |
DisclosureSEC source: 0001212545-17-000079 · wf-form4_148607596457436.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,135 Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 18:55 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 1,080 | $50.53 | $54,572.40 |
DisclosureSEC source: 0001212545-17-000070 · wf-form4_148590691424554.xml · nonDerivative · entry 2 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,135 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 18:55 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 1,068 | $50.53 | $53,966.04 |
DisclosureSEC source: 0001212545-17-000070 · wf-form4_148590691424554.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,215 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 18:04 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 3,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-17-000044 · wf-form4_148547182766734.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,283 Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 16:04 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 10,000 | $45.82 | $458,200.00 |
DisclosureSEC source: 0001212545-16-000521 · wf-form4_148062624744864.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,323 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.78 to $45.86, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 3,000 | $44.94 | $134,820.00 |
DisclosureSEC source: 0001212545-16-000491 · wf-form4_147933077121874.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,323 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.93 to $44.97, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:31 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 3,000 | $37.39 | $112,170.00 |
DisclosureSEC source: 0001212545-16-000463 · wf-form4_147768664182939.xml · nonDerivative · entry 1 MCAUSLAN ROBERT REOCH · CIK 0001446317 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,323 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.39 to $37.40, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.