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Nasdaq · USD

WAFD

WAFD INC

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4319
SEC CIK
0000936528
Parsed reports
315

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202510
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2017 Filed Jan 25, 2017 18:37 UTC
WHITEHEAD ROY MDirector · Chairman & CEO
SaleCommon Stock 10,550 $33.61 $354,604.49
Disclosure

SEC source: 0001200836-17-000010 · primary_doc.xml · nonDerivative · entry 2

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,310

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.50 to $33.70. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 18:37 UTC
WHITEHEAD ROY MDirector · Chairman & CEO
SaleCommon Stock 7,000 $33.38 $233,625.00
Disclosure

SEC source: 0001200836-17-000010 · primary_doc.xml · nonDerivative · entry 1

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,860

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:38 UTC Amendment GrantCommon Stock 2,000 $33.20 $66,400.00
Disclosure

SEC source: 0001200836-17-000008 · primary_doc.xml · nonDerivative · entry 1

JOHNSON ANNA C · CIK 0001194250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,790

F1 · security: This amendment to the Form 4 filed by the reporting person on January 20, 2017 amends the Title of the Security only.

Read SEC document
January 18, 2017 Filed Jan 21, 2017 01:15 UTC GrantCommon Stock 2,000 $33.20 $66,400.00
Disclosure

SEC source: 0001200836-17-000009 · primary_doc.xml · nonDerivative · entry 1

TALBOT RANDALL H · CIK 0001205179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,850

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:29 UTC
Lantz Erin NDirector
GrantCommon Stock 2,000 $33.20 $66,400.00
Disclosure

SEC source: 0001200836-17-000007 · primary_doc.xml · nonDerivative · entry 1

Lantz Erin N · CIK 0001684936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,041

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:26 UTC GrantCommon Stock 2,000 $33.20 $66,400.00
Disclosure

SEC source: 0001200836-17-000006 · primary_doc.xml · nonDerivative · entry 1

KELLEY THOMAS J · CIK 0001325174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,185

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:11 UTC
Tabbutt MarkDirector
GrantCommon Stock 2,000 $33.20 $66,400.00
Disclosure

SEC source: 0001200836-17-000004 · primary_doc.xml · nonDerivative · entry 1

Tabbutt Mark · CIK 0001516063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,900

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:06 UTC GrantCommon Stock 2,000 $33.20 $66,400.00
Disclosure

SEC source: 0001200836-17-000003 · primary_doc.xml · nonDerivative · entry 1

GRANT DAVID K · CIK 0001187438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:02 UTC GrantCommon Stock 2,000 $33.20 $66,400.00
Disclosure

SEC source: 0001200836-17-000002 · primary_doc.xml · nonDerivative · entry 1

Smith Barbara · CIK 0001358963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Read SEC document
January 18, 2017 Filed Jan 20, 2017 23:58 UTC Grant2000 2,000 $33.20 $66,400.00
Disclosure

SEC source: 0001200836-17-000001 · primary_doc.xml · nonDerivative · entry 1

JOHNSON ANNA C · CIK 0001194250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,790

Read SEC document
December 07, 2016 Filed Jan 28, 2017 02:02 UTC GrantCommon Stock 500 $33.55 $16,775.00
Disclosure

SEC source: 0001200836-17-000012 · primary_doc.xml · nonDerivative · entry 1

STEWART CORY D · CIK 0001556157 · SVP & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,158

F1 · shares: Restricted stock grant vests annually in equal amounts over five years beginning October 31, 2017.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:43 UTC
Cooper Cathy EEVP & Retail Banking Manager
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $24.03 $0.00
Disclosure

SEC source: 0001200836-16-000073 · primary_doc.xml · derivative · entry 6

Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2018-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:43 UTC
Cooper Cathy EEVP & Retail Banking Manager
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $23.75 $0.00
Disclosure

SEC source: 0001200836-16-000073 · primary_doc.xml · derivative · entry 5

Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2017-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:43 UTC
Cooper Cathy EEVP & Retail Banking Manager
SaleCommon Stock 3,500 $29.92 $104,704.95
Disclosure

SEC source: 0001200836-16-000073 · primary_doc.xml · nonDerivative · entry 3

Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,004

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.60 to $30.10. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:43 UTC
Cooper Cathy EEVP & Retail Banking Manager
Exercise / conversionCommon Stock 1,500 $24.03 $36,045.00
Disclosure

SEC source: 0001200836-16-000073 · primary_doc.xml · nonDerivative · entry 2

Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:43 UTC
Cooper Cathy EEVP & Retail Banking Manager
Exercise / conversionCommon Stock 2,000 $23.75 $47,500.00
Disclosure

SEC source: 0001200836-16-000073 · primary_doc.xml · nonDerivative · entry 1

Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:29 UTC
Schoonover Mark AlanChief Credit Officer
Exercise / conversionEmployee Stock Option · Derivative 5,000 $0.00 Strike: $24.03 $0.00
Disclosure

SEC source: 0001200836-16-000072 · primary_doc.xml · derivative · entry 7

Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:29 UTC
Schoonover Mark AlanChief Credit Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $20.58 $0.00
Disclosure

SEC source: 0001200836-16-000072 · primary_doc.xml · derivative · entry 6

Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:29 UTC
Schoonover Mark AlanChief Credit Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $22.06 $0.00
Disclosure

SEC source: 0001200836-16-000072 · primary_doc.xml · derivative · entry 5

Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:29 UTC
Schoonover Mark AlanChief Credit Officer
SaleCommon Stock 18,500 $29.75 $550,313.95
Disclosure

SEC source: 0001200836-16-000072 · primary_doc.xml · nonDerivative · entry 4

Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,243

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.50 to $30.10. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:29 UTC
Schoonover Mark AlanChief Credit Officer
Exercise / conversionCommon Stock 5,000 $24.03 $120,150.00
Disclosure

SEC source: 0001200836-16-000072 · primary_doc.xml · nonDerivative · entry 3

Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:29 UTC
Schoonover Mark AlanChief Credit Officer
Exercise / conversionCommon Stock 3,500 $20.58 $72,030.00
Disclosure

SEC source: 0001200836-16-000072 · primary_doc.xml · nonDerivative · entry 2

Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:29 UTC
Schoonover Mark AlanChief Credit Officer
Exercise / conversionCommon Stock 10,000 $22.06 $220,600.00
Disclosure

SEC source: 0001200836-16-000072 · primary_doc.xml · nonDerivative · entry 1

Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:12 UTC
WHITEHEAD ROY MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $24.03 $0.00
Disclosure

SEC source: 0001200836-16-000071 · primary_doc.xml · derivative · entry 4

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2018-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:12 UTC
WHITEHEAD ROY MDirector · Chairman & CEO
SaleCommon Stock 40,000 $29.75 $1,189,904.00
Disclosure

SEC source: 0001200836-16-000071 · primary_doc.xml · nonDerivative · entry 3

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,860

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.45 to $30.10. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:12 UTC
WHITEHEAD ROY MDirector · Chairman & CEO
Exercise / conversionCommon Stock 40,000 $24.03 $961,200.00
Disclosure

SEC source: 0001200836-16-000071 · primary_doc.xml · nonDerivative · entry 2

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 20:12 UTC
WHITEHEAD ROY MDirector · Chairman & CEO
SaleCommon Stock 10,000 $28.86 $288,592.00
Disclosure

SEC source: 0001200836-16-000071 · primary_doc.xml · nonDerivative · entry 1

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,860

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.725 to 28.90. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 11:48 UTC
BEARDALL BRENT JPresident & CBO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $24.03 $0.00
Disclosure

SEC source: 0001200836-16-000070 · primary_doc.xml · derivative · entry 6

BEARDALL BRENT J · CIK 0001200836 · President & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 11:48 UTC
BEARDALL BRENT JPresident & CBO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.75 $0.00
Disclosure

SEC source: 0001200836-16-000070 · primary_doc.xml · derivative · entry 5

BEARDALL BRENT J · CIK 0001200836 · President & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 11:48 UTC
BEARDALL BRENT JPresident & CBO
SaleCommon Stock 30,000 $27.78 $833,250.00
Disclosure

SEC source: 0001200836-16-000070 · primary_doc.xml · nonDerivative · entry 3

BEARDALL BRENT J · CIK 0001200836 · President & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,242

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.70 to $27.879. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 11:48 UTC
BEARDALL BRENT JPresident & CBO
Exercise / conversionCommon Stock 20,000 $24.03 $480,600.00
Disclosure

SEC source: 0001200836-16-000070 · primary_doc.xml · nonDerivative · entry 2

BEARDALL BRENT J · CIK 0001200836 · President & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 11:48 UTC
BEARDALL BRENT JPresident & CBO
Exercise / conversionCommon Stock 10,000 $23.75 $237,500.00
Disclosure

SEC source: 0001200836-16-000070 · primary_doc.xml · nonDerivative · entry 1

BEARDALL BRENT J · CIK 0001200836 · President & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed Nov 5, 2016 01:03 UTC
WHITEHEAD ROY MDirector · Chairman & CEO
SaleCommon Stock 17,485 $27.19 $475,427.64
Disclosure

SEC source: 0001200836-16-000069 · primary_doc.xml · nonDerivative · entry 1

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,860

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.95 to $27.325. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 03, 2016 Filed Nov 3, 2016 23:41 UTC
WHITEHEAD ROY MDirector · Chairman & CEO
SaleCommon Stock 11,530 $27.04 $311,788.50
Disclosure

SEC source: 0001200836-16-000068 · primary_doc.xml · nonDerivative · entry 1

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,345

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.90 to $27.15. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:51 UTC
STEWART CORY DSVP and PAO
Tax withholdingCommon Stock 342 $27.25 $9,319.50
Disclosure

SEC source: 0001200836-16-000067 · primary_doc.xml · nonDerivative · entry 1

STEWART CORY D · CIK 0001556157 · SVP and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,658

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:40 UTC Tax withholdingCommon Stock 1,942 $27.25 $52,919.50
Disclosure

SEC source: 0001200836-16-000065 · primary_doc.xml · nonDerivative · entry 3

Beatty Vincent L · CIK 0001675269 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,808

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:40 UTC Disposition to issuerCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001200836-16-000065 · primary_doc.xml · nonDerivative · entry 2

Beatty Vincent L · CIK 0001675269 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:47 UTC
Cooper Cathy EEVP & Retail Banking Manager
Tax withholdingCommon Stock 80 $27.25 $2,180.00
Disclosure

SEC source: 0001200836-16-000066 · primary_doc.xml · nonDerivative · entry 2

Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,004

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:07 UTC Tax withholdingCommon Stock 4,414 $27.25 $120,281.50
Disclosure

SEC source: 0001200836-16-000064 · primary_doc.xml · nonDerivative · entry 3

Schoonover Mark Alan · CIK 0001431712 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,243

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:07 UTC Disposition to issuerCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001200836-16-000064 · primary_doc.xml · nonDerivative · entry 2

Schoonover Mark Alan · CIK 0001431712 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,657

Read SEC document
October 31, 2016 Filed Nov 1, 2016 22:56 UTC
BEARDALL BRENT JPresident & CBO
Tax withholdingCommon Stock 5,880 $27.25 $160,230.00
Disclosure

SEC source: 0001200836-16-000063 · primary_doc.xml · nonDerivative · entry 3

BEARDALL BRENT J · CIK 0001200836 · President & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,242

Read SEC document
October 31, 2016 Filed Nov 1, 2016 22:56 UTC
BEARDALL BRENT JPresident & CBO
Disposition to issuerCommon Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001200836-16-000063 · primary_doc.xml · nonDerivative · entry 2

BEARDALL BRENT J · CIK 0001200836 · President & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,122

Read SEC document
October 31, 2016 Filed Nov 1, 2016 22:43 UTC
WHITEHEAD ROY MDirector · Chairman and CEO
Tax withholdingCommon Stock 12,849 $27.25 $350,135.25
Disclosure

SEC source: 0001200836-16-000062 · primary_doc.xml · nonDerivative · entry 3

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,875

Read SEC document
October 31, 2016 Filed Nov 1, 2016 22:43 UTC
WHITEHEAD ROY MDirector · Chairman and CEO
Disposition to issuerCommon Stock 33,000 $0.00 $0.00
Disclosure

SEC source: 0001200836-16-000062 · primary_doc.xml · nonDerivative · entry 2

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,724

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:40 UTC GrantCommon Stock 12,500 $27.30 $341,250.00
Disclosure

SEC source: 0001200836-16-000065 · primary_doc.xml · nonDerivative · entry 1

Beatty Vincent L · CIK 0001675269 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 5,000 shares, and 7,500 shares based on certain performance criteria related to total shareholder return.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:47 UTC
Cooper Cathy EEVP & Retail Banking Manager
GrantCommon Stock 15,000 $27.30 $409,500.00
Disclosure

SEC source: 0001200836-16-000066 · primary_doc.xml · nonDerivative · entry 1

Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,084

F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 6,000 shares, and 9,000 shares based on certain performance criteria related to total shareholder return.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 23:07 UTC GrantCommon Stock 25,000 $27.30 $682,500.00
Disclosure

SEC source: 0001200836-16-000064 · primary_doc.xml · nonDerivative · entry 1

Schoonover Mark Alan · CIK 0001431712 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,907

F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 10,000 shares, and 15,000 shares based on certain performance criteria related to total shareholder return.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:56 UTC
BEARDALL BRENT JPresident & CBO
GrantCommon Stock 35,000 $27.30 $955,500.00
Disclosure

SEC source: 0001200836-16-000063 · primary_doc.xml · nonDerivative · entry 1

BEARDALL BRENT J · CIK 0001200836 · President & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,747

F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 14,000 shares, and 21,000 shares based on certain performance criteria related to total shareholder return.

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October 28, 2016 Filed Nov 1, 2016 22:43 UTC
WHITEHEAD ROY MDirector · Chairman and CEO
GrantCommon Stock 75,000 $27.30 $2,047,500.00
Disclosure

SEC source: 0001200836-16-000062 · primary_doc.xml · nonDerivative · entry 1

WHITEHEAD ROY M · CIK 0001180561 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,724

F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 30,000 shares, and 45,000 shares based on certain performance criteria related to total shareholder return.

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October 24, 2016 Filed Oct 26, 2016 00:10 UTC
Cooper Cathy EEVP & Retail Banking Manager
Tax withholdingCommon Stock 27 $27.35 $738.45
Disclosure

SEC source: 0001687052-16-000002 · primary_doc.xml · nonDerivative · entry 2

Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.