Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WAFD INCWAFD · Entity 4319 | EVP & Chief Consumer Banker | February 06, 2026 | February 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WAFD INC
Report date February 06, 2026 · Filed February 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,755 |
Reported balance
After 2026-02-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-06 · Sale · Disposed 5,300 · Balance 94,755 F1: Includes 36,418 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 10,572 |
Reported balance
Holding disclosure · report date 2026-02-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,572 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 36,418 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2026 Filed Feb 6, 2026 22:55 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 5,300 | $33.77 | $178,981.00 |
DisclosureSEC source: 0001687052-26-000003 · wk-form4_1770418519.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,755 F1 · balance_after: Includes 36,418 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| November 11, 2025 Filed Nov 12, 2025 19:25 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 21,609 | $30.56 | $660,371.04 |
DisclosureSEC source: 0001687052-25-000007 · wk-form4_1762975517.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,752 F1 · balance_after: Restricted and performance stock grants vest ratably over three years beginning November 11, 2026, respectively, as follows: 8,674 shares, and 12,935 shares based upon certain performance criteria related to total shareholder return. F2 · balance_after: Includes 36,115 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 19:56 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 2,982 | $29.03 | $86,567.46 |
DisclosureSEC source: 0001687052-25-000005 · wk-form4_1762286201.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,143 F1 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. F2 · balance_after: Includes 36,115 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 19:56 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 11,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001687052-25-000005 · wk-form4_1762286201.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,125 Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:13 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 16,965 | $37.43 | $634,999.95 |
DisclosureSEC source: 0000936528-24-000156 · wk-form4_1731618789.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,215 F1 · balance_after: Includes 34,909 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 21:46 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 7,500 | $32.53 | $243,937.50 |
DisclosureSEC source: 0000936528-24-000145 · wk-form4_1730843207.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,250 F1 · balance_after: Includes 34,909 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 15:54 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 7,528 | $33.98 | $255,801.44 |
DisclosureSEC source: 0000936528-24-000142 · wk-form4_1730735664.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,750 F1 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. F2 · balance_after: Includes 34,909 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| May 21, 2024 Filed May 22, 2024 19:54 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 14,000 | $28.52 | $399,273.00 |
DisclosureSEC source: 0000936528-24-000089 · wk-form4_1716407644.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,691 F1 · balance_after: Includes 34,322 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:59 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 22,973 | $27.64 | $634,973.72 |
DisclosureSEC source: 0000936528-23-000203 · wk-form4_1700171945.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,136 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 9,222 shares, and 13,751 shares based upon certain performance criteria related to total shareholder return. F2 · balance_after: Includes 33,767 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2023 Filed Nov 3, 2023 00:13 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 3,281 | $24.68 | $80,975.08 |
DisclosureSEC source: 0000936528-23-000183 · wk-form4_1698970387.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,163 F1 · balance_after: Includes 33,767 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2023 Filed Nov 3, 2023 00:13 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 12,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-23-000183 · wk-form4_1698970387.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,444 Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 22:13 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 33,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-23-000077 · wf-form4_167874561296637.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,219 F1 · shares: Represents stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person based on a stock price of $31.71 per share. The stock units vest increasingly upon the reporting owner's retirement age as follows: 0% prior to retirement age of 62, 80% at age of 62, 90% at age 63, and 100% at age of 64. The stock units will be settled in shares of WAFD common stock in accordance with the terms of the SERP. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 17:28 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 15,000 | $34.25 | $513,819.00 |
DisclosureSEC source: 0000936528-23-000035 · wf-form4_167414928691238.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,106 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.07 to $34.38, inclusive. The reporting person undertakes to provide to Washington Federal Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 19:34 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 16,675 | $38.08 | $634,984.00 |
DisclosureSEC source: 0000936528-22-000123 · wf-form4_166802245985602.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,106 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2023, respectively, as follows: 6,694 shares, and 9,981 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:13 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 3,282 | $38.70 | $127,013.40 |
DisclosureSEC source: 0000936528-22-000113 · wf-form4_166742000600390.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,431 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:13 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 12,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-22-000113 · wf-form4_166742000600390.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,713 Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:35 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 8,153 | $35.36 | $288,290.08 |
DisclosureSEC source: 0000936528-21-000116 · wf-form4_163588528207828.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,166 Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 18:51 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 17,722 | $35.83 | $634,979.26 |
DisclosureSEC source: 0000936528-21-000104 · wf-form4_163544707950962.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Chief Consumer Banker 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,319 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2022, respectively, as follows: 7,114 shares, and 10,608 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 23:36 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 2,664 | $21.29 | $56,716.56 |
DisclosureSEC source: 0001200836-20-000026 · primary_doc.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,597 Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 23:36 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 9,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-20-000026 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,261 Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 00:55 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 27,900 | $22.15 | $617,985.00 |
DisclosureSEC source: 0001200836-20-000020 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,110 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2021, respectively, as follows: 11,200 shares, and 16,700 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2019 Filed Nov 2, 2019 00:08 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 6,352 | $36.46 | $231,593.92 |
DisclosureSEC source: 0001200836-19-000025 · primary_doc.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,210 Read SEC document |
| October 30, 2019 Filed Nov 2, 2019 00:08 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 16,750 | $36.57 | $612,547.50 |
DisclosureSEC source: 0001200836-19-000025 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,562 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2020, respectively, as follows: 6,700 shares, and 10,050 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 22:29 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 1,693 | $28.16 | $47,674.88 |
DisclosureSEC source: 0001200836-18-000022 · primary_doc.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,812 Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 22:29 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-18-000022 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,505 Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 21:46 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 17,500 | $27.71 | $484,925.00 |
DisclosureSEC source: 0001200836-18-000018 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Group Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,505 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2019, respectively, as follows: 7,000 shares, and 10,500 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:12 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 39 | $31.42 | $1,225.38 |
DisclosureSEC source: 0001200836-18-000013 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Group Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,005 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:06 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 39 | $31.42 | $1,225.38 |
DisclosureSEC source: 0001200836-18-000012 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Group Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,005 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 20:57 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 1,974 | $34.80 | $68,695.20 |
DisclosureSEC source: 0001200836-17-000021 · primary_doc.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,044 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:57 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 15,000 | $34.60 | $519,000.00 |
DisclosureSEC source: 0001200836-17-000021 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,018 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2018, respectively, as follows: 6,000 shares, and 9,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| October 22, 2017 Filed Oct 24, 2017 19:47 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 73 | $34.95 | $2,551.35 |
DisclosureSEC source: 0001200836-17-000020 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,018 F1 · balance_after: The balance reported in this Form 4 corrects an overstatement error of 20 shares from the last Form 4 filed on October 3, 2017, and includes 114 shares inadvertently omitted from the reporting person's prior Form 3 and Form 4s, 14 of which resulted from dividend reinvestments since the Form 3 was filed on October 12, 2016. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:33 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 27 | $33.95 | $916.65 |
DisclosureSEC source: 0001200836-17-000017 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,997 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:43 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $24.03 | $0.00 |
DisclosureSEC source: 0001200836-16-000073 · primary_doc.xml · derivative · entry 6 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2018-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:43 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $23.75 | $0.00 |
DisclosureSEC source: 0001200836-16-000073 · primary_doc.xml · derivative · entry 5 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:43 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 3,500 | $29.92 | $104,704.95 |
DisclosureSEC source: 0001200836-16-000073 · primary_doc.xml · nonDerivative · entry 3 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,004 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.60 to $30.10. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:43 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionCommon Stock | 1,500 | $24.03 | $36,045.00 |
DisclosureSEC source: 0001200836-16-000073 · primary_doc.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:43 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionCommon Stock | 2,000 | $23.75 | $47,500.00 |
DisclosureSEC source: 0001200836-16-000073 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:47 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 80 | $27.25 | $2,180.00 |
DisclosureSEC source: 0001200836-16-000066 · primary_doc.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,004 Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 23:47 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 15,000 | $27.30 | $409,500.00 |
DisclosureSEC source: 0001200836-16-000066 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,084 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 6,000 shares, and 9,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 00:10 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 27 | $27.35 | $738.45 |
DisclosureSEC source: 0001687052-16-000002 · primary_doc.xml · nonDerivative · entry 2 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084 Read SEC document |
| October 22, 2016 Filed Oct 26, 2016 00:10 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 55 | $27.35 | $1,504.25 |
DisclosureSEC source: 0001687052-16-000002 · primary_doc.xml · nonDerivative · entry 1 Cooper Cathy E · CIK 0001687052 · EVP & Retail Banking Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,111 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.