Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WAFD INCWAFD · Entity 4319 | Director · President & CEO | December 29, 2025 | December 30, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WAFD INC
Report date December 29, 2025 · Filed December 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 366,891.5 |
Reported balance
After 2025-12-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-29 · Gift · Disposed 2,272.5 · Balance 366,891.5 F1: Includes 124,863 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. |
| Depositary Shares of Series A Preferred StockSEC Table I · non-derivative | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2025-12-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,000 F2: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock"). |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 124,863 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
F2: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2025 Filed Dec 30, 2025 18:44 UTC | WAFD INC WAFD · Entity 4319 | GiftCommon Stock | 2,272.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-25-000013 · wk-form4_1767120247.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,891.5 F1 · balance_after: Includes 124,863 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| December 03, 2025 Filed Dec 3, 2025 21:47 UTC | WAFD INC WAFD · Entity 4319 | PurchaseDepositary Shares of Series A Preferred Stock | 3,000 | $16.85 | $50,550.00 |
DisclosureSEC source: 0001200836-25-000011 · wk-form4_1764798459.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 F1 · security: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock"). Read SEC document |
| November 26, 2025 Filed Nov 26, 2025 19:25 UTC | WAFD INC WAFD · Entity 4319 | PurchaseDepositary Shares of Series A Preferred Stock | 3,000 | $16.55 | $49,650.00 |
DisclosureSEC source: 0001200836-25-000009 · wk-form4_1764185101.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 F1 · security: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock"). Read SEC document |
| November 11, 2025 Filed Nov 12, 2025 19:24 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 83,116 | $30.56 | $2,540,024.96 |
DisclosureSEC source: 0001200836-25-000006 · wk-form4_1762975488.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,124 F1 · balance_after: Restricted and performance stock grants vest ratably over three years beginning November 11, 2026, respectively, as follows: 27,004 shares, and 56,112 shares based upon certain performance criteria related to total shareholder return. F2 · balance_after: Includes 123,823 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 19:57 UTC | WAFD INC WAFD · Entity 4319 | OtherCommon Stock | 5,204 | $29.03 | $151,072.12 |
DisclosureSEC source: 0001200836-25-000004 · wk-form4_1762286220.xml · nonDerivative · entry 3 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,008 F1 · shares: The shares were transferred from the Reporting Person to a third party in accordance with the terms of a divorce settlement agreement. The Reporting Person no longer has a reportable beneficial ownership in these securities. F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. F3 · balance_after: Includes 123,823 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 19:57 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 9,652 | $29.03 | $280,197.56 |
DisclosureSEC source: 0001200836-25-000004 · wk-form4_1762286220.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,212 Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 19:57 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 50,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-25-000004 · wk-form4_1762286220.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,864 Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:13 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 67,861 | $37.43 | $2,540,037.23 |
DisclosureSEC source: 0000936528-24-000155 · wk-form4_1731618778.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,689 F1 · balance_after: Includes 119,688 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 15:53 UTC | WAFD INC WAFD · Entity 4319 | OtherCommon Stock | 22,627 | $33.98 | $768,865.46 |
DisclosureSEC source: 0000936528-24-000137 · wk-form4_1730735612.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,828 F1 · shares: The shares were transferred from the Reporting Person to a third party in accordance with the terms of a divorce settlement agreement. The Reporting Person no longer has a reportable beneficial ownership in these securities. F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. F3 · balance_after: Includes 119,688 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 15:53 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 29,396 | $33.98 | $998,876.08 |
DisclosureSEC source: 0000936528-24-000137 · wk-form4_1730735612.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,455 Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 17:43 UTC | WAFD INC WAFD · Entity 4319 | OtherCommon Stock | 30,182 | $36.43 | $1,099,530.26 |
DisclosureSEC source: 0000936528-24-000121 · wk-form4_1725558207.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Disclosed balance after: 0 F1 · shares: The shares were transferred from the Reporting Person to his spouse in accordance with the terms of a divorce settlement agreement. The Reporting Person no longer has a reportable beneficial ownership in these securities. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 17:43 UTC | WAFD INC WAFD · Entity 4319 | OtherCommon Stock | 165,281 | $36.43 | $6,021,186.83 |
DisclosureSEC source: 0000936528-24-000121 · wk-form4_1725558207.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,992 F1 · shares: The shares were transferred from the Reporting Person to his spouse in accordance with the terms of a divorce settlement agreement. The Reporting Person no longer has a reportable beneficial ownership in these securities. F2 · balance_after: Includes 118,829 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 00:02 UTC | WAFD INC WAFD · Entity 4319 | GiftCommon Stock | 4,824 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-23-000214 · wk-form4_1702339327.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,217 F1 · balance_after: Includes 115,773 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:58 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 91,897 | $27.64 | $2,540,033.08 |
DisclosureSEC source: 0000936528-23-000199 · wk-form4_1700171883.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,041 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 29,857 shares, and 62,040 shares based upon certain performance criteria related to total shareholder return. F2 · balance_after: Direct holdings include 115,773 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2023 Filed Nov 3, 2023 00:13 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 9,719 | $24.68 | $239,864.92 |
DisclosureSEC source: 0000936528-23-000182 · wk-form4_1698970375.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 405,144 F1 · balance_after: Direct holdings include 115,773 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2023 Filed Nov 3, 2023 00:13 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 51,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-23-000182 · wk-form4_1698970375.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,863 Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 23:35 UTC | WAFD INC WAFD · Entity 4319 | PurchaseCommon Stock | 1,600 | $30.20 | $48,320.00 |
DisclosureSEC source: 0000936528-23-000082 · wf-form4_167883694022266.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 28,894 Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 22:13 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 113,529 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-23-000075 · wf-form4_167874557585745.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,152 F1 · shares: Represents stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person based on a stock price of $31.71 per share. The stock units vest increasingly upon the reporting owner's retirement age as follows: 0% prior to retirement age of 62, 80% at age of 62, 90% at age 63, and 100% at age of 64. The stock units will be settled in shares of WAFD common stock in accordance with the terms of the SERP. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 18:28 UTC | WAFD INC WAFD · Entity 4319 | GiftCommon Stock | 6,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-22-000165 · wf-form4_167164729081601.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,623 Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 19:34 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 66,702 | $38.08 | $2,540,012.16 |
DisclosureSEC source: 0000936528-22-000122 · wf-form4_166802243949476.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,143 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2023, respectively, as follows: 21,671 shares, and 45,031 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:13 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 8,870 | $38.70 | $343,269.00 |
DisclosureSEC source: 0000936528-22-000112 · wf-form4_166741998501294.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,441 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:13 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 49,689 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-22-000112 · wf-form4_166741998501294.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,311 Read SEC document |
| December 27, 2021 Filed Dec 27, 2021 19:22 UTC | WAFD INC WAFD · Entity 4319 | GiftCommon Stock | 9,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-21-000134 · wf-form4_164063290533482.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,000 Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:30 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 27,376 | $35.36 | $968,015.36 |
DisclosureSEC source: 0000936528-21-000112 · wf-form4_163588497796407.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,700 Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 18:45 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 65,481 | $35.83 | $2,346,184.23 |
DisclosureSEC source: 0000936528-21-000102 · wf-form4_163544672132329.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,076 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2022, respectively, as follows: 21,213 shares, and 44,268 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 23:16 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 6,651 | $21.29 | $141,599.79 |
DisclosureSEC source: 0001200836-20-000024 · primary_doc.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,595 Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 23:16 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 33,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-20-000024 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,246 Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 00:28 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 96,500 | $22.15 | $2,137,475.00 |
DisclosureSEC source: 0001200836-20-000017 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,079 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2021, respectively, as follows: 31,200 shares, and 65,300 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| May 13, 2020 Filed May 14, 2020 22:07 UTC | WAFD INC WAFD · Entity 4319 | PurchaseCommon Stock | 4,167 | $23.42 | $97,591.14 |
DisclosureSEC source: 0001200836-20-000013 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 25,021 F1 · balance_after: Indirect holdings reflect an adjustment of 247 additional shares acquired as a result of cash conversion and dividend reinvestment into shares of Company stock pursuant to the Reporting Person's participation in the Company's 401k plan. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 17:55 UTC | WAFD INC WAFD · Entity 4319 | GiftCommon Stock | 4,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-19-000027 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,579 F1 · balance_after: Includes an adjustment of 17 shares due to previous share rounding Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 21:20 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 17,382 | $36.46 | $633,747.72 |
DisclosureSEC source: 0001200836-19-000020 · primary_doc.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,772 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 21:20 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 54,700 | $36.57 | $2,000,379.00 |
DisclosureSEC source: 0001200836-19-000020 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,154 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2020, respectively, as follows: 15,200 shares, and 39,500 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 19:54 UTC | WAFD INC WAFD · Entity 4319 | GiftCommon Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-19-000014 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,454 Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 22:59 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 5,642 | $28.16 | $158,878.72 |
DisclosureSEC source: 0001200836-18-000025 · primary_doc.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,144 Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 22:59 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 21,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-18-000025 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,786 Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 21:14 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 57,500 | $27.71 | $1,593,325.00 |
DisclosureSEC source: 0001200836-18-000014 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,286 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2019, respectively, as follows: 19,500 shares, and 38,000 shares based on certain performance criteria related to total shareholder return. F2 · balance_after: The amount of shares directly owned by the reporting person and reported in this Form 4 filing corrects a 100 share scrivener error from the previous filing. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:11 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 14,473 | $34.80 | $503,660.40 |
DisclosureSEC source: 0001200836-17-000023 · primary_doc.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,686 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:11 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 40,000 | $34.60 | $1,384,000.00 |
DisclosureSEC source: 0001200836-17-000023 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,259 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 16,000 shares, and 24,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 11:48 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $24.03 | $0.00 |
DisclosureSEC source: 0001200836-16-000070 · primary_doc.xml · derivative · entry 6 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 11:48 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $23.75 | $0.00 |
DisclosureSEC source: 0001200836-16-000070 · primary_doc.xml · derivative · entry 5 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 11:48 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 30,000 | $27.78 | $833,250.00 |
DisclosureSEC source: 0001200836-16-000070 · primary_doc.xml · nonDerivative · entry 3 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,242 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.70 to $27.879. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 11:48 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionCommon Stock | 20,000 | $24.03 | $480,600.00 |
DisclosureSEC source: 0001200836-16-000070 · primary_doc.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 11:48 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionCommon Stock | 10,000 | $23.75 | $237,500.00 |
DisclosureSEC source: 0001200836-16-000070 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 22:56 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 5,880 | $27.25 | $160,230.00 |
DisclosureSEC source: 0001200836-16-000063 · primary_doc.xml · nonDerivative · entry 3 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,242 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 22:56 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 14,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-16-000063 · primary_doc.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,122 Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 22:56 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 35,000 | $27.30 | $955,500.00 |
DisclosureSEC source: 0001200836-16-000063 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,747 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 14,000 shares, and 21,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| September 30, 2016 Filed Oct 5, 2016 00:32 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 1,694 | $26.68 | $45,195.92 |
DisclosureSEC source: 0001200836-16-000059 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,747 Read SEC document |
| November 06, 2015 Filed Oct 5, 2016 00:28 UTC Amendment | WAFD INC WAFD · Entity 4319 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $22.91 | $0.00 |
DisclosureSEC source: 0001200836-16-000058 · primary_doc.xml · derivative · entry 4 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2016-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2015 Filed Oct 5, 2016 00:28 UTC Amendment | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 10,000 | $25.57 | $255,715.00 |
DisclosureSEC source: 0001200836-16-000058 · primary_doc.xml · nonDerivative · entry 2 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,441 F1 · balance_after: This Form 4 reports the option exercise and resulting acquisition of 10,000 shares of common stock, the sale of which was previously reported on a Form 4 filed on 11/6/15, the date on which the exercise and sale occurred, hereby amended with this filing. Read SEC document |
| November 06, 2015 Filed Oct 5, 2016 00:28 UTC Amendment | WAFD INC WAFD · Entity 4319 | Exercise / conversionCommon Stock | 10,000 | $22.91 | $229,100.00 |
DisclosureSEC source: 0001200836-16-000058 · primary_doc.xml · nonDerivative · entry 1 BEARDALL BRENT J · CIK 0001200836 · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.