Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WAFD INCWAFD · Entity 4319 | EVP & Chief Financial Officer | October 31, 2022 | November 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WAFD INC
Report date October 31, 2022 · Filed November 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,819 |
Ending reported balance
After 2022-10-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-31 · Disposition to issuer · Disposed 15,238 · Balance 41,836 Row 2 · 2022-10-31 · Tax withholding · Disposed 4,017 · Balance 37,819 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2022 Filed Nov 2, 2022 20:12 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 4,017 | $38.70 | $155,457.90 |
DisclosureSEC source: 0000936528-22-000109 · wf-form4_166741991958088.xml · nonDerivative · entry 2 Beatty Vincent L · CIK 0001675269 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,819 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:12 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 15,238 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-22-000109 · wf-form4_166741991958088.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,836 Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 18:53 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 16,000 | $35.74 | $571,840.00 |
DisclosureSEC source: 0000936528-22-000046 · wf-form4_164460559593812.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,074 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.40 to $35.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:33 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 10,311 | $35.36 | $364,596.96 |
DisclosureSEC source: 0000936528-21-000115 · wf-form4_163588517836608.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,074 Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 18:02 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 5,907 | $35.83 | $211,647.81 |
DisclosureSEC source: 0000936528-21-000099 · wf-form4_163544415863939.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,385 F1 · shares: Restricted and performance stock grants vest October 31, 2022, respectively, as follows: 2,371 shares, and 3,536 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 23:25 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 1,929 | $21.29 | $41,068.41 |
DisclosureSEC source: 0001200836-20-000025 · primary_doc.xml · nonDerivative · entry 2 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,478 Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 23:25 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 11,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-20-000025 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,407 Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:20 UTC Amendment | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 27,900 | $22.15 | $617,985.00 |
DisclosureSEC source: 0001200836-20-000023 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,756 F1 · shares: This amendment is being filed solely to correct the vesting period of the restricted and performance stock grants as originally stated on Form 4 of the Reporting Person filed with the Securities and Exchange Commission on October 29, 2020. Restricted and performance stock grants vest ratably over two years beginning October 31, 2021, respectively, as follows: 11,200 shares, and 16,700 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 00:40 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 27,900 | $22.15 | $617,985.00 |
DisclosureSEC source: 0001200836-20-000018 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,756 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2021, respectively, as follows: 11,200 shares, and 16,700 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| August 06, 2020 Filed Aug 6, 2020 19:51 UTC | WAFD INC WAFD · Entity 4319 | PurchaseCommon Stock | 1,000 | $23.60 | $23,600.00 |
DisclosureSEC source: 0001200836-20-000016 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,856 Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 21:56 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 6,888 | $36.46 | $251,136.48 |
DisclosureSEC source: 0001200836-19-000021 · primary_doc.xml · nonDerivative · entry 2 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,856 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 21:56 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 16,750 | $36.57 | $612,547.50 |
DisclosureSEC source: 0001200836-19-000021 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,744 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2020, respectively, as follows: 6,700 shares, and 10,050 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 23:03 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 3,018 | $28.16 | $84,986.88 |
DisclosureSEC source: 0001200836-18-000026 · primary_doc.xml · nonDerivative · entry 2 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,994 Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 23:03 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 11,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-18-000026 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,012 Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 21:24 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 20,000 | $27.71 | $554,200.00 |
DisclosureSEC source: 0001200836-18-000016 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,512 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2019, respectively, as follows: 8,000 shares, and 12,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:47 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 5,296 | $34.80 | $184,300.80 |
DisclosureSEC source: 0001200836-17-000029 · primary_doc.xml · nonDerivative · entry 2 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,512 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:47 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 20,000 | $34.60 | $692,000.00 |
DisclosureSEC source: 0001200836-17-000029 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,808 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2018, respectively, as follows: 8,000 shares, and 12,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:40 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 1,942 | $27.25 | $52,919.50 |
DisclosureSEC source: 0001200836-16-000065 · primary_doc.xml · nonDerivative · entry 3 Beatty Vincent L · CIK 0001675269 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,808 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:40 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-16-000065 · primary_doc.xml · nonDerivative · entry 2 Beatty Vincent L · CIK 0001675269 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750 Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 23:40 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 12,500 | $27.30 | $341,250.00 |
DisclosureSEC source: 0001200836-16-000065 · primary_doc.xml · nonDerivative · entry 1 Beatty Vincent L · CIK 0001675269 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 5,000 shares, and 7,500 shares based on certain performance criteria related to total shareholder return. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.