Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WAFD INCWAFD · Entity 4319 | EVP & Chief Credit Officer | October 31, 2018 | November 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WAFD INC
Report date October 31, 2018 · Filed November 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 137,717 |
Ending reported balance
After 2018-10-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-10-31 · Disposition to issuer · Disposed 15,000 · Balance 141,653 Row 2 · 2018-10-31 · Tax withholding · Disposed 3,936 · Balance 137,717 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 1, 2018 22:55 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 3,936 | $28.16 | $110,837.76 |
DisclosureSEC source: 0001200836-18-000024 · primary_doc.xml · nonDerivative · entry 2 Schoonover Mark Alan · CIK 0001431712 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,717 Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 22:55 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-18-000024 · primary_doc.xml · nonDerivative · entry 1 Schoonover Mark Alan · CIK 0001431712 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,653 Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 21:19 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 20,000 | $27.71 | $554,200.00 |
DisclosureSEC source: 0001200836-18-000015 · primary_doc.xml · nonDerivative · entry 1 Schoonover Mark Alan · CIK 0001431712 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,653 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2019, respectively, as follows: 8,000 shares, and 12,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:21 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 10,590 | $34.80 | $368,532.00 |
DisclosureSEC source: 0001200836-17-000025 · primary_doc.xml · nonDerivative · entry 1 Schoonover Mark Alan · CIK 0001431712 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,653 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:16 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 25,000 | $34.60 | $865,000.00 |
DisclosureSEC source: 0001200836-17-000024 · primary_doc.xml · nonDerivative · entry 1 Schoonover Mark Alan · CIK 0001431712 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,243 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2018, respectively, as follows: 10,000 shares, and 15,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:29 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $24.03 | $0.00 |
DisclosureSEC source: 0001200836-16-000072 · primary_doc.xml · derivative · entry 7 Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:29 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $20.58 | $0.00 |
DisclosureSEC source: 0001200836-16-000072 · primary_doc.xml · derivative · entry 6 Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:29 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001200836-16-000072 · primary_doc.xml · derivative · entry 5 Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:29 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 18,500 | $29.75 | $550,313.95 |
DisclosureSEC source: 0001200836-16-000072 · primary_doc.xml · nonDerivative · entry 4 Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,243 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.50 to $30.10. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:29 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionCommon Stock | 5,000 | $24.03 | $120,150.00 |
DisclosureSEC source: 0001200836-16-000072 · primary_doc.xml · nonDerivative · entry 3 Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:29 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionCommon Stock | 3,500 | $20.58 | $72,030.00 |
DisclosureSEC source: 0001200836-16-000072 · primary_doc.xml · nonDerivative · entry 2 Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:29 UTC | WAFD INC WAFD · Entity 4319 | Exercise / conversionCommon Stock | 10,000 | $22.06 | $220,600.00 |
DisclosureSEC source: 0001200836-16-000072 · primary_doc.xml · nonDerivative · entry 1 Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:07 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 4,414 | $27.25 | $120,281.50 |
DisclosureSEC source: 0001200836-16-000064 · primary_doc.xml · nonDerivative · entry 3 Schoonover Mark Alan · CIK 0001431712 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,243 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:07 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-16-000064 · primary_doc.xml · nonDerivative · entry 2 Schoonover Mark Alan · CIK 0001431712 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,657 Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 23:07 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 25,000 | $27.30 | $682,500.00 |
DisclosureSEC source: 0001200836-16-000064 · primary_doc.xml · nonDerivative · entry 1 Schoonover Mark Alan · CIK 0001431712 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,907 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2017, respectively, as follows: 10,000 shares, and 15,000 shares based on certain performance criteria related to total shareholder return. Read SEC document |
| September 30, 2016 Filed Oct 5, 2016 00:41 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 1,412 | $26.68 | $37,672.16 |
DisclosureSEC source: 0001200836-16-000061 · primary_doc.xml · nonDerivative · entry 1 Schoonover Mark Alan · CIK 0001431712 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,907 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.