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VRT

Vertiv Holdings Co

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440
SEC CIK
0001674101
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510

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0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 2026052
Mar 2026012
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202608
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2023 Filed Jun 30, 2023 21:01 UTC
O' Doherty PhilipManaging Director, E+I
SaleClass A Common Stock 1,897,146 $24.02 $45,569,446.92
Disclosure

SEC source: 0001628280-23-024061 · wk-form4_1688158871.xml · nonDerivative · entry 1

O' Doherty Philip · CIK 0001890462 · Managing Director, E+I

10b5-1 filing: Plan reported

Ownership: Indirect · Held by affiliated entity

Disclosed balance after: 14,378,211

F1 · shares: Sold pursuant to a previously executed Rule 10b5-1 plan.

F2 · price: The trade was executed in a series of transactions with a price range of $24.00 to $24.32, inclusive, with a weighted average price of $24.02. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held by Powerbar Limited, an entity controlled by the reporting person.

Read SEC document
June 27, 2023 Filed Jun 28, 2023 20:20 UTC
O' Doherty PhilipManaging Director, E+I
SaleClass A Common Stock 26,876 $24.00 $645,024.00
Disclosure

SEC source: 0001628280-23-023749 · wk-form4_1687983629.xml · nonDerivative · entry 2

O' Doherty Philip · CIK 0001890462 · Managing Director, E+I

10b5-1 filing: Plan reported

Ownership: Indirect · Held by affiliated entity

Disclosed balance after: 16,275,357

F1 · shares: Sold pursuant to a previously executed Rule 10b5-1 plan.

F4 · price: The trade was executed in a series of transactions with a price range of $24.00 to $24.01, inclusive, with a weighted average price of $24.00. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held by Powerbar Limited, an entity controlled by the reporting person.

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June 26, 2023 Filed Jun 28, 2023 20:20 UTC
O' Doherty PhilipManaging Director, E+I
SaleClass A Common Stock 130,008 $24.07 $3,129,292.56
Disclosure

SEC source: 0001628280-23-023749 · wk-form4_1687983629.xml · nonDerivative · entry 1

O' Doherty Philip · CIK 0001890462 · Managing Director, E+I

10b5-1 filing: Plan reported

Ownership: Indirect · Held by affiliated entity

Disclosed balance after: 16,302,233

F1 · shares: Sold pursuant to a previously executed Rule 10b5-1 plan.

F2 · price: The trade was executed in a series of transactions with a price range of $24.00 to $24.25, inclusive, with a weighted average price of $24.07. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held by Powerbar Limited, an entity controlled by the reporting person.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 18:15 UTC
Liang StephenCTO & EVP, Infra. & Solutions
SaleClass A Common Stock 35,018 $21.19 $742,031.42
Disclosure

SEC source: 0001628280-23-021998 · wk-form4_1686694507.xml · nonDerivative · entry 5

Liang Stephen · CIK 0001802752 · CTO & EVP, Infra. & Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,795.5

F3 · price: Due to an administrative error, this sale was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 13,647 shares, with the reporting person?s purchase of shares at a price of $21.185 per share on the same day, as also reported herein. The reporting person has voluntarily disgorged to Vertiv Holdings Co the full amount of the profit realized from such transaction, less transaction costs, which amounted to less than $500.

F1 · balance_after: Includes shares, RSUs and DSUs.

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June 09, 2023 Filed Jun 13, 2023 18:15 UTC
Liang StephenCTO & EVP, Infra. & Solutions
PurchaseClass A Common Stock 35,001 $21.18 $741,321.18
Disclosure

SEC source: 0001628280-23-021998 · wk-form4_1686694507.xml · nonDerivative · entry 4

Liang Stephen · CIK 0001802752 · CTO & EVP, Infra. & Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,813.5

F2 · price: The trade was executed in a series of transactions with a price range of $21.085 to $21.200, inclusive, with a weighted average price of $21.18. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
June 08, 2023 Filed Jun 13, 2023 18:15 UTC
Liang StephenCTO & EVP, Infra. & Solutions
SaleClass A Common Stock 37,062 $20.40 $756,064.80
Disclosure

SEC source: 0001628280-23-021998 · wk-form4_1686694507.xml · nonDerivative · entry 3

Liang Stephen · CIK 0001802752 · CTO & EVP, Infra. & Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,812.5

F1 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
June 07, 2023 Filed Jun 13, 2023 18:15 UTC
Liang StephenCTO & EVP, Infra. & Solutions
SaleClass A Common Stock 0.604 $20.17 $12.18
Disclosure

SEC source: 0001628280-23-021998 · wk-form4_1686694507.xml · nonDerivative · entry 2

Liang Stephen · CIK 0001802752 · CTO & EVP, Infra. & Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,874.5

F1 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
June 07, 2023 Filed Jun 13, 2023 18:15 UTC
Liang StephenCTO & EVP, Infra. & Solutions
SaleClass A Common Stock 35,001 $20.15 $705,270.15
Disclosure

SEC source: 0001628280-23-021998 · wk-form4_1686694507.xml · nonDerivative · entry 1

Liang Stephen · CIK 0001802752 · CTO & EVP, Infra. & Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,875.1

F1 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:20 UTC
O' Doherty PhilipManaging Director, E+I
SaleClass A Common Stock 673,868 $20.13 $13,564,962.84
Disclosure

SEC source: 0001628280-23-021285 · wk-form4_1686169231.xml · nonDerivative · entry 2

O' Doherty Philip · CIK 0001890462 · Managing Director, E+I

10b5-1 filing: Plan reported

Ownership: Indirect · Held by affiliated entity

Disclosed balance after: 16,432,241

F1 · shares: Sold pursuant to a previously executed Rule 10b5-1 plan.

F4 · price: The trade was executed in a series of transactions with a price range of $20.00 to $20.38, inclusive, with a weighted average price of $20.13. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held by Powerbar Limited, an entity controlled by the reporting person.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:20 UTC
O' Doherty PhilipManaging Director, E+I
SaleClass A Common Stock 236,132 $20.06 $4,736,807.92
Disclosure

SEC source: 0001628280-23-021285 · wk-form4_1686169231.xml · nonDerivative · entry 1

O' Doherty Philip · CIK 0001890462 · Managing Director, E+I

10b5-1 filing: Plan reported

Ownership: Indirect · Held by affiliated entity

Disclosed balance after: 17,106,109

F1 · shares: Sold pursuant to a previously executed Rule 10b5-1 plan.

F2 · price: The trade was executed in a series of transactions with a price range of $20.00 to $20.14, inclusive, with a weighted average price of $20.06. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held by Powerbar Limited, an entity controlled by the reporting person.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:12 UTC
O' Doherty PhilipManaging Director, E+I
SaleClass A Common Stock 1,144,030 $20.16 $23,063,644.80
Disclosure

SEC source: 0001628280-23-020500 · wk-form4_1685650347.xml · nonDerivative · entry 1

O' Doherty Philip · CIK 0001890462 · Managing Director, E+I

10b5-1 filing: Plan reported

Ownership: Indirect · Held by affiliated entity

Disclosed balance after: 17,342,241

F1 · shares: Sold pursuant to a previously executed Rule 10b5-1 plan.

F2 · price: The trade was executed in a series of transactions with a price range of $20.00 to $20.49, inclusive, with a weighted average price of $20.16. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held by Powerbar Limited, an entity controlled by the reporting person.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 16:17 UTC
Kitson Michael J.Chief Procurement Officer
Tax withholdingClass A Common Stock 3,831 $12.38 $47,427.78
Disclosure

SEC source: 0001628280-23-011285 · wf-form4_168124425446917.xml · nonDerivative · entry 1

Kitson Michael J. · CIK 0001942250 · Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,913.58

F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares are mandatorily settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 16:17 UTC
Haislet SherylChief Information Officer
Tax withholdingClass A Common Stock 1,724 $12.38 $21,343.12
Disclosure

SEC source: 0001628280-23-011283 · wf-form4_168124422233484.xml · nonDerivative · entry 1

Haislet Sheryl · CIK 0001805295 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,736.98

F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares are mandatorily settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 16:18 UTC
Liang StephenCTO & EVP, Infra. & Solutions
Tax withholdingClass A Common Stock 18,292 $12.38 $226,454.96
Disclosure

SEC source: 0001628280-23-011286 · wf-form4_168124427041769.xml · nonDerivative · entry 1

Liang Stephen · CIK 0001802752 · CTO & EVP, Infra. & Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,876.1

F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares are mandatorily settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 20:17 UTC
Johnson Patrick R.EVP-Integrated Rack Solutions
Tax withholdingClass A Common Stock 14,650 $12.38 $181,367.00
Disclosure

SEC source: 0001628280-23-011284 · wf-form4_168124423719482.xml · nonDerivative · entry 1

Johnson Patrick R. · CIK 0001802692 · EVP-Integrated Rack Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,179.12

F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares are mandatorily settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 20:16 UTC
Fallon David JosephChief Financial Officer
Tax withholdingClass A Common Stock 19,874 $12.38 $246,040.12
Disclosure

SEC source: 0001628280-23-011281 · wf-form4_168124420680782.xml · nonDerivative · entry 1

Fallon David Joseph · CIK 0001349628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,040.38

F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares are mandatorily settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
April 08, 2023 Filed Apr 11, 2023 20:16 UTC
Albertazzi GiordanoDirector · CEO & President Amer.
Tax withholdingClass A Common Stock 18,074 $12.38 $223,756.12
Disclosure

SEC source: 0001628280-23-011280 · wf-form4_168124419221469.xml · nonDerivative · entry 1

Albertazzi Giordano · CIK 0001802544 · Director · CEO & President Amer.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,165.1

F1 · shares: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation upon vesting and settlement of restricted stock units ("RSUs"), including dividend-equivalent stock units ("DSUs"). Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares are mandatorily settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:10 UTC
Gill Stephanie LChief Legal Counsel & Sec.
GrantStock Options · Derivative 74,391 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007350 · wf-form4_167839980675925.xml · derivative · entry 1

Gill Stephanie L · CIK 0001812000 · Chief Legal Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,391

Underlying: Class A Common Stock · 74,391 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 17:11 UTC
COTE DAVID MDirector · Executive Chairman
GrantStock Options · Derivative 100,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007356 · wf-form4_167839987817748.xml · derivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 17:08 UTC
Kitson Michael J.Chief Procurement Officer
GrantStock Options · Derivative 28,612 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007342 · wf-form4_167839968037685.xml · derivative · entry 1

Kitson Michael J. · CIK 0001942250 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

Underlying: Class A Common Stock · 28,612 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 17:09 UTC
Haislet SherylChief Information Officer
GrantStock Options · Derivative 59,370 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007346 · wf-form4_167839975018977.xml · derivative · entry 1

Haislet Sheryl · CIK 0001805295 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,370

Underlying: Class A Common Stock · 59,370 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 08:15 UTC
VPE Holdings, LLCDirector · 10% owner
Vertiv JV Holdings, LLCDirector · 10% owner
PE Vertiv Holdings, LLCDirector · 10% owner
Platinum Equity InvestCo, L.P.Director · 10% owner
Platinum InvestCo (Cayman), LLCDirector · 10% owner
GrantStock Options · Derivative 60,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0000899243-23-007647 · doc4.xml · derivative · entry 1

VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner

Platinum Equity Partners IV, LLC · CIK 0001756334 · Director · 10% owner

Platinum Equity Partners IV, L.P. · CIK 0001756341 · Director · 10% owner

Vertiv JV Holdings, LLC · CIK 0001801997 · Director · 10% owner

PE Vertiv Holdings, LLC · CIK 0001801996 · Director · 10% owner

Platinum Equity Investment Holdings III, LLC · CIK 0001676357 · Director · 10% owner

Platinum Equity Investment Holdings III Manager, LLC · CIK 0001757175 · Director · 10% owner

Platinum Equity Investment Holdings IC (Cayman), LLC · CIK 0001756330 · Director · 10% owner

Platinum Equity InvestCo, L.P. · CIK 0001756331 · Director · 10% owner

Platinum InvestCo (Cayman), LLC · CIK 0001766567 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on March 15 of each of 2024, 2025, 2026, and 2027, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 30,000 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie.

F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder.

F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds.

F4 · ownership.nature: (Continued from footnote 3) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings III Manager, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly,

F5 · ownership.nature: (Continued from footnote 4) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum, and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE.

F6 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 08:20 UTC
VPE Holdings, LLCDirector · 10% owner
Gores TomDirector · 10% owner
GrantStock Options · Derivative 60,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0000899243-23-007650 · doc4.xml · derivative · entry 1

VPE Holdings, LLC · CIK 0001801998 · Director · 10% owner

Gores Tom · CIK 0001471783 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co (the "Issuer"), subject to vesting in equal or nearly equal installments on March 15 of each of 2024, 2025, 2026, and 2027, granted to Jacob Kotzubei and Matthew Louie, assuming continued board service through the applicable vesting date. Options to purchase 30,000 shares of Class A common stock of the Issuer were granted to each of Messrs. Kotzubei and Louie.

F2 · ownership.nature: Pursuant to a contractual agreement between Messrs. Kotzubei and Louie, on the one hand, and VPE Holdings, LLC ("VPE"), on the other hand, the shares of Class A common stock of the Issuer issuable to Messrs. Kotzubei and Louie upon exercise of such stock options will be immediately transferred to VPE in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder.

F3 · ownership.nature: Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the shares of Class A common stock beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned. Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds.

F4 · ownership.nature: (Continued from footnote 3) Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv. Platinum Equity Investment Holdings III Manager, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv. Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly,

F5 · ownership.nature: (Continued from footnote 4) as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum, and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE.

F6 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 17:12 UTC
Liang StephenCTO & EVP, Infra. & Solutions
GrantStock Options · Derivative 114,449 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007360 · wf-form4_167839992587328.xml · derivative · entry 1

Liang Stephen · CIK 0001802752 · CTO & EVP, Infra. & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,449

Underlying: Class A Common Stock · 114,449 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:14 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007366 · wf-form4_167840003483609.xml · derivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:13 UTC
Albertazzi GiordanoDirector · CEO & President Amer.
GrantStock Options · Derivative 472,103 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007365 · wf-form4_167840002067760.xml · derivative · entry 1

Albertazzi Giordano · CIK 0001802544 · Director · CEO & President Amer.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,103

Underlying: Class A Common Stock · 472,103 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:13 UTC
Winther KarstenPresident, EMEA
GrantStock Options · Derivative 59,513 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007364 · wf-form4_167840000601688.xml · derivative · entry 1

Winther Karsten · CIK 0001917820 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,513

Underlying: Class A Common Stock · 59,513 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:13 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007363 · wf-form4_167839999165790.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:13 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007362 · wf-form4_167839996784268.xml · derivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:12 UTC
Fallon David JosephChief Financial Officer
GrantStock Options · Derivative 200,286 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007361 · wf-form4_167839994853434.xml · derivative · entry 1

Fallon David Joseph · CIK 0001349628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,286

Underlying: Class A Common Stock · 200,286 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:12 UTC
Johnson Patrick R.EVP-Integrated Rack Solutions
GrantStock Options · Derivative 63,948 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007359 · wf-form4_167839991076934.xml · derivative · entry 1

Johnson Patrick R. · CIK 0001802692 · EVP-Integrated Rack Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,948

Underlying: Class A Common Stock · 63,948 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:11 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007357 · wf-form4_167839989648180.xml · derivative · entry 1

DEANGELO JOSEPH J · CIK 0001228762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:11 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007354 · wf-form4_167839985655983.xml · derivative · entry 1

Haussler Jakki L. · CIK 0001432379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:10 UTC
Cui Yibin EdwardPresident - Greater China
GrantStock Options · Derivative 45,497 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007353 · wf-form4_167839984034546.xml · derivative · entry 1

Cui Yibin Edward · CIK 0001915468 · President - Greater China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,497

Underlying: Class A Common Stock · 45,497 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:10 UTC
Cripps ScottChief Accounting Officer
GrantStock Options · Derivative 28,612 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007351 · wf-form4_167839982551620.xml · derivative · entry 2

Cripps Scott · CIK 0001827825 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

Underlying: Class A Common Stock · 28,612 shares

Expires 2033-03-07

F2 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of December 1, 2022.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:10 UTC
Cripps ScottChief Accounting Officer
GrantStock Options · Derivative 49,356 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007351 · wf-form4_167839982551620.xml · derivative · entry 1

Cripps Scott · CIK 0001827825 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,356

Underlying: Class A Common Stock · 49,356 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:09 UTC
FRADIN ROGERDirector
GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007348 · wf-form4_167839978292419.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:09 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007347 · wf-form4_167839976633262.xml · derivative · entry 1

MONSER EDWARD L · CIK 0001183480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:08 UTC
Lim Cheryl H.J.Chief Human Resources Officer
GrantStock Options · Derivative 60,085 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007344 · wf-form4_167839970885736.xml · derivative · entry 1

Lim Cheryl H.J. · CIK 0001942478 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,085

Underlying: Class A Common Stock · 60,085 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:09 UTC
Sanghi AnandPres. AU, NZ, SE Asia & India
GrantStock Options · Derivative 42,918 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001628280-23-007345 · wf-form4_167839972637931.xml · derivative · entry 1

Sanghi Anand · CIK 0001843242 · Pres. AU, NZ, SE Asia & India

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,918

Underlying: Class A Common Stock · 42,918 shares

Expires 2033-03-07

F1 · derivative.exercise_date: The stock options will vest as to 25% on each of the first four anniversaries of March 15, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 13:16 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0000899243-23-007649 · doc4.xml · derivative · entry 1

Kotzubei Jacob · CIK 0001490593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co, subject to vesting in equal or nearly equal installments on March 15 of each of 2024, 2025, 2026, and 2027, assuming continued board service through the applicable vesting date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 13:15 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0000899243-23-007648 · doc4.xml · derivative · entry 1

Louie Matthew · CIK 0001802286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2033-03-07

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co, subject to vesting in equal or nearly equal installments on March 15 of each of 2024, 2025, 2026, and 2027, assuming continued board service through the applicable vesting date.

Read SEC document
January 06, 2023 Filed Nov 30, 2023 21:00 UTC
COTE DAVID MDirector · Executive Chairman
OtherClass A Common Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000950142-23-002886 · es230425115_4-cote.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 200

F1 · kind: Reflects securities acquired by inheritance by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee.

F1 · ownership.nature: Reflects securities acquired by inheritance by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:41 UTC
Gill Stephanie LChief Legal Counsel & Sec.
GrantClass A Common Stock 23.39 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032221 · wf-form4_167148571864561.xml · nonDerivative · entry 1

Gill Stephanie L · CIK 0001812000 · Chief Legal Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,433.49

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:48 UTC
Kitson Michael J.Chief Procurement Officer
GrantClass A Common Stock 16.35 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032225 · wf-form4_167148651446994.xml · nonDerivative · entry 1

Kitson Michael J. · CIK 0001942250 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,744.58

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:48 UTC
Marion John F.EVP, Quality, VOS and Process
GrantClass A Common Stock 12.65 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032224 · wf-form4_167148641239023.xml · nonDerivative · entry 1

Marion John F. · CIK 0001942371 · EVP, Quality, VOS and Process

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,742.03

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:46 UTC
Haislet SherylChief Information Officer
GrantClass A Common Stock 5.42 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032223 · wf-form4_167148621282775.xml · nonDerivative · entry 1

Haislet Sheryl · CIK 0001805295 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,460.98

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:32 UTC
Liang StephenCTO & EVP, Infra. & Solutions
GrantClass A Common Stock 50.56 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032217 · wf-form4_167148548420986.xml · nonDerivative · entry 1

Liang Stephen · CIK 0001802752 · CTO & EVP, Infra. & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,168.1

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:59 UTC
Lim Cheryl H.J.Chief Human Resources Officer
GrantClass A Common Stock 13.95 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032230 · wf-form4_167148698439494.xml · nonDerivative · entry 1

Lim Cheryl H.J. · CIK 0001942478 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,349.95

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:56 UTC
Johnson Patrick R.EVP-Integrated Rack Solutions
GrantClass A Common Stock 45.14 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032228 · wf-form4_167148677646648.xml · nonDerivative · entry 1

Johnson Patrick R. · CIK 0001802692 · EVP-Integrated Rack Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,829.12

F1 · shares: Represents the automatic accrual of dividend-equivalent stock units ("DSUs") on the reporting person's restricted stock units ("RSUs"). The DSUs will become vested on the same schedule as the underlying RSUs. Pursuant to the terms of the 2020 Stock Incentive Plan, fractional shares will be settled in cash.

F2 · balance_after: Includes shares, RSUs and DSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.