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VOYA

Voya Financial, Inc.

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Tapewire entity
3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2017 Filed Mar 9, 2017 02:26 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 9,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,923 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010968 · form4.xml · derivative · entry 7

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

Underlying: Common Stock · 2,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:27 UTC Tax withholdingCommon Stock 1,001 $41.09 $41,131.09
Disclosure

SEC source: 0001127602-17-010968 · form4.xml · nonDerivative · entry 4

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:27 UTC Exercise / conversionCommon Stock 2,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010968 · form4.xml · nonDerivative · entry 3

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:23 UTC Exercise / conversionRestricted Stock Units · Derivative 8,072 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · derivative · entry 8

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,442

Underlying: Common Stock · 8,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:23 UTC Tax withholdingCommon Stock 3,472 $41.09 $142,664.48
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,996

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:23 UTC Exercise / conversionCommon Stock 8,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:21 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 12,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010963 · form4.xml · derivative · entry 7

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,557

Underlying: Common Stock · 12,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:21 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 7,010 $41.09 $288,040.90
Disclosure

SEC source: 0001127602-17-010963 · form4.xml · nonDerivative · entry 4

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,430

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:21 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 12,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010963 · form4.xml · nonDerivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:18 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 64,468 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010961 · form4.xml · derivative · entry 9

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,889

Underlying: Common Stock · 64,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:18 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 35,988 $41.09 $1,478,746.92
Disclosure

SEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,275

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:18 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 64,468 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:10 UTC Exercise / conversionRestricted Stock Units · Derivative 18,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010957 · form4.xml · derivative · entry 9

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,062

Underlying: Common Stock · 18,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:10 UTC Tax withholdingCommon Stock 9,107 $41.09 $374,206.63
Disclosure

SEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 5

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,879

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:10 UTC Exercise / conversionCommon Stock 18,986 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 4

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:10 UTC SaleCommon Stock 5,851 $41.09 $240,424.61
Disclosure

SEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 3

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $41.0700 to $41.0934. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:15 UTC Exercise / conversionRestricted Stock Units · Derivative 27,441 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010959 · form4.xml · derivative · entry 9

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,877

Underlying: Common Stock · 27,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:15 UTC Tax withholdingCommon Stock 15,319 $41.09 $629,457.71
Disclosure

SEC source: 0001127602-17-010959 · form4.xml · nonDerivative · entry 5

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,941

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:15 UTC Exercise / conversionCommon Stock 27,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010959 · form4.xml · nonDerivative · entry 4

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:15 UTC SaleCommon Stock 9,246 $41.11 $380,126.18
Disclosure

SEC source: 0001127602-17-010959 · form4.xml · nonDerivative · entry 3

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,819

F2 · price: This transaction was executed in multiple trades at prices ranging from $41.0686 to $41.1300. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:07 UTC
Nelson Charles PCEO, Retirement
Exercise / conversionRestricted Stock Units · Derivative 8,373 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010955 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,380

Underlying: Common Stock · 8,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:07 UTC
Nelson Charles PCEO, Retirement
Tax withholdingCommon Stock 3,408 $41.09 $140,034.72
Disclosure

SEC source: 0001127602-17-010955 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,567

Read SEC document
March 07, 2017 Filed Mar 9, 2017 02:07 UTC
Nelson Charles PCEO, Retirement
Exercise / conversionCommon Stock 8,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010955 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 06:48 UTC
Ferrara NancySee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 1,503 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-17-010978 · form4.xml · derivative · entry 8

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,457

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 06:48 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,697 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010978 · form4.xml · derivative · entry 7

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,404

Underlying: Common Stock · 5,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 06:48 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010978 · form4.xml · derivative · entry 6

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,101

Underlying: Common Stock · 1,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 06:48 UTC
Ferrara NancySee Remarks
SaleCommon Stock 1,245 $41.01 $51,062.43
Disclosure

SEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 4

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,940

Read SEC document
March 07, 2017 Filed Mar 9, 2017 06:48 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 1,559 $41.09 $64,059.31
Disclosure

SEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,185

Read SEC document
March 07, 2017 Filed Mar 9, 2017 06:48 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 940 $41.35 $38,869.00
Disclosure

SEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,744

Read SEC document
March 07, 2017 Filed Mar 9, 2017 06:48 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 9,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying stock units that were awarded as compensation.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:26 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 3,901 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-17-010967 · form4.xml · derivative · entry 7

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,321

Underlying: Common Stock · 4,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:26 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,192 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010967 · form4.xml · derivative · entry 6

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,237

Underlying: Common Stock · 3,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:26 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 3,021 $41.35 $124,918.35
Disclosure

SEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,491

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:26 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 7,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:27 UTC Exercise / conversionPerformance Stock Unit · Derivative 1,696 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-17-010968 · form4.xml · derivative · entry 6

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,911

Underlying: Common Stock · 1,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,073 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010968 · form4.xml · derivative · entry 5

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,525

Underlying: Common Stock · 2,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:27 UTC Tax withholdingCommon Stock 1,326 $41.35 $54,830.10
Disclosure

SEC source: 0001127602-17-010968 · form4.xml · nonDerivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128

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March 06, 2017 Filed Mar 9, 2017 02:27 UTC Exercise / conversionCommon Stock 3,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010968 · form4.xml · nonDerivative · entry 1

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

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March 06, 2017 Filed Mar 9, 2017 02:23 UTC Exercise / conversionPerformance Stock Unit · Derivative 2,612 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · derivative · entry 7

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,141

Underlying: Common Stock · 2,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

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March 06, 2017 Filed Mar 9, 2017 02:23 UTC Exercise / conversionRestricted Stock Units · Derivative 2,137 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · derivative · entry 6

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,514

Underlying: Common Stock · 2,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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March 06, 2017 Filed Mar 9, 2017 02:23 UTC Tax withholdingCommon Stock 1,815 $41.35 $75,050.25
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,396

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March 06, 2017 Filed Mar 9, 2017 02:23 UTC Exercise / conversionCommon Stock 4,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:21 UTC
Smith Michael SSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 7,160 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-17-010963 · form4.xml · derivative · entry 6

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,677

Underlying: Common Stock · 7,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

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March 06, 2017 Filed Mar 9, 2017 02:21 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,858 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010963 · form4.xml · derivative · entry 5

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,113

Underlying: Common Stock · 5,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:21 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 6,872 $41.35 $284,157.20
Disclosure

SEC source: 0001127602-17-010963 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,884

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:21 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 13,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010963 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:18 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionPerformance Stock Unit · Derivative 26,534 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-17-010961 · form4.xml · derivative · entry 8

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,249

Underlying: Common Stock · 28,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F6 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F6 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:18 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 21,710 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010961 · form4.xml · derivative · entry 7

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,357

Underlying: Common Stock · 21,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 02:18 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 27,820 $41.35 $1,150,357.00
Disclosure

SEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,795

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.