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VOYA

Voya Financial, Inc.

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Tapewire entity
3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2018 Filed Mar 8, 2018 20:19 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 1,602 $51.69 $82,807.38
Disclosure

SEC source: 0001127602-18-010832 · form4.xml · nonDerivative · entry 4

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,138

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:19 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 5,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010832 · form4.xml · nonDerivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 1,169 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010828 · form4.xml · derivative · entry 3

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,368

Underlying: Common Stock · 1,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:14 UTC Tax withholdingCommon Stock 476 $51.59 $24,556.84
Disclosure

SEC source: 0001127602-18-010828 · form4.xml · nonDerivative · entry 2

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,919

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:14 UTC Exercise / conversionCommon Stock 1,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010828 · form4.xml · nonDerivative · entry 1

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:39 UTC Exercise / conversionRestricted Stock Units · Derivative 8,074 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · derivative · entry 8

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,493

Underlying: Common Stock · 8,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:39 UTC Tax withholdingCommon Stock 3,956 $51.69 $204,485.64
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · nonDerivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:39 UTC Exercise / conversionCommon Stock 8,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,924 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010840 · form4.xml · derivative · entry 8

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,589

Underlying: Common Stock · 2,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:35 UTC Tax withholdingCommon Stock 1,353 $51.69 $69,936.57
Disclosure

SEC source: 0001127602-18-010840 · form4.xml · nonDerivative · entry 4

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,749

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:35 UTC Exercise / conversionCommon Stock 2,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010840 · form4.xml · nonDerivative · entry 3

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:32 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 12,558 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010838 · form4.xml · derivative · entry 7

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,179

Underlying: Common Stock · 12,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:32 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 6,685 $51.69 $345,547.65
Disclosure

SEC source: 0001127602-18-010838 · form4.xml · nonDerivative · entry 4

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,630

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:32 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 12,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010838 · form4.xml · nonDerivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:29 UTC Exercise / conversionRestricted Stock Units · Derivative 27,441 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010836 · form4.xml · derivative · entry 7

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,318

Underlying: Common Stock · 27,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:29 UTC Tax withholdingCommon Stock 14,606 $51.69 $754,984.14
Disclosure

SEC source: 0001127602-18-010836 · form4.xml · nonDerivative · entry 4

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,756

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:29 UTC Exercise / conversionCommon Stock 27,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010836 · form4.xml · nonDerivative · entry 3

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:24 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 9,821 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010834 · form4.xml · derivative · entry 8

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,582

Underlying: Common Stock · 9,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:24 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 5,228 $51.69 $270,235.32
Disclosure

SEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:24 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 9,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:16 UTC Exercise / conversionRestricted Stock Units · Derivative 18,989 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010830 · form4.xml · derivative · entry 7

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,861

Underlying: Common Stock · 18,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:16 UTC Tax withholdingCommon Stock 8,614 $51.69 $445,257.66
Disclosure

SEC source: 0001127602-18-010830 · form4.xml · nonDerivative · entry 4

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,643

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:16 UTC Exercise / conversionCommon Stock 18,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010830 · form4.xml · nonDerivative · entry 3

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:11 UTC
Walsh Patricia JSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,768 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010826 · form4.xml · derivative · entry 4

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,747

Underlying: Common Stock · 3,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:11 UTC
Walsh Patricia JSee Remarks
Tax withholdingCommon Stock 2,006 $51.69 $103,690.14
Disclosure

SEC source: 0001127602-18-010826 · form4.xml · nonDerivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,283

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:11 UTC
Walsh Patricia JSee Remarks
Exercise / conversionCommon Stock 3,768 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010826 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:09 UTC
Nelson Charles PCEO, Retirement
Exercise / conversionRestricted Stock Units · Derivative 8,373 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010824 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,265

Underlying: Common Stock · 8,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:09 UTC
Nelson Charles PCEO, Retirement
Tax withholdingCommon Stock 3,857 $51.69 $199,368.33
Disclosure

SEC source: 0001127602-18-010824 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,515

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:09 UTC
Nelson Charles PCEO, Retirement
Exercise / conversionCommon Stock 8,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010824 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:06 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 64,469 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010822 · form4.xml · derivative · entry 8

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,222

Underlying: Common Stock · 64,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:06 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 34,312 $51.69 $1,773,587.28
Disclosure

SEC source: 0001127602-18-010822 · form4.xml · nonDerivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,632

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:06 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 64,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010822 · form4.xml · nonDerivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:19 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 131.638 $52.03 $6,849.13
Disclosure

SEC source: 0001127602-18-010832 · form4.xml · derivative · entry 7

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,897.931

Underlying: Common Stock · 131.638 shares

Expires not disclosed

F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:19 UTC
Ferrara NancySee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 1,503 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010832 · form4.xml · derivative · entry 6

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,133

Underlying: Common Stock · 1,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:19 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010832 · form4.xml · derivative · entry 5

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,534

Underlying: Common Stock · 1,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:19 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 928 $52.03 $48,283.84
Disclosure

SEC source: 0001127602-18-010832 · form4.xml · nonDerivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,043

Read SEC document
March 06, 2018 Filed Mar 8, 2018 20:19 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 3,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010832 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:39 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 931.009 $52.03 $48,440.40
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · derivative · entry 7

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,841.702

Underlying: Common Stock · 931.009 shares

Expires not disclosed

F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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March 06, 2018 Filed Mar 9, 2018 01:39 UTC Exercise / conversionPerformance Stock Unit · Derivative 2,612 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · derivative · entry 6

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,449

Underlying: Common Stock · 3,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

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March 06, 2018 Filed Mar 9, 2018 01:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,138 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · derivative · entry 5

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,567

Underlying: Common Stock · 2,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:39 UTC Tax withholdingCommon Stock 2,724 $52.03 $141,729.72
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,449

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March 06, 2018 Filed Mar 9, 2018 01:39 UTC Exercise / conversionCommon Stock 5,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

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March 06, 2018 Filed Mar 9, 2018 01:35 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 1,043.866 $52.03 $54,312.35
Disclosure

SEC source: 0001127602-18-010840 · form4.xml · derivative · entry 7

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043.866

Underlying: Common Stock · 1,043.866 shares

Expires not disclosed

F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:35 UTC Exercise / conversionPerformance Stock Unit · Derivative 1,697 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010840 · form4.xml · derivative · entry 6

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,190

Underlying: Common Stock · 2,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,073 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010840 · form4.xml · derivative · entry 5

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,513

Underlying: Common Stock · 2,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:35 UTC Tax withholdingCommon Stock 1,988 $52.03 $103,435.64
Disclosure

SEC source: 0001127602-18-010840 · form4.xml · nonDerivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,178

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:35 UTC Exercise / conversionCommon Stock 4,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010840 · form4.xml · nonDerivative · entry 1

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:32 UTC
Smith Michael SSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 7,161 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010838 · form4.xml · derivative · entry 6

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,530

Underlying: Common Stock · 9,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:32 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,859 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010838 · form4.xml · derivative · entry 5

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,737

Underlying: Common Stock · 5,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:32 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 8,112 $52.03 $422,067.36
Disclosure

SEC source: 0001127602-18-010838 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,757

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.