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Nasdaq · USD

VITL

Vital Farms, Inc.

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Tapewire entity
5571
SEC CIK
0001579733
Parsed reports
393

Last 12 months

Inside the activity.

17 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202504
Jan 202602
Feb 202602
Mar 202622
Apr 202600
May 2026150
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2021 Filed Jun 11, 2021 18:20 UTC
OHAYER MATTHEWDirector · Executive Chairman · 10% owner
OtherCommon Stock 2,600,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039999 · doc4.xml · nonDerivative · entry 2

OHAYER MATTHEW · CIK 0001025680 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,600,000

F1 · kind: Shares transferred to the Reporting Person's spouse pursuant to a postnuptial contract and asset partition agreement.

F2 · balance_after: Pursuant to an agreement between the Reporting Person and his spouse, the Reporting Person has sole voting control over the shares. The Reporting Person has no pecuniary interest in the shares.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 18:20 UTC
OHAYER MATTHEWDirector · Executive Chairman · 10% owner
OtherCommon Stock 2,600,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039999 · doc4.xml · nonDerivative · entry 1

OHAYER MATTHEW · CIK 0001025680 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050,494

F1 · kind: Shares transferred to the Reporting Person's spouse pursuant to a postnuptial contract and asset partition agreement.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:08 UTC
Khoury KarlDirector
GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039991 · doc4.xml · nonDerivative · entry 1

Khoury Karl · CIK 0001818961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,971

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the earlier of (1) June 9, 2022 and (2) the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:05 UTC
Ruiz GiselDirector
GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039988 · doc4.xml · nonDerivative · entry 1

Ruiz Gisel · CIK 0001818779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the earlier of (1) June 9, 2022 and (2) the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:16 UTC
Drever BrentDirector
SaleCommon Stock 453,422 $22.00 $9,975,284.00
Disclosure

SEC source: 0001209191-21-039998 · doc4.xml · nonDerivative · entry 2

Drever Brent · CIK 0001818596 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · shares: The shares reported herein give effect to the pro rata distribution of shares by MTP C001 Holdings, LLC ("MTP LLC") for no additional consideration to its limited partners and its general partners. As the distribution of such shares constituted only a change in the form of the Reporting Person's ownership in such shares, the Reporting Person was not required to report the distribution pursuant to Section 16.

F3 · ownership.nature: The shares are held by Manna Tree Partners Fund I, L.P. ("Fund I"). The Reporting Person is on the investment committee of the ultimate general partner of Fund I, as a result, may be deemed to share voting and investment power with respect to the shares held by Fund I. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:16 UTC
Drever BrentDirector
GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039998 · doc4.xml · nonDerivative · entry 1

Drever Brent · CIK 0001818596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,971

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the earlier of (1) June 9, 2022 and (2) the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:10 UTC GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039994 · doc4.xml · nonDerivative · entry 1

Flanagan Glenda J · CIK 0001201245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,971

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the earlier of (1) June 9, 2022 and (2) the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:06 UTC GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039989 · doc4.xml · nonDerivative · entry 1

Post Denny Marie · CIK 0001361353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,971

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the earlier of (1) June 9, 2022 and (2) the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:09 UTC GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039993 · doc4.xml · nonDerivative · entry 1

Kennedy Kelly J. · CIK 0001545591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,971

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the earlier of (1) June 9, 2022 and (2) the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:12 UTC GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039995 · doc4.xml · nonDerivative · entry 1

Amoo-Gottfried Kofi Owusu · CIK 0001838060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,259

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest on the earlier of (1) June 9, 2022 and (2) the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:48 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,550 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-039197 · doc4.xml · derivative · entry 3

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,685

Underlying: Common Stock · 30,550 shares

Expires 2026-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-fifth (1/5th) of the shares subject to the option vested or will vest in equal annual installments commencing on December 1, 2017, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:48 UTC
Diez-Canseco RussellDirector · President and CEO
SaleCommon Stock 30,550 $22.08 $674,544.00
Disclosure

SEC source: 0001209191-21-039197 · doc4.xml · nonDerivative · entry 2

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,073

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:48 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 30,550 $3.25 $99,168.36
Disclosure

SEC source: 0001209191-21-039197 · doc4.xml · nonDerivative · entry 1

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:03 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,373 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-038349 · doc4.xml · derivative · entry 3

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,235

Underlying: Common Stock · 13,373 shares

Expires 2026-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-fifth (1/5th) of the shares subject to the option vested or will vest in equal annual installments commencing on December 1, 2017, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:03 UTC
Diez-Canseco RussellDirector · President and CEO
SaleCommon Stock 13,373 $22.00 $294,206.00
Disclosure

SEC source: 0001209191-21-038349 · doc4.xml · nonDerivative · entry 2

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,073

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:03 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 13,373 $3.25 $43,410.10
Disclosure

SEC source: 0001209191-21-038349 · doc4.xml · nonDerivative · entry 1

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 25, 2021 00:45 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,300 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001209191-21-035576 · doc4.xml · derivative · entry 4

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,300 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 18, 2021 Filed May 25, 2021 00:45 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,500 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-035576 · doc4.xml · derivative · entry 3

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,575

Underlying: Common Stock · 28,500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 18, 2021 Filed May 25, 2021 00:45 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 12,300 $0.67 $8,300.04
Disclosure

SEC source: 0001209191-21-035576 · doc4.xml · nonDerivative · entry 2

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 25, 2021 00:45 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 28,500 $1.43 $40,780.65
Disclosure

SEC source: 0001209191-21-035576 · doc4.xml · nonDerivative · entry 1

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:34 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-032353 · doc4.xml · derivative · entry 4

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,840

Underlying: Common Stock · 20,000 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:34 UTC SaleCommon Stock 38 $23.02 $874.76
Disclosure

SEC source: 0001209191-21-032353 · doc4.xml · nonDerivative · entry 3

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:34 UTC SaleCommon Stock 19,962 $22.23 $443,755.26
Disclosure

SEC source: 0001209191-21-032353 · doc4.xml · nonDerivative · entry 2

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.93 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:34 UTC Exercise / conversionCommon Stock 20,000 $1.43 $28,618.00
Disclosure

SEC source: 0001209191-21-032353 · doc4.xml · nonDerivative · entry 1

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,641 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · derivative · entry 13

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,608

Underlying: Common Stock · 14,641 shares

Expires 2026-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-fifth (1/5th) of the shares subject to the option vested or will vest in equal annual installments commencing on December 1, 2017, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
April 30, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
SaleCommon Stock 14,641 $24.51 $358,850.91
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 9

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.23 to $24.97 inclusive.

Read SEC document
April 30, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 14,641 $3.25 $47,526.15
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 8

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,951 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · derivative · entry 12

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,249

Underlying: Common Stock · 13,951 shares

Expires 2026-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-fifth (1/5th) of the shares subject to the option vested or will vest in equal annual installments commencing on December 1, 2017, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
April 29, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Op · Derivative 690 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · derivative · entry 11

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,360

Underlying: Common Stock · 690 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
April 29, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
SaleCommon Stock 5,305 $25.08 $133,049.40
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 7

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.92 to $25.38 inclusive.

Read SEC document
April 29, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
SaleCommon Stock 9,336 $24.46 $228,358.56
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 6

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,578

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.91 inclusive.

Read SEC document
April 29, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 13,951 $3.25 $45,286.34
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 5

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 690 $3.25 $2,241.12
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 4

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,641 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · derivative · entry 10

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,050

Underlying: Common Stock · 14,641 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
April 28, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
SaleCommon Stock 400 $25.24 $10,096.00
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 3

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.11 to $25.30 inclusive.

Read SEC document
April 28, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
SaleCommon Stock 14,241 $24.47 $348,477.27
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 2

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,673

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.09 to $25.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (6).

Read SEC document
April 28, 2021 Filed May 1, 2021 00:13 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 14,641 $3.25 $47,553.97
Disclosure

SEC source: 0001209191-21-029391 · doc4.xml · nonDerivative · entry 1

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:54 UTC
Bal JoanneGC, Sec. and Head of ESG
GrantEmployee Stock Option (right to buy) · Derivative 72,486 $0.00 Strike: $25.56 $0.00
Disclosure

SEC source: 0001209191-21-028819 · doc4.xml · derivative · entry 2

Bal Joanne · CIK 0001858527 · GC, Sec. and Head of ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,486

Underlying: Common Stock · 72,486 shares

Expires 2031-04-26

F2 · derivative.exercise_date: One-third (1/3rd) of the shares subject to the stock option will vest in equal annual installments commencing on April 26, 2022, subject to the Reporting Person continuing to provide service through each vesting date.

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April 26, 2021 Filed Apr 28, 2021 20:54 UTC
Bal JoanneGC, Sec. and Head of ESG
GrantCommon Stock 7,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028819 · doc4.xml · nonDerivative · entry 1

Bal Joanne · CIK 0001858527 · GC, Sec. and Head of ESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,336

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs vest in three equal annual installments commencing on April 26, 2022, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

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April 07, 2021 Filed Apr 8, 2021 17:54 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,660 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-026126 · doc4.xml · derivative · entry 8

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,840

Underlying: Common Stock · 18,660 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

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April 07, 2021 Filed Apr 8, 2021 17:54 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,340 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-026126 · doc4.xml · derivative · entry 7

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,340 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

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April 07, 2021 Filed Apr 8, 2021 17:54 UTC SaleCommon Stock 25,000 $22.28 $557,000.00
Disclosure

SEC source: 0001209191-21-026126 · doc4.xml · nonDerivative · entry 5

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.04 to $22.74 inclusive.

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April 07, 2021 Filed Apr 8, 2021 17:54 UTC Exercise / conversionCommon Stock 18,660 $1.43 $26,700.59
Disclosure

SEC source: 0001209191-21-026126 · doc4.xml · nonDerivative · entry 4

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 07, 2021 Filed Apr 8, 2021 17:54 UTC Exercise / conversionCommon Stock 6,340 $1.43 $9,071.91
Disclosure

SEC source: 0001209191-21-026126 · doc4.xml · nonDerivative · entry 3

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 06, 2021 Filed Apr 8, 2021 17:54 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-21-026126 · doc4.xml · derivative · entry 6

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,340

Underlying: Common Stock · 25,000 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

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April 06, 2021 Filed Apr 8, 2021 17:54 UTC SaleCommon Stock 25,000 $22.07 $551,750.00
Disclosure

SEC source: 0001209191-21-026126 · doc4.xml · nonDerivative · entry 2

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.30 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).

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April 06, 2021 Filed Apr 8, 2021 17:54 UTC Exercise / conversionCommon Stock 25,000 $1.43 $35,772.50
Disclosure

SEC source: 0001209191-21-026126 · doc4.xml · nonDerivative · entry 1

Dale Jason · CIK 0001819141 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 05, 2021 Filed Apr 8, 2021 01:42 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,770 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001209191-21-026002 · doc4.xml · derivative · entry 3

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,691

Underlying: Common Stock · 25,770 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

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April 05, 2021 Filed Apr 8, 2021 01:42 UTC
Diez-Canseco RussellDirector · President and CEO
SaleCommon Stock 25,770 $22.18 $571,578.60
Disclosure

SEC source: 0001209191-21-026002 · doc4.xml · nonDerivative · entry 2

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.42 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 05, 2021 Filed Apr 8, 2021 01:42 UTC
Diez-Canseco RussellDirector · President and CEO
Exercise / conversionCommon Stock 25,770 $3.25 $83,700.96
Disclosure

SEC source: 0001209191-21-026002 · doc4.xml · nonDerivative · entry 1

Diez-Canseco Russell · CIK 0001818591 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.