Tapewire

Nasdaq · USD

VERI

Veritone, Inc.

Export transactions ↓
Tapewire entity
6925
SEC CIK
0001615165
Parsed reports
218

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2024 Filed Apr 19, 2024 16:51 UTC
Zemetra Michael LeonardEVP, CFO & TREASURER
Tax withholdingCommon Stock 9,714 $1.69 $16,416.66
Disclosure

SEC source: 0001415889-24-011241 · form4-04192024_080400.xml · nonDerivative · entry 2

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,399

F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
January 01, 2024 Filed Apr 19, 2024 16:51 UTC
Zemetra Michael LeonardEVP, CFO & TREASURER
Tax withholdingCommon Stock 3,880 $1.81 $7,022.80
Disclosure

SEC source: 0001415889-24-011241 · form4-04192024_080400.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,113

F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 22:48 UTC
Steelberg RyanDirector · President and CEO · 10% owner
PurchaseCommon Stock 49,752 $2.05 $101,991.60
Disclosure

SEC source: 0001209191-23-056107 · doc4.xml · nonDerivative · entry 1

Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The RSS Living Trust dated April 6, 2012

Disclosed balance after: 215,174

F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $1.99 to $2.11 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2023 Filed Feb 23, 2024 16:51 UTC
Steelberg ChadDirector · 10% owner
GrantCommon Stock 39,486 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005058 · form4-02232024_090236.xml · nonDerivative · entry 1

Steelberg Chad · CIK 0001704669 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Steel Holdings, LLC

Disclosed balance after: 59,229

F1 · shares: Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions.

F2 · ownership.nature: Reporting person is the sole manager and member of Steel Holdings, LLC.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:43 UTC GrantCommon Stock 42,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054850 · doc4.xml · nonDerivative · entry 1

Zilis Michael · CIK 0001579561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,475

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 42,475 shares of the issuer's common stock. All such RSUs will vest on the earlier of November 8, 2024 or the day immediately preceding the date of the issuer's 2024 annual meeting of stockholders.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 16:29 UTC
Zemetra Michael LeonardEVP, CFO & Treasurer
GrantCommon Stock 28,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039403 · doc4.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,993

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to the reporting person's continuous service with the issuer on each date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:11 UTC GrantCommon Stock 37,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036483 · doc4.xml · nonDerivative · entry 1

Taketa Richard H · CIK 0001772375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,264

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 37,220 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 8, 2024 or the day immediately preceding the date of the issuer's 2024 annual meeting of stockholders.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:10 UTC GrantCommon Stock 37,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036482 · doc4.xml · nonDerivative · entry 1

KURTZ KNUTE P. · CIK 0001709018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,433

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 37,220 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 8, 2024 or the day immediately preceding the date of the issuer's 2024 annual meeting of stockholders.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:09 UTC GrantCommon Stock 37,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036481 · doc4.xml · nonDerivative · entry 1

Gehl Jeff Patrick · CIK 0001705527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,857

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 37,220 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 8, 2024 or the day immediately preceding the date of the issuer's 2024 annual meeting of stockholders.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 16:05 UTC
Steelberg ChadDirector · 10% owner
GrantCommon Stock 19,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025515 · doc4.xml · nonDerivative · entry 3

Steelberg Chad · CIK 0001704669 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Steel Holdings, LLC

Disclosed balance after: 19,743

F4 · shares: Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions.

F5 · ownership.nature: Reporting person is the sole manager and member of Steel Holdings, LLC.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 16:05 UTC
Steelberg ChadDirector · 10% owner
Tax withholdingCommon Stock 1,831 $5.06 $9,264.86
Disclosure

SEC source: 0001209191-23-025515 · doc4.xml · nonDerivative · entry 2

Steelberg Chad · CIK 0001704669 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,518

F3 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 16:08 UTC
Zemetra Michael LeonardEVP, CFO & Treasurer
Tax withholdingCommon Stock 1,244 $5.06 $6,294.64
Disclosure

SEC source: 0001209191-23-025521 · doc4.xml · nonDerivative · entry 2

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,045

F3 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
April 22, 2023 Filed Apr 25, 2023 20:07 UTC
Steelberg RyanDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,277 $5.06 $6,461.62
Disclosure

SEC source: 0001209191-23-025518 · doc4.xml · nonDerivative · entry 2

Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,711

F3 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 19:35 UTC
Steelberg ChadDirector · 10% owner
Tax withholdingCommon Stock 68,554 $6.36 $436,003.44
Disclosure

SEC source: 0001209191-23-016523 · doc4.xml · nonDerivative · entry 1

Steelberg Chad · CIK 0001704669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,657

F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 19:37 UTC
Zemetra Michael LeonardEVP, CFO & Treasurer
Tax withholdingCommon Stock 6,316 $6.36 $40,169.76
Disclosure

SEC source: 0001209191-23-016525 · doc4.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,597

F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 00:36 UTC
Steelberg RyanDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 44,295 $6.36 $281,716.20
Disclosure

SEC source: 0001209191-23-016524 · doc4.xml · nonDerivative · entry 1

Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,296

F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 17:56 UTC
Zemetra Michael LeonardEVP, CFO & Treasurer
GrantCommon Stock 71,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004319 · doc4.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,913

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to the reporting person's continuous service with the issuer on each date.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 22:53 UTC
Steelberg RyanDirector · President and CEO · 10% owner
GrantCommon Stock 158,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004316 · doc4.xml · nonDerivative · entry 1

Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,591

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to the reporting person's continuous service with the issuer on each date.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 23:11 UTC
Steelberg RyanDirector · President · 10% owner
PurchaseCommon Stock 15,420 $6.98 $107,631.60
Disclosure

SEC source: 0001209191-22-050410 · doc4.xml · nonDerivative · entry 1

Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · The RSS Living Trust dated April 6, 2012

Disclosed balance after: 165,422

F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $6.97 to $7.02 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 00:28 UTC
Steelberg RyanDirector · President · 10% owner
PurchaseCommon Stock 21,288 $6.88 $146,461.44
Disclosure

SEC source: 0001209191-22-050174 · doc4.xml · nonDerivative · entry 2

Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · The RSS Living Trust dated April 6, 2012

Disclosed balance after: 150,002

F3 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $6.80 to $6.96 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 13, 2022 Filed Sep 16, 2022 00:28 UTC
Steelberg RyanDirector · President · 10% owner
PurchaseCommon Stock 35,367 $6.82 $241,202.94
Disclosure

SEC source: 0001209191-22-050174 · doc4.xml · nonDerivative · entry 1

Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · The RSS Living Trust dated April 6, 2012

Disclosed balance after: 128,714

F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $6.72 to $6.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 21:01 UTC PurchaseCommon Stock 2,500 $6.93 $17,325.00
Disclosure

SEC source: 0001209191-22-047099 · doc4.xml · nonDerivative · entry 2

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,554

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:01 UTC PurchaseCommon Stock 5,000 $7.48 $37,397.00
Disclosure

SEC source: 0001209191-22-047099 · doc4.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,054

F1 · price: Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 16:59 UTC
Zemetra Michael LeonardEVP, CFO & Treasurer
Tax withholdingCommon Stock 1,729 $7.48 $12,932.92
Disclosure

SEC source: 0000899243-22-025984 · doc4.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,802

F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 21:14 UTC GrantStock Option (right to buy) · Derivative 5,476 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0000899243-22-023668 · doc4.xml · derivative · entry 15

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

Underlying: Common Stock · 5,476 shares

Expires 2032-06-17

F12 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 21:14 UTC GrantCommon Stock 12,196 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023668 · doc4.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,054

F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 12,196 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 01:15 UTC GrantStock Option (Right to Buy) · Derivative 6,571 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0000899243-22-023669 · doc4.xml · derivative · entry 3

Taketa Richard H · CIK 0001772375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,571

Underlying: Common Stock · 6,571 shares

Expires 2032-06-17

F3 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 01:15 UTC GrantCommon Stock 12,196 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023669 · doc4.xml · nonDerivative · entry 1

Taketa Richard H · CIK 0001772375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,065

F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 12,196 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 01:16 UTC GrantStock Option (right to buy) · Derivative 6,023 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0000899243-22-023671 · doc4.xml · derivative · entry 4

Gehl Jeff Patrick · CIK 0001705527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,023

Underlying: Common Stock · 6,023 shares

Expires 2032-06-17

F4 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 01:16 UTC GrantCommon Stock 12,196 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023671 · doc4.xml · nonDerivative · entry 1

Gehl Jeff Patrick · CIK 0001705527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,637

F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 12,196 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 01:12 UTC GrantStock Option (right to buy) · Derivative 6,571 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0000899243-22-023664 · doc4.xml · derivative · entry 2

KURTZ KNUTE P. · CIK 0001709018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,571

Underlying: Common Stock · 6,571 shares

Expires 2032-06-17

F2 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 01:12 UTC GrantCommon Stock 12,196 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023664 · doc4.xml · nonDerivative · entry 1

KURTZ KNUTE P. · CIK 0001709018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,213

F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 12,196 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 01:10 UTC GrantStock Option (Right to Buy) · Derivative 5,476 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0000899243-22-023663 · doc4.xml · derivative · entry 2

Nayyar Nayaki R · CIK 0001756318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

Underlying: Common Stock · 5,476 shares

Expires 2032-06-17

F2 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
June 17, 2022 Filed Jun 23, 2022 01:10 UTC GrantCommon Stock 12,196 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023663 · doc4.xml · nonDerivative · entry 1

Nayyar Nayaki R · CIK 0001756318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,510

F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 12,196 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 17, 2023, and (ii) the day immediately preceding the date of the issuer's 2023 annual meeting of stockholders.

Read SEC document
May 24, 2022 Filed May 26, 2022 20:30 UTC PurchaseCommon Stock 1,000 $7.34 $7,342.60
Disclosure

SEC source: 0000899243-22-019837 · doc4.xml · nonDerivative · entry 2

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,858

Read SEC document
May 24, 2022 Filed May 26, 2022 20:30 UTC PurchaseCommon Stock 4,000 $7.34 $29,370.40
Disclosure

SEC source: 0000899243-22-019837 · doc4.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Graziado Family Trust

Disclosed balance after: 121,592

F2 · ownership.nature: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares.

Read SEC document
April 22, 2022 Filed Apr 25, 2023 16:05 UTC
Steelberg ChadDirector · 10% owner
GrantCommon Stock 3,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025515 · doc4.xml · nonDerivative · entry 1

Steelberg Chad · CIK 0001704669 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,349

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023.

F2 · balance_after: Represents the number of shares held as of April 22, 2023.

Read SEC document
April 22, 2022 Filed Apr 25, 2023 16:08 UTC
Zemetra Michael LeonardEVP, CFO & Treasurer
GrantCommon Stock 3,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025521 · doc4.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,289

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023.

F2 · balance_after: Represents the number of shares held as of April 22, 2023.

Read SEC document
April 22, 2022 Filed Apr 25, 2023 20:07 UTC
Steelberg RyanDirector · President and CEO · 10% owner
GrantCommon Stock 3,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025518 · doc4.xml · nonDerivative · entry 1

Steelberg Ryan · CIK 0001705446 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,988

F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023.

F2 · balance_after: Represents the number of shares held as of April 22, 2023.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 21:25 UTC
Zemetra Michael LeonardEVP, CFO & Treasurer
Tax withholdingCommon Stock 1,729 $15.66 $27,076.14
Disclosure

SEC source: 0000899243-22-014637 · doc4.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,890

F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:44 UTC PurchaseCommon Stock 1,000 $14.70 $14,700.00
Disclosure

SEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 6

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,858

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:44 UTC PurchaseCommon Stock 1,500 $15.76 $23,635.50
Disclosure

SEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 5

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,868

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:44 UTC PurchaseCommon Stock 2,500 $15.76 $39,392.50
Disclosure

SEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 4

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ginarra

Disclosed balance after: 206,508

F4 · ownership.nature: These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:44 UTC PurchaseCommon Stock 1,000 $15.76 $15,757.00
Disclosure

SEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 3

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 5,534

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:44 UTC PurchaseCommon Stock 1,000 $15.76 $15,757.00
Disclosure

SEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 2

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 5,534

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:44 UTC PurchaseCommon Stock 3,000 $15.76 $47,271.00
Disclosure

SEC source: 0000899243-22-011167 · doc4.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Graziadio Dynasty Trust II

Disclosed balance after: 17,534

F1 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:18 UTC PurchaseCommon Stock 1,500 $15.45 $23,175.00
Disclosure

SEC source: 0000899243-22-010596 · doc4.xml · nonDerivative · entry 1

GRAZIADIO G LOUIS III · CIK 0001077131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Graziadio Dynasty Trust II

Disclosed balance after: 14,534

F1 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.

Read SEC document
March 02, 2022 Filed May 11, 2022 21:38 UTC
Steelberg ChadDirector · See Remarks · 10% owner
GrantCommon Stock 182,821 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017721 · doc4.xml · nonDerivative · entry 1

Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,211

F1 · shares: Consists of restricted stock units representing the right to receive upon vesting shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.

Read SEC document
March 02, 2022 Filed May 11, 2022 21:35 UTC
Zemetra Michael LeonardEVP, CFO & Treasurer
GrantCommon Stock 15,641 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017717 · doc4.xml · nonDerivative · entry 1

Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,531

F1 · shares: Consists of restricted stock units representing the right to receive upon vesting shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.

Read SEC document
March 02, 2022 Filed May 12, 2022 01:39 UTC
Steelberg RyanDirector · President · 10% owner
GrantCommon Stock 128,910 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017723 · doc4.xml · nonDerivative · entry 1

Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,566

F1 · shares: Consists of restricted stock units representing the right to receive upon vesting shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.