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Nasdaq · USD

VELO

Velo3D, Inc.

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5750
SEC CIK
0001825079
Parsed reports
332

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2024 Filed Aug 20, 2024 19:44 UTC
Kreger Bradley AllenDirector · CEO
SaleCommon Stock 347 $1.24 $430.28
Disclosure

SEC source: 0000950170-24-099329 · ownership.xml · nonDerivative · entry 4

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,459

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 19:44 UTC
Kreger Bradley AllenDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 899 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-099329 · ownership.xml · derivative · entry 6

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 19:44 UTC
Kreger Bradley AllenDirector · CEO
Exercise / conversionCommon Stock 899 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-099329 · ownership.xml · nonDerivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 19:44 UTC
Kreger Bradley AllenDirector · CEO
SaleCommon Stock 366 $1.25 $457.50
Disclosure

SEC source: 0000950170-24-099329 · ownership.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,907

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 19:44 UTC
Kreger Bradley AllenDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-099329 · ownership.xml · derivative · entry 5

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,342

Underlying: Common Stock · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2024 Filed Aug 20, 2024 19:44 UTC
Kreger Bradley AllenDirector · CEO
Exercise / conversionCommon Stock 835 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-099329 · ownership.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
July 31, 2024 Filed Aug 7, 2024 16:07 UTC
SMITH ELLENDirector
GrantCommon Stock 1,667 $2.61 $4,350.87
Disclosure

SEC source: 0000950170-24-092767 · ownership.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,987

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including July 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

Read SEC document
July 31, 2024 Filed Aug 7, 2024 16:05 UTC
BASS CARLDirector
GrantCommon Stock 3,222 $2.61 $8,409.42
Disclosure

SEC source: 0000950170-24-092757 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,864

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including July 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

Read SEC document
July 19, 2024 Filed Aug 20, 2024 19:33 UTC
Kreger Bradley AllenDirector · CEO
SaleCommon Stock 341 $3.05 $1,040.05
Disclosure

SEC source: 0000950170-24-099324 · ownership.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,438

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
July 18, 2024 Filed Aug 20, 2024 19:33 UTC
Kreger Bradley AllenDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 899 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-099324 · ownership.xml · derivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,491

Underlying: Common Stock · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
July 18, 2024 Filed Aug 20, 2024 19:33 UTC
Kreger Bradley AllenDirector · CEO
Exercise / conversionCommon Stock 899 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-099324 · ownership.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 30, 2024 Filed Jul 11, 2024 16:58 UTC
SMITH ELLENDirector
GrantCommon Stock 1,289 $3.34 $4,305.26
Disclosure

SEC source: 0000897069-24-001498 · form4.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,320

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including June 30, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
June 30, 2024 Filed Jul 11, 2024 16:56 UTC
BASS CARLDirector
GrantCommon Stock 2,491 $3.34 $8,319.94
Disclosure

SEC source: 0000897069-24-001496 · form4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,642

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including June 30, 2024, which price was used to calculate the number of shares issued to the Reporting Person

F3 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
June 27, 2024 Filed Jul 3, 2024 17:01 UTC
Kreger Bradley AllenDirector · CEO
SaleCommon Stock 327 $3.16 $1,033.32
Disclosure

SEC source: 0000897069-24-001479 · form4.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,229

F3 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

F2 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
June 27, 2024 Filed Aug 20, 2024 19:26 UTC Amendment
Kreger Bradley AllenDirector · CEO
SaleCommon Stock 327 $3.16 $1,033.32
Disclosure

SEC source: 0000950170-24-099321 · ownership.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,880

F3 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

F2 · balance_after: Reflects updated number of shares incorrectly disclosed due to an administrative error.

Read SEC document
June 18, 2024 Filed Jul 3, 2024 17:01 UTC
Kreger Bradley AllenDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 899 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001479 · form4.xml · derivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,491

Underlying: Common Stock · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

F2 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
June 18, 2024 Filed Jul 3, 2024 17:01 UTC
Kreger Bradley AllenDirector · CEO
Exercise / conversionCommon Stock 899 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001479 · form4.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
June 18, 2024 Filed Aug 20, 2024 19:26 UTC Amendment
Kreger Bradley AllenDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 899 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-099321 · ownership.xml · derivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,390

Underlying: Common Stock · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

F2 · balance_after: Reflects updated number of shares incorrectly disclosed due to an administrative error.

Read SEC document
June 18, 2024 Filed Aug 20, 2024 19:26 UTC Amendment
Kreger Bradley AllenDirector · CEO
Exercise / conversionCommon Stock 899 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-099321 · ownership.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects updated number of shares incorrectly disclosed due to an administrative error.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 20:45 UTC GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001435 · form4.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,765

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 16:59 UTC GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001445 · form4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,227,588

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 16:44 UTC GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001433 · form4.xml · nonDerivative · entry 1

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,943

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 16:49 UTC
SMITH ELLENDirector
GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001439 · form4.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,138

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 20:50 UTC GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001441 · form4.xml · nonDerivative · entry 1

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,328

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 16:54 UTC
BASS CARLDirector
GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001443 · form4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,323

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 20:47 UTC GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001437 · form4.xml · nonDerivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,291

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 20:41 UTC GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001431 · form4.xml · nonDerivative · entry 1

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,065,393

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 21:36 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 15,162 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001339 · form4.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 21:36 UTC Exercise / conversionCommon Stock 15,162 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001339 · form4.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 17:42 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,135 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001345 · form4.xml · derivative · entry 2

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 17:42 UTC Exercise / conversionCommon Stock 18,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001345 · form4.xml · nonDerivative · entry 1

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 17:43 UTC
SMITH ELLENDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,135 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001347 · form4.xml · derivative · entry 2

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2024 Filed Jun 11, 2024 17:43 UTC
SMITH ELLENDirector
Exercise / conversionCommon Stock 18,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001347 · form4.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

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June 08, 2024 Filed Jun 11, 2024 21:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,135 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001349 · form4.xml · derivative · entry 2

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2024 Filed Jun 11, 2024 21:45 UTC Exercise / conversionCommon Stock 18,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001349 · form4.xml · nonDerivative · entry 1

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

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June 08, 2024 Filed Jun 11, 2024 17:38 UTC
BASS CARLDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,135 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001341 · form4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2024 Filed Jun 11, 2024 17:38 UTC
BASS CARLDirector
Exercise / conversionCommon Stock 18,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001341 · form4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 21:40 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,135 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001343 · form4.xml · derivative · entry 2

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2024 Filed Jun 11, 2024 21:40 UTC Exercise / conversionCommon Stock 18,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001343 · form4.xml · nonDerivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 21:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,135 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001351 · form4.xml · derivative · entry 2

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2024 Filed Jun 11, 2024 21:47 UTC Exercise / conversionCommon Stock 18,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001351 · form4.xml · nonDerivative · entry 1

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 17:04 UTC SaleCommon Stock 12,195 $0.15 $1,808.52
Disclosure

SEC source: 0000897069-24-001299 · form4.xml · nonDerivative · entry 2

Buller Benyamin · CIK 0001877725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,028,352

F3 · kind: The sale of shares is for the purpose of covering the Reporting Person's tax liability with respect to the issuance of shares in lieu of cash director retainer fees.

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May 31, 2024 Filed Jun 4, 2024 17:04 UTC GrantCommon Stock 19,841 $0.15 $2,976.15
Disclosure

SEC source: 0000897069-24-001299 · form4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,040,547

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including May 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

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May 31, 2024 Filed Jun 4, 2024 17:07 UTC
SMITH ELLENDirector
GrantCommon Stock 23,810 $0.15 $3,571.50
Disclosure

SEC source: 0000897069-24-001305 · form4.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,767

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including May 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

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May 31, 2024 Filed Jun 4, 2024 17:05 UTC
BASS CARLDirector
GrantCommon Stock 46,032 $0.15 $6,904.80
Disclosure

SEC source: 0000897069-24-001303 · form4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,952

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including May 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

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May 20, 2024 Filed May 22, 2024 16:54 UTC
Kreger Bradley AllenDirector · Interim CEO
SaleCommon Stock 11,859 $0.20 $2,370.61
Disclosure

SEC source: 0000897069-24-001161 · form4.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,051

F1 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units that was reported on the Form 4 filed on May 21, 2024.

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May 18, 2024 Filed May 21, 2024 17:27 UTC
Kreger Bradley AllenDirector · Interim CEO
Exercise / conversionRestricted Stock Units · Derivative 31,446 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001149 · form4.xml · derivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,126

Underlying: Common Stock · 31,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

Read SEC document
May 18, 2024 Filed May 21, 2024 17:27 UTC
Kreger Bradley AllenDirector · Interim CEO
Exercise / conversionCommon Stock 31,446 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001149 · form4.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2024 Filed May 17, 2024 17:10 UTC
Kreger Bradley AllenDirector · Interim CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 29,196 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001103 · form4.xml · derivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,165

Underlying: Common Stock · 29,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

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May 15, 2024 Filed May 17, 2024 17:10 UTC
Kreger Bradley AllenDirector · Interim CEO
SaleCommon Stock 10,735 $0.23 $2,475.49
Disclosure

SEC source: 0000897069-24-001103 · form4.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,464

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.