VELO

SEC source: 0001193125-25-337356 · ownership.xml · derivative · entry 2

Thieneman Kenneth Dale · CIK 0002073503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,999

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0001193125-25-337356 · ownership.xml · nonDerivative · entry 1

Thieneman Kenneth Dale · CIK 0002073503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-25-289619 · ownership.xml · derivative · entry 6

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,930

Underlying: Common Stock · 3,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

SEC source: 0001193125-25-289619 · ownership.xml · derivative · entry 5

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,294

Underlying: Common Stock · 119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

SEC source: 0001193125-25-289619 · ownership.xml · nonDerivative · entry 4

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,178

SEC source: 0001193125-25-289619 · ownership.xml · nonDerivative · entry 3

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-25-289619 · ownership.xml · nonDerivative · entry 2

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,018

SEC source: 0001193125-25-289619 · ownership.xml · nonDerivative · entry 1

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-057038 · ownership.xml · nonDerivative · entry 2

Lloyd Jason Michael · CIK 0002070551 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 13,376

F2 · ownership.nature: The reported securities are held in a managed investment account for the benefit of the reporting person. The reporting person retains beneficial ownership of the securities.

SEC source: 0001193125-25-226656 · ownership.xml · derivative · entry 2

Lloyd Jason Michael · CIK 0002070551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,187

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0001193125-25-226656 · ownership.xml · nonDerivative · entry 1

Lloyd Jason Michael · CIK 0002070551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-25-226661 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,564

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0001193125-25-226661 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-25-226659 · ownership.xml · derivative · entry 2

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,564

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0001193125-25-226659 · ownership.xml · nonDerivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-25-226662 · ownership.xml · derivative · entry 2

Thieneman Kenneth Dale · CIK 0002073503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,187

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0001193125-25-226662 · ownership.xml · nonDerivative · entry 1

Thieneman Kenneth Dale · CIK 0002073503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-057038 · ownership.xml · nonDerivative · entry 1

Lloyd Jason Michael · CIK 0002070551 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 12,376

F1 · ownership.nature: The reported securities are held in an individual retirement account ("IRA") for the benefit of the reporting person.

SEC source: 0001193125-25-226667 · ownership.xml · derivative · entry 6

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,413

Underlying: Common Stock · 3,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date.

F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F5 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F7 · balance_after: Reflects an adjustment to a previously reported amount on 09/24/2025 from 64,442 to 48,413 due to a clerical error.

SEC source: 0001193125-25-226667 · ownership.xml · derivative · entry 5

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,778

Underlying: Common Stock · 119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date.

F4 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F4 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F2 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

F6 · balance_after: Reflects an adjustment to a previously reported amount on 09/24/2025 from 61,077 to 51,778 due to a clerical error.

SEC source: 0001193125-25-226667 · ownership.xml · nonDerivative · entry 4

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,942

F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date.

SEC source: 0001193125-25-226667 · ownership.xml · nonDerivative · entry 3

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date.

SEC source: 0001193125-25-226667 · ownership.xml · nonDerivative · entry 2

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,781

F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date.

SEC source: 0001193125-25-226667 · ownership.xml · nonDerivative · entry 1

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date.

F2 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-26-096464 · ownership.xml · derivative · entry 1

Thieneman Kenneth Dale · CIK 0002073503 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 10,000,000

Underlying: Common Stock · 952,380 shares

Expires 2027-02-14

F1 · security: Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation. Effective as of August 19, 2025, upon the listing of the shares of common stock, par value $0.00001 per share, of Velo3D, Inc. (the "Company") on the Nasdaq Capital Market, the Reporting Person had the right, at its option, to convert all or any portion of the outstanding principal amount of the February Note into Shares at a conversion price of $10.50 per Share.

F1 · kind: Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation. Effective as of August 19, 2025, upon the listing of the shares of common stock, par value $0.00001 per share, of Velo3D, Inc. (the "Company") on the Nasdaq Capital Market, the Reporting Person had the right, at its option, to convert all or any portion of the outstanding principal amount of the February Note into Shares at a conversion price of $10.50 per Share.

F1 · ownership.nature: Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation. Effective as of August 19, 2025, upon the listing of the shares of common stock, par value $0.00001 per share, of Velo3D, Inc. (the "Company") on the Nasdaq Capital Market, the Reporting Person had the right, at its option, to convert all or any portion of the outstanding principal amount of the February Note into Shares at a conversion price of $10.50 per Share.

SEC source: 0001193125-25-215469 · ownership.xml · derivative · entry 6

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,442

Underlying: Common Stock · 3,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F4 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

SEC source: 0001193125-25-215469 · ownership.xml · derivative · entry 5

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,077

Underlying: Common Stock · 119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.

F2 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-25-215469 · ownership.xml · nonDerivative · entry 4

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,942

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

SEC source: 0001193125-25-215469 · ownership.xml · nonDerivative · entry 3

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

SEC source: 0001193125-25-215469 · ownership.xml · nonDerivative · entry 2

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,781

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

SEC source: 0001193125-25-215469 · ownership.xml · nonDerivative · entry 1

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-25-213756 · ownership.xml · derivative · entry 1

Lloyd Jason Michael · CIK 0002070551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,375

Underlying: Common Stock · 12,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-25-213752 · ownership.xml · derivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,752

Underlying: Common Stock · 12,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-25-213742 · ownership.xml · derivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,752

Underlying: Common Stock · 12,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-25-213745 · ownership.xml · derivative · entry 1

Thieneman Kenneth Dale · CIK 0002073503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,375

Underlying: Common Stock · 12,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

SEC source: 0001193125-26-272948 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,031

Underlying: Common Stock · 7,843 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0000950170-25-084479 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Reflects Share Units Distributed till 6/10/25.

SEC source: 0000950170-25-084467 · ownership.xml · derivative · entry 2

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

SEC source: 0000950170-25-084467 · ownership.xml · nonDerivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 6/10/25

SEC source: 0000950170-25-082237 · ownership.xml · derivative · entry 1

Lloyd Jason Michael · CIK 0002070551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: Initial RSU award after joining the Board, which vests on the first anniversary of the grant date, provided such director continues to serve as a director through the vesting date.

F2 · derivative.expiration_date: Initial RSU award after joining the Board, which vests on the first anniversary of the grant date, provided such director continues to serve as a director through the vesting date.

SEC source: 0000950170-25-088050 · ownership.xml · derivative · entry 1

Thieneman Kenneth Dale · CIK 0002073503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: Initial RSU award after joining the Board, which vests on the first anniversary of the grant date, provided such director continues to serve as a director through the vesting date.

F2 · derivative.expiration_date: Initial RSU award after joining the Board, which vests on the first anniversary of the grant date, provided such director continues to serve as a director through the vesting date.

SEC source: 0000950170-25-073878 · ownership.xml · derivative · entry 9

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,875

Underlying: common stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date

F5 · derivative.expiration_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date

SEC source: 0000950170-25-073878 · ownership.xml · derivative · entry 8

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,390

Underlying: common stock · 1,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vests as to 1/4th of the total grant on Nov15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vests as to 1/4th of the total grant on Nov15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

SEC source: 0000950170-25-073878 · ownership.xml · derivative · entry 7

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Common Stock · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

SEC source: 0000950170-25-073878 · ownership.xml · nonDerivative · entry 6

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,359

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

SEC source: 0000950170-25-073878 · ownership.xml · nonDerivative · entry 5

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

SEC source: 0000950170-25-073878 · ownership.xml · nonDerivative · entry 4

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,058

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

SEC source: 0000950170-25-073878 · ownership.xml · nonDerivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

SEC source: 0000950170-25-073878 · ownership.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,211

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

SEC source: 0000950170-25-073878 · ownership.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.