Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Velo3D, Inc.VELO · Entity 5750 | Director | May 28, 2026 | May 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Velo3D, Inc.
Report date May 28, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,187 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Exercise / conversion · Acquired 1,623 · Balance 11,187 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,188 |
Reported balance
After 2026-05-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-28 · Exercise / conversion · Disposed 1,623 · Balance 3,188 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2: Initial RSU award granted upon joining the Board, which vested on the first anniversary of the grant date, following the director's continued service on the Board through the vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy Thieneman Construction, Inc. | 1,145,830 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,145,830 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2: Initial RSU award granted upon joining the Board, which vested on the first anniversary of the grant date, following the director's continued service on the Board through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2026 Filed May 29, 2026 23:53 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 1,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-249162 · ownership.xml · derivative · entry 3 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,188 Underlying: Common Stock · 1,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: Initial RSU award granted upon joining the Board, which vested on the first anniversary of the grant date, following the director's continued service on the Board through the vesting date. F2 · derivative.expiration_date: Initial RSU award granted upon joining the Board, which vested on the first anniversary of the grant date, following the director's continued service on the Board through the vesting date. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:53 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 1,623 | $25.80 | $41,873.40 |
DisclosureSEC source: 0001193125-26-249162 · ownership.xml · nonDerivative · entry 1 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2026 Filed Mar 30, 2026 23:16 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-132625 · ownership.xml · derivative · entry 3 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,811 Underlying: Common Stock · 3,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 27, 2026 Filed Mar 30, 2026 23:16 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,188 | $10.00 | $31,880.00 |
DisclosureSEC source: 0001193125-26-132625 · ownership.xml · nonDerivative · entry 1 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:03 UTC | Velo3D, Inc. VELO · Entity 5750 | Conversion12.0% Senior Secured Convertible Promissory Note · Derivative | 10,000,000 | $0.00 Strike: $10.50 | $0.00 |
DisclosureSEC source: 0001193125-26-096473 · ownership.xml · derivative · entry 3 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 0 Underlying: Common Stock · 952,380 shares Expires 2027-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation ("Thieneman Construction"). F2 · kind: On March 4, 2026, Thieneman Construction delivered a Notice of Conversion to Velo3D, Inc. (the "Company") for the conversion of $10,000,000 of principal amount of the February Note, together with accrued and unpaid interest thereon, into 1,145,830 shares of common stock, par value $0.00001 per share, of the Company. F2 · derivative.underlying_shares: On March 4, 2026, Thieneman Construction delivered a Notice of Conversion to Velo3D, Inc. (the "Company") for the conversion of $10,000,000 of principal amount of the February Note, together with accrued and unpaid interest thereon, into 1,145,830 shares of common stock, par value $0.00001 per share, of the Company. F1 · ownership.nature: Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation ("Thieneman Construction"). Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:03 UTC | Velo3D, Inc. VELO · Entity 5750 | ConversionCommon Stock | 1,145,830 | $10.50 | $12,031,215.00 |
DisclosureSEC source: 0001193125-26-096473 · ownership.xml · nonDerivative · entry 1 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Thieneman Construction, Inc. Disclosed balance after: 1,145,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2025 Filed Dec 30, 2025 23:14 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-337356 · ownership.xml · derivative · entry 2 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,999 Underlying: Common Stock · 3,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 27, 2025 Filed Dec 30, 2025 23:14 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,188 | $13.50 | $43,038.00 |
DisclosureSEC source: 0001193125-25-337356 · ownership.xml · nonDerivative · entry 1 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2025 Filed Oct 1, 2025 19:19 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-226662 · ownership.xml · derivative · entry 2 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,187 Underlying: Common Stock · 3,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| September 27, 2025 Filed Oct 1, 2025 19:19 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,188 | $3.01 | $9,595.88 |
DisclosureSEC source: 0001193125-25-226662 · ownership.xml · nonDerivative · entry 1 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2025 Filed Mar 6, 2026 21:02 UTC | Velo3D, Inc. VELO · Entity 5750 | Grant12.0% Senior Secured Convertible Promissory Note · Derivative | 10,000,000 | $0.00 Strike: $10.50 | $0.00 |
DisclosureSEC source: 0001193125-26-096464 · ownership.xml · derivative · entry 1 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 10,000,000 Underlying: Common Stock · 952,380 shares Expires 2027-02-14 F1 · security: Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation. Effective as of August 19, 2025, upon the listing of the shares of common stock, par value $0.00001 per share, of Velo3D, Inc. (the "Company") on the Nasdaq Capital Market, the Reporting Person had the right, at its option, to convert all or any portion of the outstanding principal amount of the February Note into Shares at a conversion price of $10.50 per Share. F1 · kind: Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation. Effective as of August 19, 2025, upon the listing of the shares of common stock, par value $0.00001 per share, of Velo3D, Inc. (the "Company") on the Nasdaq Capital Market, the Reporting Person had the right, at its option, to convert all or any portion of the outstanding principal amount of the February Note into Shares at a conversion price of $10.50 per Share. F1 · ownership.nature: Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation. Effective as of August 19, 2025, upon the listing of the shares of common stock, par value $0.00001 per share, of Velo3D, Inc. (the "Company") on the Nasdaq Capital Market, the Reporting Person had the right, at its option, to convert all or any portion of the outstanding principal amount of the February Note into Shares at a conversion price of $10.50 per Share. Read SEC document |
| June 27, 2025 Filed Sep 23, 2025 23:14 UTC | Velo3D, Inc. VELO · Entity 5750 | GrantRestricted Stock Unite · Derivative | 12,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-213745 · ownership.xml · derivative · entry 1 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,375 Underlying: Common Stock · 12,752 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. Read SEC document |
| May 28, 2025 Filed Jun 18, 2025 23:18 UTC | Velo3D, Inc. VLDX · Entity 5750 | GrantRestricted Stock Units · Derivative | 24,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-088050 · ownership.xml · derivative · entry 1 Thieneman Kenneth Dale · CIK 0002073503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,331 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: Initial RSU award after joining the Board, which vests on the first anniversary of the grant date, provided such director continues to serve as a director through the vesting date. F2 · derivative.expiration_date: Initial RSU award after joining the Board, which vests on the first anniversary of the grant date, provided such director continues to serve as a director through the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.