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Nasdaq · USD

VELO

Velo3D, Inc.

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Tapewire entity
5750
SEC CIK
0001825079
Parsed reports
332

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 17, 2023 01:25 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 1,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:29 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029996 · doc4.xml · derivative · entry 5

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,383

Underlying: Common Stock · 20,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:29 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029996 · doc4.xml · derivative · entry 4

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,352

Underlying: Common Stock · 9,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:29 UTC
McCombe William D.Director · Chief Financial Officer
SaleCommon Stock 11,198 $1.86 $20,809.24
Disclosure

SEC source: 0001209191-23-029996 · doc4.xml · nonDerivative · entry 3

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,469

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:29 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionCommon Stock 20,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029996 · doc4.xml · nonDerivative · entry 2

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:29 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionCommon Stock 9,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029996 · doc4.xml · nonDerivative · entry 1

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 38,942 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · derivative · entry 5

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,821

Underlying: Common Stock · 38,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · derivative · entry 4

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,109

Underlying: Common Stock · 22,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC
Buller BenyaminDirector · Chief Executive Officer
SaleCommon Stock 22,236 $1.86 $41,321.16
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 3

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,027,278

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock 38,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,049,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:20 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029989 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,010,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:33 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029999 · doc4.xml · derivative · entry 5

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,383

Underlying: Common Stock · 20,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:33 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029999 · doc4.xml · derivative · entry 4

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,352

Underlying: Common Stock · 9,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:33 UTC
Youssef RenetteChief Marketing Officer
SaleCommon Stock 7,889 $1.86 $14,660.13
Disclosure

SEC source: 0001209191-23-029999 · doc4.xml · nonDerivative · entry 3

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,221

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:33 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionCommon Stock 20,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029999 · doc4.xml · nonDerivative · entry 2

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:33 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionCommon Stock 9,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029999 · doc4.xml · nonDerivative · entry 1

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
April 24, 2023 Filed Apr 27, 2023 01:46 UTC
Chung BernardVice President, Finance
GrantRestricted Stock Units · Derivative 23,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025766 · doc4.xml · derivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,364

Underlying: Common Stock · 23,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 22:47 UTC
Chung BernardVice President, Finance
Exercise / conversionStock Option (right to buy Common Stock) · Derivative 50,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001209191-23-021944 · doc4.xml · derivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,467

Underlying: Common Stock · 50,000 shares

Expires 2030-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 1/4 of the total shares on December 17, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 22:47 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 50,000 $0.18 $9,000.00
Disclosure

SEC source: 0001209191-23-021944 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Apr 6, 2023 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 6,523 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023601 · doc4.xml · derivative · entry 2

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall be 100% vested on March 15, 2023, subject to the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: The RSUs shall be 100% vested on March 15, 2023, subject to the continued service of the Reporting Person on such vesting date.

Read SEC document
March 15, 2023 Filed Apr 6, 2023 20:42 UTC Exercise / conversionCommon Stock 6,523 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023601 · doc4.xml · nonDerivative · entry 1

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:54 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017969 · doc4.xml · derivative · entry 2

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:54 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017969 · doc4.xml · nonDerivative · entry 1

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 19:09 UTC
SMITH ELLENDirector
Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017982 · doc4.xml · derivative · entry 2

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 19:09 UTC
SMITH ELLENDirector
Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017982 · doc4.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 00:13 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017986 · doc4.xml · derivative · entry 2

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 00:13 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017986 · doc4.xml · nonDerivative · entry 1

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:50 UTC
BASS CARLDirector
Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017963 · doc4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:50 UTC
BASS CARLDirector
Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017963 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

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March 08, 2023 Filed Mar 11, 2023 00:04 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017979 · doc4.xml · derivative · entry 2

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 00:04 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017979 · doc4.xml · nonDerivative · entry 1

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017976 · doc4.xml · derivative · entry 2

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 00:00 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017976 · doc4.xml · nonDerivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 00:19 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017993 · doc4.xml · derivative · entry 2

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 00:19 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017993 · doc4.xml · nonDerivative · entry 1

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 06, 2023 Filed Mar 9, 2023 02:45 UTC SaleCommon Stock 10,000 $3.14 $31,412.00
Disclosure

SEC source: 0001104659-23-030233 · tm238838-1_4seq1.xml · nonDerivative · entry 2

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,113

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.125 to $3.155. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 15, 2023 Filed Feb 17, 2023 21:54 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010709 · doc4.xml · derivative · entry 3

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,287

Underlying: Common Stock · 9,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:54 UTC
McCombe William D.Director · Chief Financial Officer
SaleCommon Stock 4,268 $3.62 $15,445.89
Disclosure

SEC source: 0001209191-23-010709 · doc4.xml · nonDerivative · entry 2

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,937

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:54 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionCommon Stock 9,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010709 · doc4.xml · nonDerivative · entry 1

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:49 UTC
Chung BernardVice President, Finance
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010698 · doc4.xml · derivative · entry 3

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,281

Underlying: Common Stock · 1,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:49 UTC
Chung BernardVice President, Finance
SaleCommon Stock 717 $3.62 $2,594.82
Disclosure

SEC source: 0001209191-23-010698 · doc4.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,168

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:49 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 1,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010698 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:58 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010716 · doc4.xml · derivative · entry 3

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,287

Underlying: Common Stock · 9,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:58 UTC
Youssef RenetteChief Marketing Officer
SaleCommon Stock 3,104 $3.62 $11,233.38
Disclosure

SEC source: 0001209191-23-010716 · doc4.xml · nonDerivative · entry 2

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,380

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:58 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionCommon Stock 9,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010716 · doc4.xml · nonDerivative · entry 1

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:44 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010687 · doc4.xml · derivative · entry 3

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,220

Underlying: Common Stock · 22,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:44 UTC
Buller BenyaminDirector · Chief Executive Officer
SaleCommon Stock 9,495 $3.62 $34,362.41
Disclosure

SEC source: 0001209191-23-010687 · doc4.xml · nonDerivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,988,461

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:44 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010687 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
January 27, 2023 Filed Apr 18, 2023 23:55 UTC
McCombe William D.Director · Chief Financial Officer
GrantRestricted Stock Units · Derivative 83,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024744 · doc4.xml · derivative · entry 1

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,178

Underlying: Common Stock · 83,178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.