VATE

SEC source: 0001006837-21-000098 · wf-form4_162568961198776.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 3,022,840

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021 (the "10b5-1 Plan").

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000096 · wf-form4_162517555238319.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,996,617

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0000921895-21-001808 · form412866002_07062021.xml · derivative · entry 2

Gorzynski Michael · CIK 0001812551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Continental General Insurance Co

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.001 per share · 1,875,539 shares

Expires 2026-07-01

F1 · date: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.

F1 · kind: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.

F1 · price: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.

F4 · derivative.exercise_date: The Series A-3 Convertible Preferred Stock and the Series A-4 Convertible Preferred Stock are exercisable at any time at the option of the holder.

F1 · ownership.nature: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.

F2 · ownership.nature: The reporting person, CIG, CGH, Continental General Insurance Company ("CGIC"), Continental LTC, Inc. ("CLTC") and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein are directly held by CGIC. CLTC serves as the sole owner of CGIC. CIG serves as the sole owner of CLTC and the indirect parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski is a manager and Executive Chairman, and sole owner, of CGH. By virtue of the foregoing relationships, Mr. Gorzynski may be deemed to beneficially own the shares beneficially owned directly by CGIC.

F3 · ownership.nature: Continued from footnote 1: The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0000921895-21-001808 · form412866002_07062021.xml · derivative · entry 1

Gorzynski Michael · CIK 0001812551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Continental General Insurance Co

Disclosed balance after: 6,125

Underlying: Common Stock, par value $0.001 per share · 1,764,357 shares

Expires 2026-07-01

F1 · date: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.

F1 · kind: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.

F1 · price: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.

F4 · derivative.exercise_date: The Series A-3 Convertible Preferred Stock and the Series A-4 Convertible Preferred Stock are exercisable at any time at the option of the holder.

F1 · ownership.nature: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021.

F2 · ownership.nature: The reporting person, CIG, CGH, Continental General Insurance Company ("CGIC"), Continental LTC, Inc. ("CLTC") and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein are directly held by CGIC. CLTC serves as the sole owner of CGIC. CIG serves as the sole owner of CLTC and the indirect parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski is a manager and Executive Chairman, and sole owner, of CGH. By virtue of the foregoing relationships, Mr. Gorzynski may be deemed to beneficially own the shares beneficially owned directly by CGIC.

F3 · ownership.nature: Continued from footnote 1: The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein.

SEC source: 0001006837-21-000096 · wf-form4_162517555238319.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,967,295

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000090 · wf-form4_162457509297685.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,933,466

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.965 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000090 · wf-form4_162457509297685.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,905,741

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000087 · wf-form4_162431017698906.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,890,249

F2 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.86 to $3.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-21-000087 · wf-form4_162431017698906.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,878,661

F2 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000088 · wf-form4_162431021204279.xml · nonDerivative · entry 1

GFELLER WARREN H · CIK 0001175309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,068

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-21-000087 · wf-form4_162431017698906.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,303

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-21-000086 · wf-form4_162431015188285.xml · nonDerivative · entry 1

Lombard Shelly · CIK 0001812653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,298

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-21-000092 · wf-form4_162491408135633.xml · nonDerivative · entry 1

Gorzynski Michael · CIK 0001812551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,303

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-22-000007 · wf-form4_164133279725178.xml · nonDerivative · entry 1

Courtis Kenneth S. · CIK 0001812746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,272

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-21-000070 · wf-form4_162280158590043.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,807,661

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000068 · wf-form4_162257972759472.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,806,690

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000068 · wf-form4_162257972759472.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,803,363

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000066 · wf-form4_162163728928450.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,780,235

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000066 · wf-form4_162163728928450.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,764,044

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.87 to $3.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000066 · wf-form4_162163728928450.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,741,650

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000064 · wf-form4_162086574131386.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,690,650

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000064 · wf-form4_162086574131386.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,621,417

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.675 to $3.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000064 · wf-form4_162086574131386.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,562,956

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000063 · wf-form4_162086571909225.xml · nonDerivative · entry 2

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,219

SEC source: 0001006837-21-000063 · wf-form4_162086571909225.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,719

SEC source: 0001006837-21-000043 · wf-form4_161956813249174.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,479,797

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000039 · wf-form4_161913726647724.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,371,797

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000041 · wf-form4a_161947196926436.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,371,797

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.68 to $3.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000039 · wf-form4_161913726647724.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,318,297

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000041 · wf-form4a_161947196926436.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,318,297

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000039 · wf-form4_161913726647724.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,256,207

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000041 · wf-form4a_161947196926436.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,256,207

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.40 to $3.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000034 · wf-form4_161602397498488.xml · nonDerivative · entry 4

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,219

SEC source: 0001006837-21-000035 · wf-form4_161602399572225.xml · nonDerivative · entry 2

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,210

F2 · kind: Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-21-000033 · wf-form4_161602395544874.xml · nonDerivative · entry 2

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,628

F2 · kind: Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.64 to $3.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-21-000034 · wf-form4_161602397498488.xml · nonDerivative · entry 3

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,719

SEC source: 0001006837-21-000034 · wf-form4_161602397498488.xml · nonDerivative · entry 2

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,719

SEC source: 0001006837-21-000037 · wf-form4_161609851777046.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,164,108

F1 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000035 · wf-form4_161602399572225.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,765

F1 · shares: The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date.

SEC source: 0001006837-21-000033 · wf-form4_161602395544874.xml · nonDerivative · entry 1

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,297

F1 · shares: The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date.

SEC source: 0001006837-21-000034 · wf-form4_161602397498488.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,719

F1 · shares: The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date.

SEC source: 0001006837-21-000032 · wf-form4_161602393690096.xml · nonDerivative · entry 2

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,008

F2 · kind: Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.57 to $3.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-21-000032 · wf-form4_161602393690096.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,627

F1 · shares: The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date.

SEC source: 0001006837-20-000232 · wf-form4_160746350139003.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 18,983,954

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.45 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000232 · wf-form4_160746350139003.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 18,940,954

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.38 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000232 · wf-form4_160746350139003.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 18,743,406

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000229 · wf-form4_160703011489999.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 18,643,406

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.42 to $3.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000229 · wf-form4_160703011489999.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 17,581,397

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000229 · wf-form4_160703011489999.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 16,237,121

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.27 to $3.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001077812-20-000003 · primary_doc.xml · derivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Lancer Capital LLC

Disclosed balance after: 21,433.71

Underlying: Common Stock · 21,433.71 shares

Expires not disclosed

F2 · derivative.expiration_date: The Series B Non-Voting Participating Convertible Preferred Stock is convertible, subject to certain conditions, into Common Stock and has no expiration date.