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UVV

UNIVERSAL CORP /VA/

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4866
SEC CIK
0000102037
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431

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2019 Filed May 25, 2019 00:42 UTC
Claiborne Catherine HVice President & Asst. Secy
GrantCommon Stock 1,975 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000113 · edgar.xml · nonDerivative · entry 1

Claiborne Catherine H · CIK 0001730793 · Vice President & Asst. Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,418

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 4,625 restricted stock units and 270 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:40 UTC
Formacek Candace CVice President & Treasurer
Tax withholdingCommon Stock 1,207 $59.07 $71,297.49
Disclosure

SEC source: 0001225385-19-000112 · edgar.xml · nonDerivative · entry 3

Formacek Candace C · CIK 0001544909 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,058

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:40 UTC
Formacek Candace CVice President & Treasurer
GrantCommon Stock 2,665 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000112 · edgar.xml · nonDerivative · entry 2

Formacek Candace C · CIK 0001544909 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,265

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:40 UTC
Formacek Candace CVice President & Treasurer
GrantCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000112 · edgar.xml · nonDerivative · entry 1

Formacek Candace C · CIK 0001544909 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:39 UTC
PEEBLES ROBERTVice President & Controller
Tax withholdingCommon Stock 1,446 $59.07 $85,415.22
Disclosure

SEC source: 0001225385-19-000111 · edgar.xml · nonDerivative · entry 3

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,783

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:39 UTC
PEEBLES ROBERTVice President & Controller
GrantCommon Stock 3,185 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000111 · edgar.xml · nonDerivative · entry 2

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,229

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:39 UTC
PEEBLES ROBERTVice President & Controller
GrantCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000111 · edgar.xml · nonDerivative · entry 1

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,044

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:38 UTC
HUFFMAN JAMES ASubsidiary Officer
Tax withholdingCommon Stock 1,518 $59.07 $89,668.26
Disclosure

SEC source: 0001225385-19-000110 · edgar.xml · nonDerivative · entry 3

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 15,750 restricted stock units and 1,815 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:38 UTC
HUFFMAN JAMES ASubsidiary Officer
GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000110 · edgar.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,538

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 15,750 restricted stock units and 1,815 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:38 UTC
HUFFMAN JAMES ASubsidiary Officer
GrantCommon Stock 2,550 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000110 · edgar.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,158

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 15,750 restricted stock units and 1,815 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:33 UTC
Broome Theodore GSubsidiary Officer
Tax withholdingCommon Stock 1,792 $59.07 $105,853.44
Disclosure

SEC source: 0001225385-19-000109 · edgar.xml · nonDerivative · entry 3

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,798

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:33 UTC
Broome Theodore GSubsidiary Officer
GrantCommon Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000109 · edgar.xml · nonDerivative · entry 2

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,590

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:33 UTC
Broome Theodore GSubsidiary Officer
GrantCommon Stock 3,275 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000109 · edgar.xml · nonDerivative · entry 1

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,560

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:31 UTC
Wigner Preston DouglasVP, General Counsel & Secy
Tax withholdingCommon Stock 2,358 $59.07 $139,287.06
Disclosure

SEC source: 0001225385-19-000108 · edgar.xml · nonDerivative · entry 3

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,406

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 23,300 restricted stock units and 2,747 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:31 UTC
Wigner Preston DouglasVP, General Counsel & Secy
GrantCommon Stock 5,265 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000108 · edgar.xml · nonDerivative · entry 2

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,764

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 23,300 restricted stock units and 2,747 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:31 UTC
Wigner Preston DouglasVP, General Counsel & Secy
GrantCommon Stock 3,650 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000108 · edgar.xml · nonDerivative · entry 1

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,499

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 23,300 restricted stock units and 2,747 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:29 UTC Tax withholdingCommon Stock 294 $59.07 $17,366.58
Disclosure

SEC source: 0001225385-19-000107 · edgar.xml · nonDerivative · entry 3

Kroner Johan C. · CIK 0001730904 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:29 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000107 · edgar.xml · nonDerivative · entry 2

Kroner Johan C. · CIK 0001730904 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,357

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:29 UTC GrantCommon Stock 4,050 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000107 · edgar.xml · nonDerivative · entry 1

Kroner Johan C. · CIK 0001730904 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,675

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:27 UTC Tax withholdingCommon Stock 4,474 $59.07 $264,279.18
Disclosure

SEC source: 0001225385-19-000106 · edgar.xml · nonDerivative · entry 3

Hentschke Airton L · CIK 0001578925 · SVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,004

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 43,500 restricted stock units and 4,569 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:27 UTC GrantCommon Stock 9,945 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000106 · edgar.xml · nonDerivative · entry 2

Hentschke Airton L · CIK 0001578925 · SVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,478

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 43,500 restricted stock units and 4,569 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:27 UTC GrantCommon Stock 7,850 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000106 · edgar.xml · nonDerivative · entry 1

Hentschke Airton L · CIK 0001578925 · SVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,533

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 43,500 restricted stock units and 4,569 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:25 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 9,037 $59.07 $533,815.59
Disclosure

SEC source: 0001225385-19-000105 · edgar.xml · nonDerivative · entry 3

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,115

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 116,763 restricted stock units and 22,514 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:25 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GrantCommon Stock 20,085 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000105 · edgar.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,152

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 116,763 restricted stock units and 22,514 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:25 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GrantCommon Stock 16,550 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000105 · edgar.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,067

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 116,763 restricted stock units and 22,514 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 31, 2019 20:42 UTC Amendment
Formacek Candace CVice President & Treasurer
Tax withholdingCommon Stock 1,207 $59.07 $71,297.49
Disclosure

SEC source: 0001225385-19-000117 · edgar.xml · nonDerivative · entry 3

Formacek Candace C · CIK 0001544909 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,058

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 12,200 restricted stock units and 1,409 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported.

Read SEC document
May 23, 2019 Filed May 31, 2019 20:42 UTC Amendment
Formacek Candace CVice President & Treasurer
GrantCommon Stock 2,665 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000117 · edgar.xml · nonDerivative · entry 2

Formacek Candace C · CIK 0001544909 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,265

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 12,200 restricted stock units and 1,409 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported.

Read SEC document
May 23, 2019 Filed May 31, 2019 20:42 UTC Amendment
Formacek Candace CVice President & Treasurer
GrantCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000117 · edgar.xml · nonDerivative · entry 1

Formacek Candace C · CIK 0001544909 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 12,200 restricted stock units and 1,409 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported.

Read SEC document
May 23, 2019 Filed May 31, 2019 20:44 UTC Amendment
Broome Theodore GSubsidiary Officer
Tax withholdingCommon Stock 1,792 $59.07 $105,853.44
Disclosure

SEC source: 0001225385-19-000118 · edgar.xml · nonDerivative · entry 3

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,798

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 19,225 restricted stock units and 2,172 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported.

Read SEC document
May 23, 2019 Filed May 31, 2019 20:44 UTC Amendment
Broome Theodore GSubsidiary Officer
GrantCommon Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000118 · edgar.xml · nonDerivative · entry 2

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,590

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 19,225 restricted stock units and 2,172 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported.

Read SEC document
May 23, 2019 Filed May 31, 2019 20:44 UTC Amendment
Broome Theodore GSubsidiary Officer
GrantCommon Stock 3,275 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000118 · edgar.xml · nonDerivative · entry 1

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,560

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 19,225 restricted stock units and 2,172 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported.

Read SEC document
March 01, 2019 Filed Mar 1, 2019 20:54 UTC
HUFFMAN JAMES ASubsidiary Officer
SaleCommon Stock 2,277 $59.52 $135,521.58
Disclosure

SEC source: 0000102037-19-000013 · wf-form4_155147363564537.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.53 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,200 restricted stock units and 1,470 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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March 01, 2019 Filed Mar 6, 2019 16:07 UTC Amendment
HUFFMAN JAMES ASubsidiary Officer
SaleCommon Stock 2,277 $59.52 $135,521.58
Disclosure

SEC source: 0000102037-19-000014 · wf-form4a_155188843450451.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,403

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.53 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,200 restricted stock units and 1,610 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F3 · balance_after: This amendment corrects the amount of dividend units and securities beneficially owned after the transaction. No additional transaction is reported.

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February 28, 2019 Filed Mar 1, 2019 19:29 UTC
PEEBLES ROBERTVP & Controller
SaleCommon Stock 7,274 $59.56 $433,253.26
Disclosure

SEC source: 0000102037-19-000011 · wf-form4_155146852667678.xml · nonDerivative · entry 1

PEEBLES ROBERT · CIK 0001263726 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,058

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.51 to $59.59 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 12,350 restricted stock units and 1,514 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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February 28, 2019 Filed Mar 6, 2019 16:12 UTC Amendment
PEEBLES ROBERTVP & Controller
SaleCommon Stock 7,274 $59.56 $433,253.26
Disclosure

SEC source: 0000102037-19-000015 · wf-form4a_155188871577855.xml · nonDerivative · entry 1

PEEBLES ROBERT · CIK 0001263726 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,053

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.51 to $59.59 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 12,350 restricted stock units and 1,509 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F3 · balance_after: This amendment corrects the amount of dividend units and securities beneficially owned after the transaction. No additional transaction is reported.

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February 25, 2019 Filed Mar 1, 2019 14:32 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0000102037-19-000009 · wf-form4_155145074195718.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,840

F1 · balance_after: Includes 100,213 restricted stock units and 20,837 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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December 14, 2018 Filed Dec 17, 2018 14:02 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008059 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,904

F1 · balance_after: Includes 100,213 restricted stock units and 19,251 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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December 10, 2018 Filed Dec 11, 2018 21:49 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007707 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,074

F1 · balance_after: Includes 100,213 restricted stock units and 19,251 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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November 20, 2018 Filed Nov 20, 2018 19:55 UTC
HUFFMAN JAMES ASubsidiary Officer
SaleCommon Stock 149 $66.75 $9,945.75
Disclosure

SEC source: 0001567619-18-006746 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,346

F1 · balance_after: Includes 13,200 restricted stock units and 1,276 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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November 20, 2018 Filed Nov 27, 2018 14:55 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006976 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,319

F1 · balance_after: Includes 100,213 restricted stock units and 19,251 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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November 16, 2018 Filed Nov 19, 2018 15:58 UTC
HUFFMAN JAMES ASubsidiary Officer
SaleCommon Stock 3,038 $67.23 $204,244.74
Disclosure

SEC source: 0001567619-18-006587 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,495

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.20 to $67.25 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,200 restricted stock units and 1,276 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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November 15, 2018 Filed Nov 19, 2018 15:58 UTC
HUFFMAN JAMES ASubsidiary Officer
SaleCommon Stock 74 $67.15 $4,969.10
Disclosure

SEC source: 0001567619-18-006587 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,533

F2 · balance_after: Includes 13,200 restricted stock units and 1,276 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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October 25, 2018 Filed Oct 29, 2018 18:05 UTC
ADAMS JOHN B JRFormer Director
SaleCommon Stock 2,791 $67.23 $187,643.95
Disclosure

SEC source: 0001567619-18-004666 · doc1.xml · nonDerivative · entry 2

ADAMS JOHN B JR · CIK 0001004531 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,014

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October 25, 2018 Filed Oct 29, 2018 18:05 UTC
ADAMS JOHN B JRFormer Director
SaleCommon Stock 209 $68.00 $14,212.00
Disclosure

SEC source: 0001567619-18-004666 · doc1.xml · nonDerivative · entry 1

ADAMS JOHN B JR · CIK 0001004531 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,805

Read SEC document
September 17, 2018 Filed Sep 18, 2018 01:32 UTC
Kroner Johan C.Sr V. P.& Chief Financial Off.
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002783 · doc1.xml · nonDerivative · entry 1

Kroner Johan C. · CIK 0001730904 · Sr V. P.& Chief Financial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,460

F1 · shares: Awarded 1,000 restricted stock units. The restricted stock units vest on May 25, 2023, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 4,125 restricted stock units and 161 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment may be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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September 17, 2018 Filed Sep 18, 2018 01:31 UTC
Claiborne Catherine HVice President & Asst. Secy
GrantCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002782 · doc1.xml · nonDerivative · entry 1

Claiborne Catherine H · CIK 0001730793 · Vice President & Asst. Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

F1 · shares: Awarded 550 restricted stock units. The restricted stock units vest on May 25, 2023, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 2,650 restricted stock units and 161 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment may be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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August 02, 2018 Filed Aug 2, 2018 20:38 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035161 · doc1.xml · nonDerivative · entry 1

Tullidge Thomas H Jr · CIK 0001748157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · kind: Award of 1,500 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($66.2631) was based upon Bloomberg LLP daily volume weighted average between June 1, 2018 and July 31, 2018.

F3 · balance_after: Includes 1,500 restricted stock units.

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August 02, 2018 Filed Aug 2, 2018 20:35 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035159 · doc1.xml · nonDerivative · entry 1

SLEDD ROBERT C · CIK 0001207896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,594

F1 · kind: Award of 1,500 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · shares: The value of each restricted stock unit ($66.2631) was based upon Bloomberg LLP daily volume weighted average between June 1, 2018 and July 31, 2018.

F2 · price: The value of each restricted stock unit ($66.2631) was based upon Bloomberg LLP daily volume weighted average between June 1, 2018 and July 31, 2018.

F3 · balance_after: Includes 1,950 shares of restricted stock, 5,550 restricted stock units and 273 dividend equivalent units earned on the restricted stock units.

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August 02, 2018 Filed Aug 2, 2018 20:32 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035155 · doc1.xml · nonDerivative · entry 1

MOORE EDDIE N JR · CIK 0001114771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,840

F1 · kind: Award of 1,500 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($66.2631) was based upon Bloomberg LLP daily volume weighted average between June 1, 2018 and July 31, 2018.

F3 · balance_after: Includes 9,650 shares of restricted stock, 5,550 restricted stock units and 273 dividend equivalent units earned on the restricted stock units.

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August 02, 2018 Filed Aug 2, 2018 20:30 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035152 · doc1.xml · nonDerivative · entry 1

Lawton Michael T · CIK 0001499643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,436

F1 · kind: Award of 1,500 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($66.2631) was based upon Bloomberg LLP daily volume weighted average between June 1, 2018 and July 31, 2018.

F3 · balance_after: Includes 4,300 restricted stock units and 136 dividend equivalent units earned on the restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.