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UVV

UNIVERSAL CORP /VA/

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4866
SEC CIK
0000102037
Parsed reports
431

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 09, 2017 Filed Jan 11, 2017 21:05 UTC
HUFFMAN JAMES ASubsidiary Officer
Exercise / conversionStock Appreciation Rights · Derivative 7,400 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-001539 · doc1.xml · derivative · entry 4

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,400 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:05 UTC
HUFFMAN JAMES ASubsidiary Officer
Tax withholdingCommon Stock 126 $65.05 $8,196.30
Disclosure

SEC source: 0001140361-17-001539 · doc1.xml · nonDerivative · entry 3

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,883

F1 · balance_after: Includes 13,650 restricted stock units and 1,300 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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January 09, 2017 Filed Jan 11, 2017 21:05 UTC
HUFFMAN JAMES ASubsidiary Officer
Disposition to issuerCommon Stock 7,129 $65.05 $463,741.45
Disclosure

SEC source: 0001140361-17-001539 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,009

F1 · balance_after: Includes 13,650 restricted stock units and 1,300 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:05 UTC
HUFFMAN JAMES ASubsidiary Officer
Exercise / conversionCommon Stock 7,400 $62.66 $463,684.00
Disclosure

SEC source: 0001140361-17-001539 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13,650 restricted stock units and 1,300 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:03 UTC
Broome Theodore GSubsidiary Officer
Exercise / conversionStock Appreciation Rights · Derivative 8,400 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-001536 · doc1.xml · derivative · entry 4

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:03 UTC
Broome Theodore GSubsidiary Officer
Tax withholdingCommon Stock 146 $65.05 $9,497.30
Disclosure

SEC source: 0001140361-17-001536 · doc1.xml · nonDerivative · entry 3

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,891

F1 · balance_after: Includes 16,400 restricted stock units and 1,747 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:03 UTC
Broome Theodore GSubsidiary Officer
Disposition to issuerCommon Stock 8,092 $65.05 $526,384.60
Disclosure

SEC source: 0001140361-17-001536 · doc1.xml · nonDerivative · entry 2

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,037

F1 · balance_after: Includes 16,400 restricted stock units and 1,747 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:03 UTC
Broome Theodore GSubsidiary Officer
Exercise / conversionCommon Stock 8,400 $62.66 $526,344.00
Disclosure

SEC source: 0001140361-17-001536 · doc1.xml · nonDerivative · entry 1

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 16,400 restricted stock units and 1,747 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 21:45 UTC
PEEBLES ROBERTVice President & Controller
Exercise / conversionStock Appreciation Rights · Derivative 7,200 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-001220 · doc1.xml · derivative · entry 4

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,200 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 21:45 UTC
PEEBLES ROBERTVice President & Controller
Tax withholdingCommon Stock 90 $64.40 $5,796.00
Disclosure

SEC source: 0001140361-17-001220 · doc1.xml · nonDerivative · entry 3

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,468

F1 · balance_after: Includes 12,750 restricted stock units and 1,092 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 21:45 UTC
PEEBLES ROBERTVice President & Controller
Disposition to issuerCommon Stock 7,006 $64.40 $451,186.40
Disclosure

SEC source: 0001140361-17-001220 · doc1.xml · nonDerivative · entry 2

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,558

F1 · balance_after: Includes 12,750 restricted stock units and 1,092 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 21:45 UTC
PEEBLES ROBERTVice President & Controller
Exercise / conversionCommon Stock 7,200 $62.66 $451,152.00
Disclosure

SEC source: 0001140361-17-001220 · doc1.xml · nonDerivative · entry 1

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 12,750 restricted stock units and 1,092 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 17:15 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091021 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,163

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 22:16 UTC
HUFFMAN JAMES ASubsidiary Officer
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089871 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,738

F1 · balance_after: Includes 13,650 restricted stock units and 1,300 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 21:52 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 1,812 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088074 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,563

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 21:52 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 460 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088074 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,375

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
October 11, 2016 Filed Oct 11, 2016 21:08 UTC Exercise / conversionDeferred stock units 1 for 1 · Derivative 445 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-082504 · doc1.xml · derivative · entry 3

FOSTER CHARLES H JR · CIK 0001073310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

Underlying: Common Stock · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The deferred stock units were held under the outside director's deferred income plan. Each deferred stock unit was settled for cash based upon a fixed date payout election of the director pursuant to the terms of the plan.

F1 · price: The deferred stock units were held under the outside director's deferred income plan. Each deferred stock unit was settled for cash based upon a fixed date payout election of the director pursuant to the terms of the plan.

F1 · derivative.exercise_date: The deferred stock units were held under the outside director's deferred income plan. Each deferred stock unit was settled for cash based upon a fixed date payout election of the director pursuant to the terms of the plan.

F1 · derivative.expiration_date: The deferred stock units were held under the outside director's deferred income plan. Each deferred stock unit was settled for cash based upon a fixed date payout election of the director pursuant to the terms of the plan.

Read SEC document
October 11, 2016 Filed Oct 11, 2016 21:08 UTC Disposition to issuerCommon Stock 445 $57.08 $25,399.75
Disclosure

SEC source: 0001140361-16-082504 · doc1.xml · nonDerivative · entry 2

FOSTER CHARLES H JR · CIK 0001073310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 11, 2016 Filed Oct 11, 2016 21:08 UTC Exercise / conversionCommon Stock 445 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-082504 · doc1.xml · nonDerivative · entry 1

FOSTER CHARLES H JR · CIK 0001073310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The deferred stock units were held under the outside director's deferred income plan. Each deferred stock unit was settled for cash based upon a fixed date payout election of the director pursuant to the terms of the plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.