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Nasdaq · USD

USIO

Usio, Inc.

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2166
SEC CIK
0001088034
Parsed reports
272

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026010
Feb 202600
Mar 202606
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2024 Filed Jun 24, 2024 16:17 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-24-000003 · primary_doc.xml · derivative · entry 2

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F2 · shares: Restricted stock units vests 6/21/2026 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:17 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-24-000003 · primary_doc.xml · derivative · entry 1

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,200

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F1 · shares: Restricted stock units vests 6/21/2025 or change in control.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 19:24 UTC
Frost Houston KorthSVP, Chief Product Officer
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000002 · primary_doc.xml · derivative · entry 4

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F4 · shares: Restricted stock units vest on 06/21/2027 or on change of control.

F4 · derivative.underlying_shares: Restricted stock units vest on 06/21/2027 or on change of control.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 19:24 UTC
Frost Houston KorthSVP, Chief Product Officer
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000002 · primary_doc.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F3 · shares: Restricted stock units vest on 06/21/2026 or on change of control.

F3 · derivative.underlying_shares: Restricted stock units vest on 06/21/2026 or on change of control.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 19:24 UTC
Frost Houston KorthSVP, Chief Product Officer
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000002 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F2 · shares: Restricted stock units vest on 06/21/2025 or on change of control.

F2 · derivative.underlying_shares: Restricted stock units vest on 06/21/2025 or on change of control.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 19:24 UTC
Frost Houston KorthSVP, Chief Product Officer
GrantCommon Stock 40,000 $1.55 $62,000.00
Disclosure

SEC source: 0001627479-24-000002 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,027

F1 · shares: Shares vest on 6/21/2034 or on change of control.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 14:42 UTC
Uffner JerrySVP, Card Issuing
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002028182-24-000002 · primary_doc.xml · derivative · entry 4

Uffner Jerry · CIK 0002028182 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F4 · shares: Restricted stock units vests 06/21/2027.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 14:42 UTC
Uffner JerrySVP, Card Issuing
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002028182-24-000002 · primary_doc.xml · derivative · entry 3

Uffner Jerry · CIK 0002028182 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F3 · shares: Restricted stock units vests 06/21/2026.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 14:42 UTC
Uffner JerrySVP, Card Issuing
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002028182-24-000002 · primary_doc.xml · derivative · entry 2

Uffner Jerry · CIK 0002028182 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F2 · shares: Restricted stock units vests 06/21/2025.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 14:42 UTC
Uffner JerrySVP, Card Issuing
GrantCommon Stock 100,000 $1.55 $155,000.00
Disclosure

SEC source: 0002028182-24-000002 · primary_doc.xml · nonDerivative · entry 1

Uffner Jerry · CIK 0002028182 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Vests 06/21/2034.

Read SEC document
June 21, 2024 Filed Jun 27, 2024 17:11 UTC
White Michael JosephSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002010317-24-000002 · primary_doc.xml · derivative · entry 4

White Michael Joseph · CIK 0002010317 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,800

Underlying: Common Stock · 6,000 shares

Expires 2034-06-21

F4 · shares: Restricted stock units vests 06/21/2027 or upon change in control.

Read SEC document
June 21, 2024 Filed Jun 27, 2024 17:11 UTC
White Michael JosephSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002010317-24-000002 · primary_doc.xml · derivative · entry 3

White Michael Joseph · CIK 0002010317 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 6,000 shares

Expires 2034-06-21

F3 · shares: Restricted stock units vests 06/21/2026 or upon change in control.

Read SEC document
June 21, 2024 Filed Jun 27, 2024 17:11 UTC
White Michael JosephSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002010317-24-000002 · primary_doc.xml · derivative · entry 2

White Michael Joseph · CIK 0002010317 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 6,000 shares

Expires 2034-06-21

F2 · shares: Restricted stock units vests 06/21/2025 or upon change in control.

Read SEC document
June 21, 2024 Filed Jun 27, 2024 17:11 UTC
White Michael JosephSVP, Chief Accounting Officer
GrantCommon Stock 120,000 $1.55 $186,000.00
Disclosure

SEC source: 0002010317-24-000002 · primary_doc.xml · nonDerivative · entry 1

White Michael Joseph · CIK 0002010317 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,181

F1 · shares: Vests 06/21/2034 or upon change in control.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 18:52 UTC Amendment
Rollins BradDirector
Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-24-000002 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 18:52 UTC Amendment
Rollins BradDirector
Exercise / conversionCommon Stock 7,000 $1.65 $11,550.00
Disclosure

SEC source: 0001706146-24-000002 · primary_doc.xml · nonDerivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 18:43 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-24-000002 · primary_doc.xml · derivative · entry 2

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,200

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 18:43 UTC Amendment Exercise / conversionCommon Stock 7,000 $1.65 $11,550.00
Disclosure

SEC source: 0001772093-24-000002 · primary_doc.xml · nonDerivative · entry 1

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 18:40 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-24-000003 · primary_doc.xml · derivative · entry 2

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 18:40 UTC Amendment Exercise / conversionCommon Stock 7,000 $1.65 $11,550.00
Disclosure

SEC source: 0001823064-24-000003 · primary_doc.xml · nonDerivative · entry 1

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 15:45 UTC Exercise / conversionRestricted Stock Units · Derivative 2,000 $1.65 Strike: $0.00 $3,300.00
Disclosure

SEC source: 0001823064-24-000002 · primary_doc.xml · derivative · entry 5

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,444

Underlying: Common Stock · 2,000 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 15:45 UTC Tax withholdingCommon Stock 500 $1.65 $825.00
Disclosure

SEC source: 0001823064-24-000002 · primary_doc.xml · nonDerivative · entry 3

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,723

F3 · shares: Shares surrendered to issuer to pay taxes.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 15:45 UTC Exercise / conversionCommon Stock 2,000 $1.65 $3,300.00
Disclosure

SEC source: 0001823064-24-000002 · primary_doc.xml · nonDerivative · entry 2

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 14:53 UTC Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-24-000001 · primary_doc.xml · derivative · entry 2

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 14:53 UTC Exercise / conversionCommon Stock 7,000 $1.65 $11,550.00
Disclosure

SEC source: 0001823064-24-000001 · primary_doc.xml · nonDerivative · entry 1

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 14:46 UTC Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-24-000001 · primary_doc.xml · derivative · entry 2

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,200

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 14:46 UTC Exercise / conversionCommon Stock 7,000 $1.65 $11,550.00
Disclosure

SEC source: 0001772093-24-000001 · primary_doc.xml · nonDerivative · entry 1

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024.

Read SEC document
March 16, 2024 Filed Mar 20, 2024 14:40 UTC
Rollins BradDirector
Exercise / conversionRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-24-000001 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024

Read SEC document
March 16, 2024 Filed Mar 20, 2024 14:40 UTC
Rollins BradDirector
Exercise / conversionCommon Stock 7,000 $1.65 $11,550.00
Disclosure

SEC source: 0001706146-24-000001 · primary_doc.xml · nonDerivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 03/16/2023 and vested 03/16/2024

Read SEC document
February 21, 2024 Filed Mar 20, 2024 21:08 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001089351-24-000001 · primary_doc.xml · derivative · entry 3

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 11,000 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 02/21/2023 and vested 02/21/2024.

Read SEC document
February 21, 2024 Filed Mar 20, 2024 21:08 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 4,912 $1.57 $7,711.84
Disclosure

SEC source: 0001089351-24-000001 · primary_doc.xml · nonDerivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,032,817

F2 · shares: The reporting person returned 4,912 shares to the issuer at the closing price on 02/21/2024 of $1.57 to cover taxes due.

Read SEC document
February 21, 2024 Filed Mar 20, 2024 21:08 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 11,000 $1.57 $17,270.00
Disclosure

SEC source: 0001089351-24-000001 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,037,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 02/21/2023 and vested 02/21/2024.

Read SEC document
February 21, 2024 Filed Mar 20, 2024 21:14 UTC
Carter Greg MEVP Payment Acceptance
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001812744-24-000001 · primary_doc.xml · derivative · entry 2

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Mar 20, 2024 21:14 UTC
Carter Greg MEVP Payment Acceptance
Exercise / conversionCommon Stock 4,000 $1.57 $6,280.00
Disclosure

SEC source: 0001812744-24-000001 · primary_doc.xml · nonDerivative · entry 1

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 02/21/2023 and vested 02/21/2024.

Read SEC document
February 21, 2024 Filed Mar 22, 2024 15:21 UTC
Frost Houston KorthSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000001 · primary_doc.xml · derivative · entry 4

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2024.

F2 · derivative.underlying_shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2024.

Read SEC document
February 21, 2024 Filed Mar 22, 2024 15:21 UTC
Frost Houston KorthSenior Vice President
Exercise / conversionCommon Stock 4,000 $1.57 $6,280.00
Disclosure

SEC source: 0001627479-24-000001 · primary_doc.xml · nonDerivative · entry 2

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2024.

Read SEC document
February 08, 2024 Filed Mar 22, 2024 15:21 UTC
Frost Houston KorthSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000001 · primary_doc.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 500 shares

Expires 2032-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2024.

F1 · derivative.underlying_shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2024.

Read SEC document
February 08, 2024 Filed Mar 22, 2024 15:21 UTC
Frost Houston KorthSenior Vice President
Exercise / conversionCommon Stock 500 $1.67 $835.00
Disclosure

SEC source: 0001627479-24-000001 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2024.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:16 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 10,000 $1.70 Strike: $0.00 $16,999.00
Disclosure

SEC source: 0001089351-23-000002 · primary_doc.xml · derivative · entry 3

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 10,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

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November 18, 2023 Filed Nov 20, 2023 21:16 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 3,927 $1.70 $6,675.51
Disclosure

SEC source: 0001089351-23-000002 · primary_doc.xml · nonDerivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,026,729

F2 · shares: The reporting person returned 3,927 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due.

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November 18, 2023 Filed Nov 20, 2023 21:16 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 10,000 $1.70 $16,999.00
Disclosure

SEC source: 0001089351-23-000002 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,030,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

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November 18, 2023 Filed Nov 20, 2023 22:01 UTC
Rollins BradDirector
Exercise / conversionRestricted Stock Units · Derivative 4,000 $1.70 Strike: $0.00 $6,799.60
Disclosure

SEC source: 0001706146-23-000003 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 4,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 20, 2023 22:01 UTC
Rollins BradDirector
Exercise / conversionCommon Stock 4,000 $1.70 $6,799.60
Disclosure

SEC source: 0001706146-23-000003 · primary_doc.xml · nonDerivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:50 UTC Exercise / conversionRestricted Stock Units · Derivative 4,000 $1.70 Strike: $0.00 $6,799.60
Disclosure

SEC source: 0001823064-23-000002 · primary_doc.xml · derivative · entry 2

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 4,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:50 UTC Exercise / conversionCommon Stock 4,000 $1.70 $6,799.60
Disclosure

SEC source: 0001823064-23-000002 · primary_doc.xml · nonDerivative · entry 1

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:44 UTC Exercise / conversionRestricted Stock Units · Derivative 4,000 $1.70 Strike: $0.00 $6,799.60
Disclosure

SEC source: 0001772093-23-000003 · primary_doc.xml · derivative · entry 3

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,200

Underlying: Common Stock · 4,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:44 UTC Tax withholdingCommon Stock 800 $1.70 $1,359.92
Disclosure

SEC source: 0001772093-23-000003 · primary_doc.xml · nonDerivative · entry 2

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,677

F2 · shares: The reporting person returned 800 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due.

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November 18, 2023 Filed Nov 20, 2023 21:44 UTC Exercise / conversionCommon Stock 4,000 $1.70 $6,799.60
Disclosure

SEC source: 0001772093-23-000003 · primary_doc.xml · nonDerivative · entry 1

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:32 UTC
Carter Greg MEVP Payment Acceptance
Exercise / conversionRestricted Stock Units · Derivative 3,000 $1.70 Strike: $0.00 $5,099.70
Disclosure

SEC source: 0001812744-23-000002 · primary_doc.xml · derivative · entry 2

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:32 UTC
Carter Greg MEVP Payment Acceptance
Exercise / conversionCommon Stock 3,000 $1.70 $5,099.70
Disclosure

SEC source: 0001812744-23-000002 · primary_doc.xml · nonDerivative · entry 1

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.