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Nasdaq · USD

USIO

Usio, Inc.

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2166
SEC CIK
0001088034
Parsed reports
272

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026010
Feb 202600
Mar 202606
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2024 Filed Nov 19, 2024 21:59 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001089351-24-000008 · primary_doc.xml · derivative · entry 3

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 10,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:59 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 3,935 $1.47 $5,784.45
Disclosure

SEC source: 0001089351-24-000008 · primary_doc.xml · nonDerivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,134,716

F2 · shares: The reporting person returned 3,935 shares to the issuer at the closing price on 11/18/2024 of $1.47 to cover taxes due.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:59 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 10,000 $1.47 $14,700.00
Disclosure

SEC source: 0001089351-24-000008 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,138,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:47 UTC
Rollins BradDirector
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-24-000004 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 4,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:47 UTC
Rollins BradDirector
Exercise / conversionCommon Stock 4,000 $1.47 $5,880.00
Disclosure

SEC source: 0001706146-24-000004 · primary_doc.xml · nonDerivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:32 UTC Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-24-000005 · primary_doc.xml · derivative · entry 2

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 4,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:32 UTC Exercise / conversionCommon Stock 4,000 $1.47 $5,880.00
Disclosure

SEC source: 0001823064-24-000005 · primary_doc.xml · nonDerivative · entry 1

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-24-000004 · primary_doc.xml · derivative · entry 3

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,200

Underlying: Common Stock · 4,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:27 UTC Tax withholdingCommon Stock 800 $1.47 $1,176.00
Disclosure

SEC source: 0001772093-24-000004 · primary_doc.xml · nonDerivative · entry 2

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,877

F2 · shares: The reporting person returned 800 shares to the issuer at the closing price on 11/18/2024 of $1.47 to cover taxes due.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:27 UTC Exercise / conversionCommon Stock 4,000 $1.47 $5,880.00
Disclosure

SEC source: 0001772093-24-000004 · primary_doc.xml · nonDerivative · entry 1

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:16 UTC
Carter Greg MEVP Payment Acceptance
Tax withholdingRestricted Stock Units · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001812744-24-000003 · primary_doc.xml · derivative · entry 3

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 3,000 shares

Expires 2031-11-18

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:16 UTC
Carter Greg MEVP Payment Acceptance
Tax withholdingCommon Stock 731 $1.47 $1,074.57
Disclosure

SEC source: 0001812744-24-000003 · primary_doc.xml · nonDerivative · entry 2

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,269

F2 · shares: The reporting person returned 731 shares to the issuer at the closing price on 11/18/2024 of $1.47 to cover taxes due.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:16 UTC
Carter Greg MEVP Payment Acceptance
Exercise / conversionCommon Stock 3,000 $1.47 $4,410.00
Disclosure

SEC source: 0001812744-24-000003 · primary_doc.xml · nonDerivative · entry 1

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:04 UTC
White Michael JosephSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002010317-24-000003 · primary_doc.xml · derivative · entry 2

White Michael Joseph · CIK 0002010317 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 400 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:04 UTC
White Michael JosephSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 400 $1.47 $588.00
Disclosure

SEC source: 0002010317-24-000003 · primary_doc.xml · nonDerivative · entry 1

White Michael Joseph · CIK 0002010317 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:21 UTC
Frost Houston KorthSVP, Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000003 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 2,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:21 UTC
Frost Houston KorthSVP, Chief Product Officer
Exercise / conversionCommon Stock 2,000 $1.47 $2,940.00
Disclosure

SEC source: 0001627479-24-000003 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2024.

Read SEC document
October 01, 2024 Filed Dec 29, 2025 11:08 UTC SaleCommon Stock 6,897 $1.37 $9,448.89
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 17

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,813,172

Read SEC document
September 30, 2024 Filed Dec 29, 2025 11:08 UTC SaleCommon Stock 17,513 $1.39 $24,343.07
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 16

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,820,069

Read SEC document
September 27, 2024 Filed Dec 29, 2025 11:08 UTC SaleCommon Stock 7,487 $1.43 $10,706.41
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 15

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,837,582

Read SEC document
September 05, 2024 Filed Sep 11, 2024 21:47 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 33,333 $1.51 $50,332.83
Disclosure

SEC source: 0001089351-24-000007 · primary_doc.xml · nonDerivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,128,651

F2 · shares: This transaction represents a transfer of shares for the purposes of estate planning, and not a purchase or sale, of securities by the Reporting Person to the Irrevocable Trust of Sydney Hoch, an irrevocable trust established for the benefit of the Reporting Persons child. An independent third-party is the trustee of the Irrevocable Trust of Sydney Hoch. The Reporting Person disclaims beneficial ownership of the securities.

Read SEC document
September 05, 2024 Filed Sep 11, 2024 21:47 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 33,333 $1.51 $50,332.83
Disclosure

SEC source: 0001089351-24-000007 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,161,984

F1 · shares: This transaction represents a transfer of shares as a charitable gift, and not a purchase or sale, of securities by the Reporting Person to the charitable organization known as Lutheran High School of San Antonio, Texas for their capital improvement fund.

Read SEC document
August 23, 2024 Filed Aug 23, 2024 20:13 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 200 $1.50 $300.00
Disclosure

SEC source: 0001089351-24-000006 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195,317

Read SEC document
August 21, 2024 Filed Aug 21, 2024 20:20 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 300 $1.50 $450.00
Disclosure

SEC source: 0001089351-24-000005 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195,117

Read SEC document
August 20, 2024 Filed Aug 20, 2024 20:26 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 225 $1.49 $335.25
Disclosure

SEC source: 0001089351-24-000004 · primary_doc.xml · nonDerivative · entry 3

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,194,817

Read SEC document
August 20, 2024 Filed Aug 20, 2024 20:26 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 75 $1.52 $113.75
Disclosure

SEC source: 0001089351-24-000004 · primary_doc.xml · nonDerivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,194,592

Read SEC document
August 20, 2024 Filed Aug 20, 2024 20:26 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 200 $1.48 $296.00
Disclosure

SEC source: 0001089351-24-000004 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,194,517

Read SEC document
August 19, 2024 Filed Aug 19, 2024 20:10 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 400 $1.48 $592.00
Disclosure

SEC source: 0001089351-24-000003 · primary_doc.xml · nonDerivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,194,317

Read SEC document
August 19, 2024 Filed Aug 19, 2024 20:10 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 1,100 $1.47 $1,617.00
Disclosure

SEC source: 0001089351-24-000003 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,193,917

Read SEC document
June 22, 2024 Filed Jun 27, 2024 17:00 UTC Exercise / conversionRestricted Stock Units · Derivative 22,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937974-24-000002 · primary_doc.xml · derivative · entry 3

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,222

Underlying: Common Stock · 22,222 shares

Expires 2033-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/22/2022 and vested 06/22/2024.

Read SEC document
June 22, 2024 Filed Jun 27, 2024 17:00 UTC Tax withholdingCommon Stock 6,667 $1.55 $10,333.85
Disclosure

SEC source: 0001937974-24-000002 · primary_doc.xml · nonDerivative · entry 2

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,278

F2 · shares: Shares surrendered to issuer to pay taxes.

Read SEC document
June 22, 2024 Filed Jun 27, 2024 17:00 UTC Exercise / conversionCommon Stock 22,222 $1.55 $34,444.10
Disclosure

SEC source: 0001937974-24-000002 · primary_doc.xml · nonDerivative · entry 1

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/22/2022 and vested 06/22/2024.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:08 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001089351-24-000002 · primary_doc.xml · derivative · entry 4

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F4 · shares: Restricted Stock Units vests on 06/21/2027 or upon terms of the reporting persons employment agreement.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:08 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001089351-24-000002 · primary_doc.xml · derivative · entry 3

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F3 · shares: Restricted Stock Units vests on 06/21/2026 or upon terms of the reporting persons employment agreement.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:08 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001089351-24-000002 · primary_doc.xml · derivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F2 · shares: Restricted Stock Units vests on 06/21/2025 or upon terms of the reporting persons employment agreement.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:08 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GrantCommon Stock 160,000 $1.55 $248,000.00
Disclosure

SEC source: 0001089351-24-000002 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,192,817

F1 · shares: Vests 06/21/2034 or change of control or per terms of employment agreement.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:54 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-24-000004 · primary_doc.xml · derivative · entry 3

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F3 · shares: Restricted Stock Units vest 06/21/2027 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:54 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-24-000004 · primary_doc.xml · derivative · entry 2

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F2 · shares: Restricted Stock Units vest 06/21/2026 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:54 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-24-000004 · primary_doc.xml · derivative · entry 1

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F1 · shares: Restricted Stock Units vest 06/21/2025 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:46 UTC
Carter Greg MEVP Payment Acceptance
GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001812744-24-000002 · primary_doc.xml · derivative · entry 4

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 6,000 shares

Expires 2034-06-21

F4 · shares: Restricted Stock Units vest 06/21/2027 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:46 UTC
Carter Greg MEVP Payment Acceptance
GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001812744-24-000002 · primary_doc.xml · derivative · entry 3

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 6,000 shares

Expires 2034-06-21

F3 · shares: Restricted Stock Units vest 06/21/2026 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:46 UTC
Carter Greg MEVP Payment Acceptance
GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001812744-24-000002 · primary_doc.xml · derivative · entry 2

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 6,000 shares

Expires 2034-06-21

F2 · shares: Restricted Stock Units vest 06/21/2025 or change in control.

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June 21, 2024 Filed Jun 24, 2024 16:46 UTC
Carter Greg MEVP Payment Acceptance
GrantCommon Stock 80,000 $1.55 $124,000.00
Disclosure

SEC source: 0001812744-24-000002 · primary_doc.xml · nonDerivative · entry 1

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,000

F1 · shares: Vests 06/21/2034 or change in control.

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June 21, 2024 Filed Jun 24, 2024 16:29 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937974-24-000001 · primary_doc.xml · derivative · entry 3

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,444

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F3 · shares: Restricted stock units vests 06/21/2027 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:29 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937974-24-000001 · primary_doc.xml · derivative · entry 2

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,444

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F2 · shares: Restricted stock units vests 06/21/2026 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:29 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937974-24-000001 · primary_doc.xml · derivative · entry 1

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,444

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F1 · shares: Restricted stock units vests 06/21/2025 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:36 UTC
Rollins BradDirector
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-24-000003 · primary_doc.xml · derivative · entry 3

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F3 · shares: Restricted stock units vest 06/21/2027 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:36 UTC
Rollins BradDirector
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-24-000003 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F2 · shares: Restricted stock units vest 06/21/2026 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:36 UTC
Rollins BradDirector
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-24-000003 · primary_doc.xml · derivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F1 · shares: Restricted stock units vest 06/21/2025 or change in control.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 16:17 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-24-000003 · primary_doc.xml · derivative · entry 3

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,200

Underlying: Common Stock · 7,000 shares

Expires 2034-06-21

F3 · shares: Restricted stock units vests 6/21/2027 or change in control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.