Tapewire

NYSE · USD

USB

US BANCORP DE

Export transactions ↓
Tapewire entity
2923
SEC CIK
0000036104
Parsed reports
819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2023 Filed Dec 11, 2023 22:27 UTC SaleCommon Stock, $0.01 par value 2,954 $39.57 $116,875.01
Disclosure

SEC source: 0001225208-23-010939 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,768

Read SEC document
October 21, 2023 Filed Oct 24, 2023 20:53 UTC
Runkel Mark G.Senior EVP, Chief Transform Of
Tax withholdingCommon Stock, $0.01 par value 2,420 $30.93 $74,850.60
Disclosure

SEC source: 0001225208-23-009699 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP, Chief Transform Of

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,468

Read SEC document
August 10, 2023 Filed Aug 11, 2023 20:58 UTC
Welsh Timothy AVice Chair
OtherDeferred Compensation Plan Participation · Derivative 2,499 $39.49 $98,685.51
Disclosure

SEC source: 0001225208-23-008211 · doc4.xml · derivative · entry 3

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,205

Underlying: Common Stock, $0.01 par value · 2,499 shares

Expires not disclosed

F3 · derivative.exercise_price: Payable in shares of US. Bancorp common stock following the termination of the reporting person's employment under the terms of the Deferred Compensation Plan.

F4 · kind: The reporting person elected to transfer plan account balance amounts from existing investment options to the company stock investment option under the Deferred Compensation Plan which is an exempt transaction under SEC Rule 16b-3(f).

F3 · derivative.exercise_date: Payable in shares of US. Bancorp common stock following the termination of the reporting person's employment under the terms of the Deferred Compensation Plan.

F3 · derivative.expiration_date: Payable in shares of US. Bancorp common stock following the termination of the reporting person's employment under the terms of the Deferred Compensation Plan.

F5 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 20:58 UTC
Welsh Timothy AVice Chair
SaleCommon Stock, $0.01 par value 13,816 $39.79 $549,780.09
Disclosure

SEC source: 0001225208-23-008211 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,058

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.79 to $39.805. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:47 UTC
DOLAN TERRANCE RVice Chair & CFO
SaleCommon Stock, $0.01 par value 26,000 $39.75 $1,033,578.00
Disclosure

SEC source: 0001225208-23-008179 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,992

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.75 to $39.765. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 06, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseSeries K Preferred Stock Depositary Shares 80 $16.26 $1,300.80
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 26

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 521

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
July 06, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 66 $16.26 $1,073.36
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 29

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 575

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
July 06, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseSeries L Preferred Stock Depositary Shares 31 $15.46 $479.26
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 28

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 331

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
June 01, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseSeries O Preferred Stock Depositary Shares 25 $19.56 $488.90
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 27

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 285

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
May 16, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 34 $16.25 $552.50
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 26

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 509

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
May 08, 2023 Filed May 9, 2023 21:19 UTC PurchaseCommon Stock, $0.01 par value 16,260 $30.60 $497,474.70
Disclosure

SEC source: 0001225208-23-005613 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,927

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $29.99 to $30.78. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
May 05, 2023 Filed May 5, 2023 21:04 UTC PurchaseCommon Stock, $0.01 par value 20,000 $30.37 $607,320.00
Disclosure

SEC source: 0001225208-23-005474 · doc4.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $30.36 to $30.37. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
April 28, 2023 Filed May 1, 2023 21:27 UTC PurchaseCommon Stock, $0.01 par value 30,438 $32.85 $999,888.30
Disclosure

SEC source: 0001225208-23-005213 · doc4.xml · nonDerivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,438

Read SEC document
April 21, 2023 Filed Apr 24, 2023 21:03 UTC GrantDeferred Compensation Plan Participation · Derivative 3,596 $34.76 $124,996.96
Disclosure

SEC source: 0001225208-23-004960 · doc4.xml · derivative · entry 2

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock, $0.01 par value · 3,596 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 21:03 UTC
WIEHOFF JOHNDirector
GrantDeferred Compensation Plan Participation · Derivative 4,028 $34.76 $140,013.28
Disclosure

SEC source: 0001225208-23-004959 · doc4.xml · derivative · entry 2

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,438

Underlying: Common Stock, $0.01 par value · 4,028 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 20:59 UTC GrantDeferred Compensation Plan Participation · Derivative 3,308 $34.76 $114,986.08
Disclosure

SEC source: 0001225208-23-004956 · doc4.xml · derivative · entry 2

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,158

Underlying: Common Stock, $0.01 par value · 3,308 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 20:58 UTC GrantDeferred Compensation Plan Participation · Derivative 4,315 $34.76 $149,989.40
Disclosure

SEC source: 0001225208-23-004955 · doc4.xml · derivative · entry 2

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,757

Underlying: Common Stock, $0.01 par value · 4,315 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 20:55 UTC PurchaseCommon Stock, $0.01 par value 10,000 $34.14 $341,380.00
Disclosure

SEC source: 0001225208-23-004952 · doc4.xml · nonDerivative · entry 1

Colberg Alan B. · CIK 0001516501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,050

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $34.01 to $34.27. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:03 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004960 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:03 UTC
WIEHOFF JOHNDirector
GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004959 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:01 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004958 · doc4.xml · derivative · entry 1

Reynolds Loretta E · CIK 0001948606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:59 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004956 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:00 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004957 · doc4.xml · derivative · entry 1

Mehdi Yusuf I · CIK 0001743244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:58 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004955 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:57 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004954 · doc4.xml · derivative · entry 1

HARRIS KIMBERLY J · CIK 0001183908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:56 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004953 · doc4.xml · derivative · entry 1

Ellison-Taylor Kimberly N · CIK 0001842808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:55 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004952 · doc4.xml · derivative · entry 2

Colberg Alan B. · CIK 0001516501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F3 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:52 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004951 · doc4.xml · derivative · entry 1

Buse Elizabeth · CIK 0001428425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:51 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004950 · doc4.xml · derivative · entry 1

Bridges Dorothy J · CIK 0001754491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:49 UTC GrantRestricted Stock Units · Derivative 5,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004949 · doc4.xml · derivative · entry 1

BAXTER WARNER L · CIK 0001190093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock, $0.01 par value · 5,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
March 17, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseSeries O Preferred Stock Depositary Shares 38 $20.95 $795.99
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 25

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 260

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 22:04 UTC
Stark Lisa REVP and Controller
Tax withholdingCommon Stock, $0.01 par value 616 $47.11 $29,019.76
Disclosure

SEC source: 0001225208-23-003537 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,625

Read SEC document
March 05, 2023 Filed Mar 7, 2023 22:04 UTC
Welsh Timothy AVice Chair
Tax withholdingCommon Stock, $0.01 par value 3,213 $47.11 $151,364.43
Disclosure

SEC source: 0001225208-23-003535 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,874

Read SEC document
March 05, 2023 Filed Mar 7, 2023 22:01 UTC Tax withholdingCommon Stock, $0.01 par value 3,265 $47.11 $153,814.15
Disclosure

SEC source: 0001225208-23-003534 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,754

Read SEC document
March 05, 2023 Filed Mar 7, 2023 22:00 UTC
Runkel Mark G.Senior EVP, Chief Transform Of
Tax withholdingCommon Stock, $0.01 par value 1,262 $47.11 $59,452.82
Disclosure

SEC source: 0001225208-23-003533 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP, Chief Transform Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,760

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:59 UTC
Richard Jodi LVice Chair
Tax withholdingCommon Stock, $0.01 par value 2,639 $47.11 $124,323.29
Disclosure

SEC source: 0001225208-23-003532 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,538

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:59 UTC Tax withholdingCommon Stock, $0.01 par value 2,502 $47.11 $117,869.22
Disclosure

SEC source: 0001225208-23-003531 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,338

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:58 UTC Tax withholdingCommon Stock, $0.01 par value 2,884 $47.11 $135,865.24
Disclosure

SEC source: 0001225208-23-003529 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,722

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:56 UTC Tax withholdingCommon Stock, $0.01 par value 2,948 $47.11 $138,880.28
Disclosure

SEC source: 0001225208-23-003527 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,667

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:55 UTC
Kedia GunjanVice Chair
Tax withholdingCommon Stock, $0.01 par value 3,156 $47.11 $148,679.16
Disclosure

SEC source: 0001225208-23-003526 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,259

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:54 UTC
DOLAN TERRANCE RVice Chair & CFO
Tax withholdingCommon Stock, $0.01 par value 4,353 $47.11 $205,069.83
Disclosure

SEC source: 0001225208-23-003525 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,992

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:53 UTC
CHOSY JAMES LSenior EVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 2,180 $47.11 $102,699.80
Disclosure

SEC source: 0001225208-23-003524 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,493

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:52 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 10,663 $47.11 $502,333.93
Disclosure

SEC source: 0001225208-23-003523 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,432

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:51 UTC
Barcelos Elcio R.T.Senior EVP, Chief HR Officer
Tax withholdingCommon Stock, $0.01 par value 2,012 $47.11 $94,785.32
Disclosure

SEC source: 0001225208-23-003522 · doc4.xml · nonDerivative · entry 1

Barcelos Elcio R.T. · CIK 0001823320 · Senior EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,809

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:10 UTC
Stark Lisa REVP and Controller
Tax withholdingCommon Stock, $0.01 par value 762 $46.31 $35,288.22
Disclosure

SEC source: 0001225208-23-003469 · doc4.xml · nonDerivative · entry 2

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,241

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:08 UTC
Welsh Timothy AVice Chair
Tax withholdingCommon Stock, $0.01 par value 3,474 $46.31 $160,880.94
Disclosure

SEC source: 0001225208-23-003468 · doc4.xml · nonDerivative · entry 2

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,087

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:06 UTC
Runkel Mark G.Senior EVP, Chief Transform Of
Tax withholdingCommon Stock, $0.01 par value 1,283 $46.31 $59,415.73
Disclosure

SEC source: 0001225208-23-003465 · doc4.xml · nonDerivative · entry 2

Runkel Mark G. · CIK 0001594398 · Senior EVP, Chief Transform Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,022

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:08 UTC Tax withholdingCommon Stock, $0.01 par value 3,295 $46.31 $152,591.45
Disclosure

SEC source: 0001225208-23-003467 · doc4.xml · nonDerivative · entry 2

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,019

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:05 UTC
Richard Jodi LVice Chair
Tax withholdingCommon Stock, $0.01 par value 2,779 $46.31 $128,695.49
Disclosure

SEC source: 0001225208-23-003464 · doc4.xml · nonDerivative · entry 2

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,272

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:03 UTC Tax withholdingCommon Stock, $0.01 par value 2,828 $46.31 $130,964.68
Disclosure

SEC source: 0001225208-23-003462 · doc4.xml · nonDerivative · entry 2

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,606

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.