Tapewire

NYSE · USD

USB

US BANCORP DE

Export transactions ↓
Tapewire entity
2923
SEC CIK
0000036104
Parsed reports
819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2018 Filed Jan 22, 2018 21:24 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001337 · doc4.xml · derivative · entry 1

SCHNUCK CRAIG D · CIK 0001185505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:23 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001335 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:21 UTC GrantRestricted Stock Units · Derivative 890 $56.15 $49,973.50
Disclosure

SEC source: 0001225208-18-001334 · doc4.xml · derivative · entry 1

Ho Doreen Woo · CIK 0001453474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock, $0.01 par value · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:28 UTC GrantDeferred Compensation Plan Participation · Derivative 28 $53.95 $1,510.60
Disclosure

SEC source: 0001225208-18-000308 · doc4.xml · derivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,096

Underlying: Common Stock, $0.01 par value · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:27 UTC GrantDeferred Compensation Plan Participation · Derivative 167 $53.95 $9,009.65
Disclosure

SEC source: 0001225208-18-000307 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,722

Underlying: Common Stock, $0.01 par value · 167 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:24 UTC GrantDeferred Compensation Plan Participation · Derivative 28 $53.95 $1,510.60
Disclosure

SEC source: 0001225208-18-000302 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,206

Underlying: Common Stock, $0.01 par value · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:26 UTC GrantDeferred Compensation Plan Participation · Derivative 334 $53.95 $18,019.30
Disclosure

SEC source: 0001225208-18-000306 · doc4.xml · derivative · entry 1

Ho Doreen Woo · CIK 0001453474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock, $0.01 par value · 334 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:11 UTC
GODRIDGE LESLIE VVice Chairman
Tax withholdingCommon Stock, $0.01 par value 4,992 $54.15 $270,316.80
Disclosure

SEC source: 0001225208-17-018785 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,119

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:21 UTC
Kedia GunjanVice Chairman
Tax withholdingCommon Stock, $0.01 par value 2,298 $55.27 $127,010.46
Disclosure

SEC source: 0001225208-17-018597 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,844

Read SEC document
November 03, 2017 Filed Nov 6, 2017 21:27 UTC GrantDeferred Compensation Plan Participation · Derivative 444 $54.88 $24,366.72
Disclosure

SEC source: 0001225208-17-016994 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

Underlying: Common Stock, $0.01 par value · 444 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 20:26 UTC GrantRestricted Stock Units · Derivative 699 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016463 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699

Underlying: Common Stock, $0.01 par value · 699 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 20:13 UTC
Quinn Katherine BVice Chairman
Tax withholdingCommon Stock, $0.01 par value 640 $54.26 $34,726.40
Disclosure

SEC source: 0001225208-17-016420 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,832

Read SEC document
October 17, 2017 Filed Oct 20, 2023 23:40 UTC SaleSeries H Preferred Stock Depositary Shares 2 $25.44 $50.88
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 15

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 85

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
October 17, 2017 Filed Oct 20, 2023 23:40 UTC SaleSeries F Preferred Stock Depositary Shares 3 $23.06 $69.18
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 14

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 128

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
October 17, 2017 Filed Oct 20, 2023 23:40 UTC SaleSeries B Preferred Stock Depositary Shares 3 $23.06 $69.18
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 13

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 110

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
October 17, 2017 Filed Oct 20, 2023 23:40 UTC SaleCommon Stock, $0.01 par value 11 $53.88 $592.69
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 12

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 728

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 20:15 UTC
Gifford Craig EEVP and Controller
SaleCommon Stock, $0.01 par value 300 $53.09 $15,927.00
Disclosure

SEC source: 0001225208-17-013888 · doc4.xml · nonDerivative · entry 1

Gifford Craig E · CIK 0001417036 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,264

Read SEC document
July 20, 2017 Filed Jul 24, 2017 20:35 UTC
Stone Kent V.Vice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 13,749 $0.00 Strike: $52.48 $0.00
Disclosure

SEC source: 0001225208-17-012824 · doc4.xml · derivative · entry 1

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,749

Underlying: Common Stock, $0.01 par value · 13,749 shares

Expires 2027-07-20

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 16, 2018.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 20:35 UTC
Welsh Timothy AVice Chairman
GrantCommon Stock, $0.01 par value 15,243 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012823 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,243

F1 · shares: These restricted stock units vest in four equal annual installments beginning February 16, 2018.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 20:35 UTC
Quinn Katherine BVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 2,716 $0.00 Strike: $52.48 $0.00
Disclosure

SEC source: 0001225208-17-012822 · doc4.xml · derivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Underlying: Common Stock, $0.01 par value · 2,716 shares

Expires 2027-07-20

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 16, 2018. This option makes up 25% of a long-term incentive compensation award granted to the reporting person. The remaining 75% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock, subject to the award's vesting conditions, will be determined in early 2018 based on the company's 2017 performance against certain performance targets and will be reported at the time of such determination.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 20:28 UTC
Quinn Katherine BVice Chairman
Tax withholdingCommon Stock, $0.01 par value 869 $52.08 $45,257.52
Disclosure

SEC source: 0001225208-17-012732 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,472

Read SEC document
May 16, 2017 Filed May 17, 2017 20:34 UTC
Parker P.W.Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,449 $0.00 Strike: $33.99 $0.00
Disclosure

SEC source: 0001225208-17-009980 · doc4.xml · derivative · entry 3

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 29,449 shares

Expires 2023-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 14, 2014.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:34 UTC
Parker P.W.Vice Chairman
SaleCommon Stock, $0.01 par value 29,449 $51.94 $1,529,581.06
Disclosure

SEC source: 0001225208-17-009980 · doc4.xml · nonDerivative · entry 2

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,249

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.93 to $51.98. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:34 UTC
Parker P.W.Vice Chairman
Exercise / conversionCommon Stock, $0.01 par value 29,449 $33.99 $1,000,971.51
Disclosure

SEC source: 0001225208-17-009980 · doc4.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:43 UTC
Gifford Craig EEVP and Controller
SaleCommon Stock, $0.01 par value 300 $51.92 $15,576.00
Disclosure

SEC source: 0001225208-17-009613 · doc4.xml · nonDerivative · entry 1

Gifford Craig E · CIK 0001417036 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,564

Read SEC document
May 03, 2017 Filed May 5, 2017 20:22 UTC
GODRIDGE LESLIE VVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,192 $0.00 Strike: $28.70 $0.00
Disclosure

SEC source: 0001225208-17-009252 · doc4.xml · derivative · entry 4

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 14,192 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2012.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:22 UTC
GODRIDGE LESLIE VVice Chairman
SaleCommon Stock, $0.01 par value 14,192 $52.18 $740,538.56
Disclosure

SEC source: 0001225208-17-009252 · doc4.xml · nonDerivative · entry 2

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,111

Read SEC document
May 03, 2017 Filed May 5, 2017 20:22 UTC
GODRIDGE LESLIE VVice Chairman
Exercise / conversionCommon Stock, $0.01 par value 14,192 $28.70 $407,310.40
Disclosure

SEC source: 0001225208-17-009252 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed Jan 26, 2018 21:33 UTC
Runkel Mark G.EVP and Chief Credit Officer
GiftCommon Stock, $0.01 par value 6,879 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001648 · doc4.xml · nonDerivative · entry 3

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,083

Read SEC document
May 01, 2017 Filed Jan 26, 2018 21:33 UTC
Runkel Mark G.EVP and Chief Credit Officer
GiftCommon Stock, $0.01 par value 6,879 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001648 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,522

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:08 UTC
GODRIDGE LESLIE VVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,746 $0.00 Strike: $32.70 $0.00
Disclosure

SEC source: 0001225208-17-008286 · doc4.xml · derivative · entry 4

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 25,746 shares

Expires 2018-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 12, 2009.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:08 UTC
GODRIDGE LESLIE VVice Chairman
SaleCommon Stock, $0.01 par value 25,746 $50.62 $1,303,262.52
Disclosure

SEC source: 0001225208-17-008286 · doc4.xml · nonDerivative · entry 2

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,111

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.60 to $50.66. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:08 UTC
GODRIDGE LESLIE VVice Chairman
Exercise / conversionCommon Stock, $0.01 par value 25,746 $32.70 $841,894.20
Disclosure

SEC source: 0001225208-17-008286 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Oct 20, 2023 23:40 UTC OtherSeries G Preferred Stock Depositary Shares 26 $25.00 $650.00
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 11

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

F2 · shares: The reported securities were called for redemption by the issuer at a price equal to their liquidation value.

Read SEC document
March 28, 2017 Filed Oct 20, 2023 23:40 UTC PurchaseSeries H Preferred Stock Depositary Shares 6 $25.88 $155.28
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 10

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 87

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 28, 2017 Filed Oct 20, 2023 23:40 UTC PurchaseSeries F Preferred Stock Depositary Shares 10 $29.04 $290.40
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 9

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 131

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 28, 2017 Filed Oct 20, 2023 23:40 UTC PurchaseSeries B Preferred Stock Depositary Shares 8 $23.06 $184.48
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 8

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 113

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 28, 2017 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 55 $52.77 $2,902.30
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 7

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 739

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 24, 2017 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 3 $52.64 $157.92
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 6

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 684

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 16, 2017 Filed Oct 20, 2023 23:40 UTC PurchaseSeries F Preferred Stock Depositary Shares 28 $29.07 $813.93
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 4

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 222

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 16, 2017 Filed Oct 20, 2023 23:40 UTC PurchaseSeries F Preferred Stock Depositary Shares 10 $29.06 $290.60
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 5

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 121

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 16, 2017 Filed Oct 20, 2023 23:40 UTC PurchaseSeries F Preferred Stock Depositary Shares 24 $29.07 $697.66
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 4

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 183

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:20 UTC
CECERE ANDREWDirector · President and COO
Tax withholdingCommon Stock, $0.01 par value 34,640 $54.88 $1,901,043.20
Disclosure

SEC source: 0001225208-17-004325 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,903

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:24 UTC Tax withholdingCommon Stock, $0.01 par value 10,564 $54.88 $579,752.32
Disclosure

SEC source: 0001225208-17-004338 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,545

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:23 UTC
Stone Kent V.Vice Chairman
Tax withholdingCommon Stock, $0.01 par value 8,771 $54.88 $481,352.48
Disclosure

SEC source: 0001225208-17-004337 · doc4.xml · nonDerivative · entry 1

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,639

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:23 UTC
Runkel Mark G.EVP and Chief Credit Officer
Tax withholdingCommon Stock, $0.01 par value 3,470 $54.88 $190,433.60
Disclosure

SEC source: 0001225208-17-004336 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,401

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:23 UTC
Parker P.W.Vice Chairman
Tax withholdingCommon Stock, $0.01 par value 13,589 $54.88 $745,764.32
Disclosure

SEC source: 0001225208-17-004335 · doc4.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,249

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:23 UTC
Quinn Katherine BEVP, Chief Strategy & Rep Of
Tax withholdingCommon Stock, $0.01 par value 3,998 $54.88 $219,410.24
Disclosure

SEC source: 0001225208-17-004334 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · EVP, Chief Strategy & Rep Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,341

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:22 UTC
Kelligrew James BVice Chairman
Tax withholdingCommon Stock, $0.01 par value 7,265 $54.88 $398,703.20
Disclosure

SEC source: 0001225208-17-004333 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,663

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:22 UTC
Kotwal Shailesh MVice Chairman
Tax withholdingCommon Stock, $0.01 par value 5,905 $54.88 $324,066.40
Disclosure

SEC source: 0001225208-17-004332 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,452

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.