Tapewire

NYSE · USD

USB

US BANCORP DE

Export transactions ↓
Tapewire entity
2923
SEC CIK
0000036104
Parsed reports
819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2021 Filed Apr 29, 2021 20:16 UTC SaleCommon Stock, $0.01 par value 34,000 $58.87 $2,001,580.00
Disclosure

SEC source: 0001225208-21-007239 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,308

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.80 to $58.92. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:16 UTC SaleCommon Stock, $0.01 par value 19,385 $58.32 $1,130,533.20
Disclosure

SEC source: 0001225208-21-007239 · doc4.xml · nonDerivative · entry 2

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 0

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:12 UTC GrantDeferred Compensation Plan Participation · Derivative 2,423 $57.79 $140,025.17
Disclosure

SEC source: 0001225208-21-007101 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,794

Underlying: Common Stock, $0.01 par value · 2,423 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:10 UTC
WIEHOFF JOHNDirector
GrantDeferred Compensation Plan Participation · Derivative 1,990 $57.79 $115,002.10
Disclosure

SEC source: 0001225208-21-007100 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,386

Underlying: Common Stock, $0.01 par value · 1,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:09 UTC GrantDeferred Compensation Plan Participation · Derivative 2,423 $57.79 $140,025.17
Disclosure

SEC source: 0001225208-21-007098 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,594

Underlying: Common Stock, $0.01 par value · 2,423 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:08 UTC GrantDeferred Compensation Plan Participation · Derivative 1,211 $57.79 $69,983.69
Disclosure

SEC source: 0001225208-21-007097 · doc4.xml · derivative · entry 1

Lynch Karen S · CIK 0001333760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,669

Underlying: Common Stock, $0.01 par value · 1,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:06 UTC GrantDeferred Compensation Plan Participation · Derivative 1,298 $57.79 $75,011.42
Disclosure

SEC source: 0001225208-21-007095 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,168

Underlying: Common Stock, $0.01 par value · 1,298 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:30 UTC
WIEHOFF JOHNDirector
GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006970 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:29 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006968 · doc4.xml · derivative · entry 1

Mehdi Yusuf I · CIK 0001743244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:29 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006969 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:28 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006967 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:27 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006966 · doc4.xml · derivative · entry 1

Lynch Karen S · CIK 0001333760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:26 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006965 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:25 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006964 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:23 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006963 · doc4.xml · derivative · entry 1

HARRIS KIMBERLY J · CIK 0001183908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:23 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006962 · doc4.xml · derivative · entry 1

Ellison-Taylor Kimberly N · CIK 0001842808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:22 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006961 · doc4.xml · derivative · entry 1

Buse Elizabeth · CIK 0001428425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:21 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006960 · doc4.xml · derivative · entry 1

Bridges Dorothy J · CIK 0001754491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:20 UTC GrantRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006959 · doc4.xml · derivative · entry 1

BAXTER WARNER L · CIK 0001190093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849

Underlying: Common Stock, $0.01 par value · 2,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:19 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 184,187 $0.00 Strike: $28.63 $0.00
Disclosure

SEC source: 0001225208-21-006958 · doc4.xml · derivative · entry 5

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 184,187 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments beginning on February 15, 2013.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:19 UTC
CECERE ANDREWDirector · Chairman, President and CEO
SaleCommon Stock, $0.01 par value 184,187 $56.48 $10,402,881.76
Disclosure

SEC source: 0001225208-21-006958 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,923

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.20 to $56.72. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:19 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Exercise / conversionCommon Stock, $0.01 par value 184,187 $28.63 $5,273,273.81
Disclosure

SEC source: 0001225208-21-006958 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 20:27 UTC
Kedia GunjanVice Chair
SaleCommon Stock, $0.01 par value 20,000 $56.94 $1,138,800.00
Disclosure

SEC source: 0001225208-21-006917 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,526

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.93 to $56.95. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 20:25 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
SaleCommon Stock, $0.01 par value 25,942 $56.92 $1,476,618.64
Disclosure

SEC source: 0001225208-21-006913 · doc4.xml · nonDerivative · entry 2

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,846

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.89 to $56.95. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 20:25 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
SaleCommon Stock, $0.01 par value 9,058 $56.85 $514,947.30
Disclosure

SEC source: 0001225208-21-006913 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,572

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.84 to $56.86. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 16, 2021 Filed Oct 20, 2023 23:40 UTC SaleSeries F Preferred Stock Depositary Shares 35 $26.27 $919.31
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 14

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 199

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 16, 2021 Filed Oct 20, 2023 23:40 UTC SaleSeries F Preferred Stock Depositary Shares 20 $26.27 $525.32
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 24

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 290

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:48 UTC SaleCommon Stock, $0.01 par value 38,000 $53.41 $2,029,580.00
Disclosure

SEC source: 0001225208-21-005392 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,263

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $53.40 to $53.42. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 14, 2021 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 2 $23.77 $47.54
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 5

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 211

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 10, 2021 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 13 $53.64 $697.37
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 13

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 197

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 09, 2021 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 33 $53.13 $1,753.32
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 12

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 184

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:36 UTC
Welsh Timothy AVice Chair
GrantCommon Stock, $0.01 par value 21,346 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004936 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,972

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:34 UTC GrantCommon Stock, $0.01 par value 22,870 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004934 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,308

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:36 UTC
Stark Lisa REVP and Controller
GrantCommon Stock, $0.01 par value 6,099 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004935 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,976

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:33 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
GrantCommon Stock, $0.01 par value 8,386 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004933 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,630

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:29 UTC
Richard Jodi LVice Chair
GrantCommon Stock, $0.01 par value 17,534 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004928 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,975

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:28 UTC GrantCommon Stock, $0.01 par value 17,534 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004927 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,401

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:27 UTC GrantCommon Stock, $0.01 par value 21,346 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004926 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,263

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:26 UTC SaleCommon Stock, $0.01 par value 20,000 $50.55 $1,011,000.00
Disclosure

SEC source: 0001225208-21-004925 · doc4.xml · nonDerivative · entry 2

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,329

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.55 to $50.56. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:26 UTC GrantCommon Stock, $0.01 par value 21,346 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004925 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,329

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:24 UTC
Kedia GunjanVice Chair
GrantCommon Stock, $0.01 par value 21,346 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004924 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,526

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:23 UTC
DOLAN TERRANCE RVice Chair & CFO
GrantCommon Stock, $0.01 par value 30,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004923 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,456

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:20 UTC
CHOSY JAMES LSenior EVP and General Counsel
GrantCommon Stock, $0.01 par value 14,484 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004922 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,269

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:19 UTC
Barcelos Elcio R.T.Senior EVP, Chief HR Officer
GrantCommon Stock, $0.01 par value 13,722 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004916 · doc4.xml · nonDerivative · entry 1

Barcelos Elcio R.T. · CIK 0001823320 · Senior EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,722

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:17 UTC
CECERE ANDREWDirector · Chairman, President and CEO
GrantCommon Stock, $0.01 par value 74,709 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004912 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,923

F1 · shares: The restricted stock units vest 33% on each of March 5, 2022 and 2023, and 34% on March 5, 2024. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2021. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2024 based on the company's performance against certain performance targets from 2021 through 2023 and will be reported at the time of such determination.

Read SEC document
February 17, 2021 Filed Oct 20, 2023 23:40 UTC PurchaseSeries K Preferred Stock Depositary Shares 189 $24.92 $4,709.69
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 11

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 189

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
February 17, 2021 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 209 $24.92 $5,208.07
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 4

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 209

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:37 UTC
Welsh Timothy AVice Chair
Tax withholdingCommon Stock, $0.01 par value 1,738 $47.64 $82,798.32
Disclosure

SEC source: 0001225208-21-002747 · doc4.xml · nonDerivative · entry 2

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,626

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:35 UTC
Stark Lisa REVP and Controller
Tax withholdingCommon Stock, $0.01 par value 170 $47.64 $8,098.80
Disclosure

SEC source: 0001225208-21-002745 · doc4.xml · nonDerivative · entry 2

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,877

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:37 UTC Tax withholdingCommon Stock, $0.01 par value 4,055 $47.64 $193,180.20
Disclosure

SEC source: 0001225208-21-002746 · doc4.xml · nonDerivative · entry 2

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,438

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.