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Nasdaq · USD

UPWK

UPWORK, INC

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4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2019 Filed Sep 23, 2019 16:20 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $14.30 $714,910.00
Disclosure

SEC source: 0001567619-19-018653 · doc1.xml · nonDerivative · entry 2

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.14 to $14.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:20 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 50,000 $3.68 $184,000.00
Disclosure

SEC source: 0001567619-19-018653 · doc1.xml · nonDerivative · entry 1

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · derivative · entry 13

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,671

Underlying: Common Stock · 50,000 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $14.44 $721,830.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · nonDerivative · entry 8

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 50,000 $3.68 $184,000.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · nonDerivative · entry 7

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 21:02 UTC
Brown HaydenChief Marketing & Product Ofcr
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018610 · doc1.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,040

Underlying: Common Stock · 3,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 21:02 UTC
Brown HaydenChief Marketing & Product Ofcr
SaleCommon Stock 1,422 $14.39 $20,459.31
Disclosure

SEC source: 0001567619-19-018610 · doc1.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,519

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 21:02 UTC
Brown HaydenChief Marketing & Product Ofcr
Exercise / conversionCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018610 · doc1.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · derivative · entry 12

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,671

Underlying: Common Stock · 10,000 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · derivative · entry 11

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,502

Underlying: Common Stock · 40,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $14.61 $730,710.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · nonDerivative · entry 6

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.42 to $15.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 10,000 $3.68 $36,800.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · nonDerivative · entry 5

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 40,000 $3.18 $127,200.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · nonDerivative · entry 4

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 23:58 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001567619-19-018559 · doc1.xml · derivative · entry 4

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,289

Underlying: Common Stock · 120,000 shares

Expires 2022-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 23:58 UTC
Kasriel StephaneDirector · President & CEO
SaleCommon Stock 120,000 $14.61 $1,753,308.00
Disclosure

SEC source: 0001567619-19-018559 · doc1.xml · nonDerivative · entry 2

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,906

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.42 to $15.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 23:58 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionCommon Stock 120,000 $3.04 $364,800.00
Disclosure

SEC source: 0001567619-19-018559 · doc1.xml · nonDerivative · entry 1

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,502 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · derivative · entry 10

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,671

Underlying: Common Stock · 7,502 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 42,498 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · derivative · entry 9

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,502

Underlying: Common Stock · 42,498 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $15.02 $751,030.00
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · nonDerivative · entry 3

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.87 to $15.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 7,502 $3.68 $27,607.36
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · nonDerivative · entry 2

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:33 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 42,498 $3.18 $135,143.64
Disclosure

SEC source: 0001567619-19-018508 · doc1.xml · nonDerivative · entry 1

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 05, 2019 Filed Sep 10, 2019 00:11 UTC
LAYTON THOMASDirector · Chairman
OtherCommon Stock 4,971 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018080 · doc1.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,716

F1 · kind: Pro rata distribution from Benchmark Founders' Fund V, L.P. of which the reporting person is a limited partner.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 22:53 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 78,143 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001567619-19-017495 · doc1.xml · derivative · entry 8

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,289

Underlying: Common Stock · 78,143 shares

Expires 2022-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 22:53 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 831 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001567619-19-017495 · doc1.xml · derivative · entry 7

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 831 shares

Expires 2024-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 22:53 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,026 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001567619-19-017495 · doc1.xml · derivative · entry 6

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,940

Underlying: Common Stock · 41,026 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 22:53 UTC
Kasriel StephaneDirector · President & CEO
SaleCommon Stock 120,000 $14.59 $1,750,380.00
Disclosure

SEC source: 0001567619-19-017495 · doc1.xml · nonDerivative · entry 4

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,906

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.32 to $14.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 22:53 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionCommon Stock 78,143 $3.04 $237,554.72
Disclosure

SEC source: 0001567619-19-017495 · doc1.xml · nonDerivative · entry 3

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 22:53 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionCommon Stock 831 $2.76 $2,293.56
Disclosure

SEC source: 0001567619-19-017495 · doc1.xml · nonDerivative · entry 2

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 22:53 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionCommon Stock 41,026 $2.76 $113,231.76
Disclosure

SEC source: 0001567619-19-017495 · doc1.xml · nonDerivative · entry 1

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 17:10 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-19-017357 · doc1.xml · derivative · entry 6

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 17:10 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $14.95 $747,505.00
Disclosure

SEC source: 0001567619-19-017357 · doc1.xml · nonDerivative · entry 4

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.82 to $15.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 17:10 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 50,000 $3.18 $159,000.00
Disclosure

SEC source: 0001567619-19-017357 · doc1.xml · nonDerivative · entry 3

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 16:10 UTC SaleCommon Stock 30,454 $15.00 $456,925.73
Disclosure

SEC source: 0001209191-19-046790 · doc4.xml · nonDerivative · entry 1

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.025, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by Steven M. Spurlock's family trust.

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August 16, 2019 Filed Aug 20, 2019 17:10 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-19-017357 · doc1.xml · derivative · entry 5

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 17:10 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $15.05 $752,360.00
Disclosure

SEC source: 0001567619-19-017357 · doc1.xml · nonDerivative · entry 2

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.89 to $15.20 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 17:10 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 50,000 $3.18 $159,000.00
Disclosure

SEC source: 0001567619-19-017357 · doc1.xml · nonDerivative · entry 1

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 19:34 UTC SaleCommon Stock 13,031 $14.82 $193,067.30
Disclosure

SEC source: 0001209191-19-045810 · doc4.xml · nonDerivative · entry 2

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $14.62 to $15.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

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August 12, 2019 Filed Aug 13, 2019 19:34 UTC SaleCommon Stock 35,677 $14.82 $528,590.43
Disclosure

SEC source: 0001209191-19-045810 · doc4.xml · nonDerivative · entry 1

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $14.62 to $15.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
SaleCommon Stock 6,069 $15.77 $95,723.30
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 13

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 120,416

F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: Shares are held by J. William Gurley's trust.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
SaleCommon Stock 6,069 $15.77 $95,723.30
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 11

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 114,049

F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · ownership.nature: Shares are held by Peter H. Fenton's trust.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
SaleCommon Stock 25,789 $15.40 $397,075.81
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 9

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,031

F8 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
SaleCommon Stock 70,608 $15.40 $1,087,158.44
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 7

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,677

F8 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
SaleCommon Stock 1,517 $15.77 $23,926.88
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 3

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,454

F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 16:48 UTC
MARRIOTT DANDirector
SaleCommon Stock 1,200,000 $15.06 $18,072,000.00
Disclosure

SEC source: 0000899243-19-021587 · doc4.xml · nonDerivative · entry 1

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by SG Growth Partners I, L.P.

Disclosed balance after: 1,454,823

F1 · shares: SGGP I, LLC ("SG GP") has sole voting and dispositive power over the shares held by SG Growth Partners I, L.P. Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SG GP.

F1 · ownership.nature: SGGP I, LLC ("SG GP") has sole voting and dispositive power over the shares held by SG Growth Partners I, L.P. Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SG GP.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:19 UTC
Brown HaydenChief Marketing & Product Ofcr
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001567619-19-016590 · doc1.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,120

Underlying: Common Stock · 15,000 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, at a rate of 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:19 UTC
Brown HaydenChief Marketing & Product Ofcr
SaleCommon Stock 15,000 $15.53 $232,929.00
Disclosure

SEC source: 0001567619-19-016590 · doc1.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,081

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:19 UTC
Brown HaydenChief Marketing & Product Ofcr
Exercise / conversionCommon Stock 15,000 $3.68 $55,200.00
Disclosure

SEC source: 0001567619-19-016590 · doc1.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
SaleCommon Stock 6,069 $15.77 $95,723.30
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 13

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 120,416

F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: Shares are held by J. William Gurley's trust.

Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
SaleCommon Stock 6,069 $15.77 $95,723.30
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 11

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 114,049

F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · ownership.nature: Shares are held by Peter H. Fenton's trust.

Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
SaleCommon Stock 25,789 $15.40 $397,075.81
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 9

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,031

F8 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.