Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2020 Filed Mar 5, 2020 22:51 UTC |
LAYTON THOMASDirector · Chairman
|
PurchaseCommon Stock | 100,000 | $8.11 | $811,260.00 |
DisclosureSEC source: 0001209191-20-016719 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.97 to $8.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by Thomas Layton, Trustee of the Thomas H Layton Separate Property Revocable Trust dtd 11/29/99. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 19:48 UTC |
MARRIOTT DANDirector
|
Disposition to issuerCommon Stock | 124,867 | $8.13 | $1,015,168.71 |
DisclosureSEC source: 0000899243-20-007267 · doc4.xml · nonDerivative · entry 1 MARRIOTT DAN · CIK 0001184242 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Disclosed balance after: 676,955 F1 · shares: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $8.00 to $8.45 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:25 UTC |
Kinion Brian KChief Financial Officer
|
SaleCommon Stock | 2,397 | $8.43 | $20,205.75 |
DisclosureSEC source: 0001209191-20-015794 · doc4.xml · nonDerivative · entry 2 Kinion Brian K · CIK 0001667999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,806 F3 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 01:29 UTC |
Brown HaydenDirector · President & CEO
|
SaleCommon Stock | 3,116 | $8.43 | $26,266.63 |
DisclosureSEC source: 0001209191-20-015805 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,330 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 01:33 UTC |
Kasriel StephaneDirector
|
SaleCommon Stock | 13,718 | $8.43 | $115,637.25 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · nonDerivative · entry 4 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,567 F4 · kind: A portion of the shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This portion of the sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 20:25 UTC |
Kinion Brian KChief Financial Officer
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 5,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015794 · doc4.xml · derivative · entry 4 Kinion Brian K · CIK 0001667999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSU vested 100% on the date of grant. F5 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 20:25 UTC |
Kinion Brian KChief Financial Officer
|
GrantRestricted Stock Units (RSU) · Derivative | 5,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015794 · doc4.xml · derivative · entry 3 Kinion Brian K · CIK 0001667999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,548 Underlying: Common Stock · 5,548 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSU vested 100% on the date of grant. F5 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 20:25 UTC |
Kinion Brian KChief Financial Officer
|
Exercise / conversionCommon Stock | 5,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015794 · doc4.xml · nonDerivative · entry 1 Kinion Brian K · CIK 0001667999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 761 shares acquired under the Issuer's employee stock purchase plan (the "ESPP") on May 14, 2019 and 894 shares acquired under the ESPP on November 14, 2019. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:29 UTC |
Brown HaydenDirector · President & CEO
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015805 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSU vested 100% on the date of grant. F4 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:29 UTC |
Brown HaydenDirector · President & CEO
|
GrantRestricted Stock Units (RSU) · Derivative | 7,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015805 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,985 Underlying: Common Stock · 7,985 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSU vested 100% on the date of grant. F4 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:29 UTC |
Brown HaydenDirector · President & CEO
|
Exercise / conversionCommon Stock | 7,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015805 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:33 UTC |
Kasriel StephaneDirector
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 13,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · derivative · entry 8 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSU vested 100% on the date of grant. F8 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:33 UTC |
Kasriel StephaneDirector
|
GrantRestricted Stock Units (RSU) · Derivative | 13,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · derivative · entry 7 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,718 Underlying: Common Stock · 13,718 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSU vested 100% on the date of grant. F8 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:33 UTC |
Kasriel StephaneDirector
|
Exercise / conversionCommon Stock | 13,718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · nonDerivative · entry 3 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:33 UTC |
Kasriel StephaneDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · derivative · entry 6 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,289 Underlying: Common Stock · 60,000 shares Expires 2022-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:33 UTC |
Kasriel StephaneDirector
|
SaleCommon Stock | 60,000 | $8.72 | $523,230.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,567 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $8.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:33 UTC |
Kasriel StephaneDirector
|
Exercise / conversionCommon Stock | 60,000 | $3.04 | $182,400.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 00:20 UTC |
Brown HaydenDirector · President and CEO
|
SaleCommon Stock | 1,123 | $9.95 | $11,168.68 |
DisclosureSEC source: 0001567619-20-001386 · doc1.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,461 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.931 to $9.975 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2020 Filed Jan 23, 2020 00:20 UTC |
Brown HaydenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001386 · doc1.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,438 Underlying: Common Stock · 2,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 18, 2020 Filed Jan 23, 2020 00:20 UTC |
Brown HaydenDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001386 · doc1.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 22:15 UTC |
Brown HaydenDirector · Chief Marketing & Product Ofcr
|
Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023486 · doc1.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,180 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F3 · derivative.expiration_date: 6.25% of the RSUs vested on June 18, 2019, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's (i) continued employment with the Issuer and (ii) continued leadership of the Issuer's marketing and product departments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 22:15 UTC |
Brown HaydenDirector · Chief Marketing & Product Ofcr
|
SaleCommon Stock | 1,380 | $10.82 | $14,931.60 |
DisclosureSEC source: 0001567619-19-023486 · doc1.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,999 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 22:15 UTC |
Brown HaydenDirector · Chief Marketing & Product Ofcr
|
Exercise / conversionCommon Stock | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023486 · doc1.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 02:48 UTC |
Kasriel StephaneDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · derivative · entry 6 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,289 Underlying: Common Stock · 60,000 shares Expires 2022-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 02:48 UTC |
Kasriel StephaneDirector · President & CEO
|
SaleCommon Stock | 60,000 | $10.57 | $634,446.00 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · nonDerivative · entry 3 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,567 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $10.675 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 02:48 UTC |
Kasriel StephaneDirector · President & CEO
|
Exercise / conversionCommon Stock | 60,000 | $3.04 | $182,400.00 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 02:48 UTC |
Kasriel StephaneDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 76,386 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · derivative · entry 5 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,779 Underlying: Common Stock · 76,386 shares Expires 2024-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 02:48 UTC |
Kasriel StephaneDirector · President & CEO
|
Exercise / conversionCommon Stock | 76,386 | $2.76 | $210,825.36 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 23:27 UTC |
Brown HaydenDirector · Chief Marketing & Product Ofcr
|
GrantRestricted Stock Units (RSU) · Derivative | 870,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023156 · doc1.xml · derivative · entry 1 Brown Hayden · CIK 0001753662 · Director · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,322 Underlying: Common Stock · 870,322 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 6.25% of the RSUs will vest on March 18, 2020, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's continued employment as Chief Executive Officer with the Issuer through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F2 · derivative.expiration_date: 6.25% of the RSUs will vest on March 18, 2020, and the remainder will vest as to an additional 6.25% of the RSUs on each quarterly anniversary thereafter, subject to, on each vesting date, the Reporting Person's continued employment as Chief Executive Officer with the Issuer through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 20:39 UTC |
MARRIOTT DANDirector
|
Disposition to issuerCommon Stock | 28,781 | $11.57 | $332,996.17 |
DisclosureSEC source: 0000899243-19-028185 · doc4.xml · nonDerivative · entry 3 MARRIOTT DAN · CIK 0001184242 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Disclosed balance after: 801,822 F1 · shares: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. F4 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $11.50 to $11.64 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 20:39 UTC |
MARRIOTT DANDirector
|
Disposition to issuerCommon Stock | 250,000 | $11.67 | $2,917,500.00 |
DisclosureSEC source: 0000899243-19-028185 · doc4.xml · nonDerivative · entry 2 MARRIOTT DAN · CIK 0001184242 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Disclosed balance after: 830,603 F1 · shares: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $11.43 to $11.76 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 20:39 UTC |
MARRIOTT DANDirector
|
Disposition to issuerCommon Stock | 200,012 | $11.28 | $2,256,135.36 |
DisclosureSEC source: 0000899243-19-028185 · doc4.xml · nonDerivative · entry 1 MARRIOTT DAN · CIK 0001184242 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Disclosed balance after: 1,080,603 F1 · shares: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $11.25 to $11.49 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:39 UTC |
Kasriel StephaneDirector · President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001567619-19-022040 · doc1.xml · derivative · entry 4 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,289 Underlying: Common Stock · 60,000 shares Expires 2022-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:39 UTC |
Kasriel StephaneDirector · President & CEO
|
SaleCommon Stock | 60,000 | $11.70 | $702,294.00 |
DisclosureSEC source: 0001567619-19-022040 · doc1.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,181 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.51 to $11.86 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:39 UTC |
Kasriel StephaneDirector · President & CEO
|
Exercise / conversionCommon Stock | 60,000 | $3.04 | $182,400.00 |
DisclosureSEC source: 0001567619-19-022040 · doc1.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · balance_after: Includes 275 shares acquired under the Issuer's employee stock purchase plan on November 14, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:50 UTC |
Yuan Han-ShenSVP, Engineering
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,578 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001567619-19-021981 · doc1.xml · derivative · entry 3 Yuan Han-Shen · CIK 0001753419 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,918 Underlying: Common Stock · 9,578 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:50 UTC |
Yuan Han-ShenSVP, Engineering
|
SaleCommon Stock | 9,578 | $12.00 | $114,939.83 |
DisclosureSEC source: 0001567619-19-021981 · doc1.xml · nonDerivative · entry 2 Yuan Han-Shen · CIK 0001753419 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.005 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:50 UTC |
Yuan Han-ShenSVP, Engineering
|
Exercise / conversionCommon Stock | 9,578 | $3.68 | $35,247.04 |
DisclosureSEC source: 0001567619-19-021981 · doc1.xml · nonDerivative · entry 1 Yuan Han-Shen · CIK 0001753419 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · balance_after: Includes 1,067 shares acquired under the Issuer's employee stock purchase plan on November 14, 2019. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:49 UTC |
Brown HaydenChief Marketing & Product Ofcr
|
SaleCommon Stock | 1,067 | $11.83 | $12,619.09 |
DisclosureSEC source: 0001567619-19-021980 · doc1.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Chief Marketing & Product Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,519 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.82 to $11.83 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 1,067 shares acquired under the Issuer's employee stock purchase plan on November 14, 2019. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 18:55 UTC |
MARRIOTT DANDirector
|
Disposition to issuerCommon Stock | 6,701 | $12.01 | $80,479.01 |
DisclosureSEC source: 0000899243-19-027304 · doc4.xml · nonDerivative · entry 2 MARRIOTT DAN · CIK 0001184242 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Disclosed balance after: 1,280,615 F1 · shares: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $12.00 to $12.04 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:55 UTC |
MARRIOTT DANDirector
|
Disposition to issuerCommon Stock | 167,507 | $12.14 | $2,033,534.98 |
DisclosureSEC source: 0000899243-19-027304 · doc4.xml · nonDerivative · entry 1 MARRIOTT DAN · CIK 0001184242 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Disclosed balance after: 1,287,316 F1 · shares: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $12.01 to $12.35 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 14:10 UTC |
SIGMA PARTNERS 6 LPFormer 10% holder
Sigma Associates 6, L.P.Former 10% holder
SIGMA INVESTORS 6 LPFormer 10% holder
|
OtherCommon Stock | 610,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 5 SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sigma Management 6, L.L.C. Disclosed balance after: 0 F10 · kind: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities. F10 · price: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities. F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports. F9 · ownership.nature: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 14:10 UTC |
SIGMA PARTNERS 6 LPFormer 10% holder
Sigma Associates 6, L.P.Former 10% holder
SIGMA INVESTORS 6 LPFormer 10% holder
|
OtherCommon Stock | 610,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 4 SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sigma Management 6, L.L.C. Disclosed balance after: 610,965 F8 · kind: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration. F8 · price: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration. F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports. F9 · ownership.nature: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 14:10 UTC |
SIGMA PARTNERS 6 LPFormer 10% holder
Sigma Associates 6, L.P.Former 10% holder
SIGMA INVESTORS 6 LPFormer 10% holder
|
OtherCommon Stock | 34,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 3 SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sigma Investors 6, L.P. Disclosed balance after: 94,296 F5 · kind: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration. F5 · price: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration. F6 · ownership.nature: These shares are held by Sigma Investors 6. The General Partner is the general partner of Sigma Investors 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein. F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 14:10 UTC |
SIGMA PARTNERS 6 LPFormer 10% holder
Sigma Associates 6, L.P.Former 10% holder
SIGMA INVESTORS 6 LPFormer 10% holder
|
OtherCommon Stock | 194,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 2 SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sigma Associates 6, L.P. Disclosed balance after: 528,378 F3 · kind: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration. F3 · price: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration. F4 · ownership.nature: These shares are held by Sigma Associates 6. The General Partner is the general partner of Sigma Associates 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein. F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 14:10 UTC |
SIGMA PARTNERS 6 LPFormer 10% holder
Sigma Associates 6, L.P.Former 10% holder
SIGMA INVESTORS 6 LPFormer 10% holder
|
OtherCommon Stock | 2,344,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 1 SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sigma Partners 6, L.P. Disclosed balance after: 6,594,415 F1 · kind: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration. F1 · price: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration. F2 · ownership.nature: These shares are held by Sigma Partners 6. Sigma Management 6, L.L.C. (the "General Partner") is the general partner of Sigma Partners 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein. F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 16:20 UTC |
Yuan Han-ShenSVP, Engineering
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,175 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001567619-19-018653 · doc1.xml · derivative · entry 6 Yuan Han-Shen · CIK 0001753419 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,496 Underlying: Common Stock · 11,175 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 16:20 UTC |
Yuan Han-ShenSVP, Engineering
|
SaleCommon Stock | 11,175 | $13.82 | $154,401.62 |
DisclosureSEC source: 0001567619-19-018653 · doc1.xml · nonDerivative · entry 4 Yuan Han-Shen · CIK 0001753419 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.6704 to $14.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 16:20 UTC |
Yuan Han-ShenSVP, Engineering
|
Exercise / conversionCommon Stock | 11,175 | $3.68 | $41,124.00 |
DisclosureSEC source: 0001567619-19-018653 · doc1.xml · nonDerivative · entry 3 Yuan Han-Shen · CIK 0001753419 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 16:20 UTC |
Yuan Han-ShenSVP, Engineering
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001567619-19-018653 · doc1.xml · derivative · entry 5 Yuan Han-Shen · CIK 0001753419 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,671 Underlying: Common Stock · 50,000 shares Expires 2027-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.