Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 29, 2024 Filed Sep 3, 2024 20:14 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 30,000 $45.00 $1,350,000.00
Disclosure

SEC source: 0001628280-24-039125 · wk-form4_1725394466.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,870

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $$ 45.0050. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:14 UTC
Darling ScottChief Legal Officer
Exercise / conversionCommon Stock 30,000 $13.22 $396,600.00
Disclosure

SEC source: 0001628280-24-039125 · wk-form4_1725394466.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:16 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,000 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001628280-24-039133 · wk-form4_1725394564.xml · derivative · entry 3

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:16 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 2,000 $45.00 $90,000.00
Disclosure

SEC source: 0001628280-24-039133 · wk-form4_1725394564.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,477

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:16 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionCommon Stock 2,000 $0.43 $860.00
Disclosure

SEC source: 0001628280-24-039133 · wk-form4_1725394564.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 20:12 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $42.44 $63,660.00
Disclosure

SEC source: 0001628280-24-038663 · wk-form4_1724875944.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 347,593

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 22:58 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 3,000 $40.00 $120,005.70
Disclosure

SEC source: 0001628280-24-038572 · wk-form4_1724799475.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,870

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.93 to $40.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 23:01 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 2,080 $40.02 $83,241.60
Disclosure

SEC source: 0001628280-24-038575 · wk-form4_1724799695.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,477

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:03 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 120 $38.94 $4,673.10
Disclosure

SEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 6

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,870

F6 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.93 to $38.955.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:03 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 6,503 $38.34 $249,310.06
Disclosure

SEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,990

F6 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.92 to $38.91.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:03 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 567 $40.16 $22,770.72
Disclosure

SEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,493

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.15 to $40.17.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:05 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 3,361 $38.35 $128,878.55
Disclosure

SEC source: 0001628280-24-038068 · wk-form4_1724277920.xml · nonDerivative · entry 1

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,512

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.95 to $38.91. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:04 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 1,264 $38.36 $48,481.10
Disclosure

SEC source: 0001628280-24-038066 · wk-form4_1724277843.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,557

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.045 to $38.86. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:02 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 200 $38.93 $7,786.00
Disclosure

SEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · nonDerivative · entry 4

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,565

F4 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:02 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 15,864 $38.31 $607,700.66
Disclosure

SEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,765

F4 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.93 to $38.8950.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:01 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 200 $38.93 $7,786.00
Disclosure

SEC source: 0001628280-24-038060 · wk-form4_1724277664.xml · nonDerivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 349,093

F3 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:01 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 19,105 $38.32 $732,086.41
Disclosure

SEC source: 0001628280-24-038060 · wk-form4_1724277664.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 349,293

F3 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.93 to $38.91. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:03 UTC
Darling ScottChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 15,000 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · derivative · entry 7

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 392,110

Underlying: Common Stock · 15,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F9 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:03 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 9,000 $40.00 $360,000.00
Disclosure

SEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,060

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:03 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 15,000 $40.00 $600,036.00
Disclosure

SEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 193,060

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.0125. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) through (7) to this Form 4.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:03 UTC
Darling ScottChief Legal Officer
Exercise / conversionCommon Stock 15,000 $13.22 $198,300.00
Disclosure

SEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F3 · balance_after: Includes 567 shares acquired on August 15, 2024 under the Issuer's 2020 Employee Stock Purchase Plan.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:02 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · derivative · entry 5

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,864

Underlying: Common Stock · 10,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:02 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 10,000 $40.01 $400,072.00
Disclosure

SEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 894,629

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.045. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:02 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 10,000 $1.17 $11,700.00
Disclosure

SEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 904,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 22:01 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $37.00 $55,500.00
Disclosure

SEC source: 0001628280-24-038060 · wk-form4_1724277664.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 368,398

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:08 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 35,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-037688 · wk-form4_1724098070.xml · derivative · entry 4

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,864

Underlying: Common Stock · 35,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:08 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 2,883 $37.79 $108,941.36
Disclosure

SEC source: 0001628280-24-037688 · wk-form4_1724098070.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 894,629

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.62 to $38.02.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:08 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 32,117 $36.97 $1,187,304.47
Disclosure

SEC source: 0001628280-24-037688 · wk-form4_1724098070.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 897,512

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.62 to $37.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:08 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 35,000 $1.17 $40,950.00
Disclosure

SEC source: 0001628280-24-037688 · wk-form4_1724098070.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 929,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:33 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,500 $35.39 $53,085.00
Disclosure

SEC source: 0001628280-24-037239 · wk-form4_1723667589.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 369,898

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:22 UTC
Darling ScottChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001628280-24-036487 · wk-form4_1723234920.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 407,110

Underlying: Common Stock · 7,500 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:22 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 4,500 $35.01 $157,556.70
Disclosure

SEC source: 0001628280-24-036487 · wk-form4_1723234920.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,493

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.04.

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August 07, 2024 Filed Aug 9, 2024 20:22 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 7,500 $35.00 $262,523.25
Disclosure

SEC source: 0001628280-24-036487 · wk-form4_1723234920.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,993

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4.

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August 07, 2024 Filed Aug 9, 2024 20:22 UTC
Darling ScottChief Legal Officer
Exercise / conversionCommon Stock 7,500 $13.22 $99,150.00
Disclosure

SEC source: 0001628280-24-036487 · wk-form4_1723234920.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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August 07, 2024 Filed Aug 9, 2024 20:23 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,500 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001628280-24-036490 · wk-form4_1723235030.xml · derivative · entry 3

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,500 shares

Expires 2024-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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August 07, 2024 Filed Aug 9, 2024 20:23 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 2,500 $35.00 $87,500.00
Disclosure

SEC source: 0001628280-24-036490 · wk-form4_1723235030.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,821

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

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August 07, 2024 Filed Aug 9, 2024 20:23 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionCommon Stock 2,500 $0.43 $1,075.00
Disclosure

SEC source: 0001628280-24-036490 · wk-form4_1723235030.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 05, 2024 Filed Aug 7, 2024 20:11 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,000 $20.98 $20,980.00
Disclosure

SEC source: 0001628280-24-035622 · wk-form4_1723061488.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 371,398

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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July 29, 2024 Filed Jul 31, 2024 20:17 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,000 $26.31 $26,310.00
Disclosure

SEC source: 0001628280-24-033753 · wk-form4_1722457016.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 372,398

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 20:19 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,000 $28.15 $28,150.00
Disclosure

SEC source: 0001628280-24-032825 · wk-form4_1721852344.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 373,398

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 20:08 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,000 $27.80 $27,800.00
Disclosure

SEC source: 0001628280-24-032076 · wk-form4_1721246916.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,398

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 20:07 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-032072 · wk-form4_1721246822.xml · derivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,864

Underlying: Common Stock · 10,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 20:07 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 10,000 $30.05 $300,541.00
Disclosure

SEC source: 0001628280-24-032072 · wk-form4_1721246822.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 894,629

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.11. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 20:07 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 10,000 $1.17 $11,700.00
Disclosure

SEC source: 0001628280-24-032072 · wk-form4_1721246822.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 904,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 20:34 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-031886 · wk-form4_1721075636.xml · derivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,864

Underlying: Common Stock · 10,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 20:34 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 10,000 $25.88 $258,765.00
Disclosure

SEC source: 0001628280-24-031886 · wk-form4_1721075636.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 894,629

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.59 to $26.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 20:34 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 10,000 $1.17 $11,700.00
Disclosure

SEC source: 0001628280-24-031886 · wk-form4_1721075636.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 904,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 21:09 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 1,000 $23.41 $23,410.00
Disclosure

SEC source: 0001628280-24-031616 · wk-form4_1720645786.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,398

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:02 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 5,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-24-031168 · wk-form4_1720040552.xml · derivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,864

Underlying: Common Stock · 5,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:02 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 5,000 $23.52 $117,591.00
Disclosure

SEC source: 0001628280-24-031168 · wk-form4_1720040552.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 894,629

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.42 to $23.615. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.