UPST

SEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · derivative · entry 7

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,786

Underlying: Common Stock · 16,631 shares

Expires 2026-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · derivative · entry 6

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,583 shares

Expires 2026-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 5

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 863,065

F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to 75.1575.

SEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 4

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 884,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

SEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 867,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

SEC source: 0001628280-24-049039 · wk-form4_1732314596.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,781

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.09 to $70.86.

SEC source: 0001628280-24-049039 · wk-form4_1732314596.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,522

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.06 to $70.015. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-049042 · wk-form4_1732314659.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,974

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.115 to $70.815.

SEC source: 0001628280-24-049042 · wk-form4_1732314659.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,652

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.085 to $70.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-049037 · wk-form4_1732314539.xml · nonDerivative · entry 2

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,138

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.015 to $70.72.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-049037 · wk-form4_1732314539.xml · nonDerivative · entry 1

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,253

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $70.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 863,065

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.09 to $70.75.

SEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 867,089

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $70.025. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) , (4) and (6) to this Form 4.

F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-049031 · wk-form4_1732314405.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,007

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.30 to $70.72.

SEC source: 0001628280-24-049031 · wk-form4_1732314405.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,415

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.17 to $70.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-048668 · wk-form4_1732137826.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 329,593

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · derivative · entry 11

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,168,411

Underlying: Common Stock · 41,667 shares

Expires 2026-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023.

F12 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · nonDerivative · entry 4

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,512

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.685 to $67.5001.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · nonDerivative · entry 3

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,143

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.67 to $66.62.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · nonDerivative · entry 2

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,695

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.62 to $65.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-048429 · wk-form4_1732050776.xml · nonDerivative · entry 1

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · derivative · entry 9

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,583

Underlying: Common Stock · 60,000 shares

Expires 2026-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · derivative · entry 8

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 7

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,565

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 6

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,665

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.07 to $69.06.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 5

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 881,091

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.975.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 4

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 898,866

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.98 to $66.97.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 927,291

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.98 to $65.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 943,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

SEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 883,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-047688 · wk-form4_1731537224.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 331,093

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-047194 · wk-form4_1731446898.xml · derivative · entry 9

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,210,078

Underlying: Common Stock · 41,667 shares

Expires 2026-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023.

F10 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001628280-24-047194 · wk-form4_1731446898.xml · nonDerivative · entry 2

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,512

F1 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.655 to $65.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-047194 · wk-form4_1731446898.xml · nonDerivative · entry 1

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2023.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-045770 · wk-form4_1730929180.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 332,593

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · derivative · entry 6

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,091

Underlying: Common Stock · 10,891 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 246,982

Underlying: Common Stock · 5,128 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · nonDerivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,171

F2 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.855.

SEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,381

F2 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.64. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

SEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

SEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-044310 · wk-form4_1730318789.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 334,093

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-043473 · wk-form4_1729719803.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,593

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · derivative · entry 7

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 252,110

Underlying: Common Stock · 75,000 shares

Expires 2032-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F6 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,043

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.06.

SEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,043

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.07.

SEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

SEC source: 0001628280-24-042873 · wk-form4_1729027518.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,093

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001628280-24-042871 · wk-form4_1729027437.xml · derivative · entry 3

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 20,000 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001628280-24-042871 · wk-form4_1729027437.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,565

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.