UPST

SEC source: 0001209191-21-052430 · doc4.xml · derivative · entry 28

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,876 shares

Expires 2022-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F28 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 27

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,412

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.62 to $213.83.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 26

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,518

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.34 to $213.32.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 25

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,918

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.19 to $212.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 24

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,918

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F24 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.07 to $211.06.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 23

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,430

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.06 to $210.05.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 22

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,218

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.02 to $209.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 21

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,718

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.00 to $207.96.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 20

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,918

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.00 to $206.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 19

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,318

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.00 to $205.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 18

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,418

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.00 to $204.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 17

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,530

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.00 to $203.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 16

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,600

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.00 to $202.97.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 15

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,480

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.00 to $201.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 14

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,145

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 13

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,708

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.00 to $199.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 12

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,412

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.00 to $198.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 11

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,612

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.99 to $197.98.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 10

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,312

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.97 to $196.95.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 9

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,533

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.96 to $195.95.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 8

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,512

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.96 to $194.95.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 7

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,312

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.96 to $193.91.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 6

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,212

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.96 to $192.73.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 5

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,012

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.90 to $191.88.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 4

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,512

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.90 to $190.88.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,912

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.81 to $189.50. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (27) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-052430 · doc4.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-051689 · doc4.xml · derivative · entry 3

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2024-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

SEC source: 0001209191-21-051689 · doc4.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,908

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-051689 · doc4.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-046778 · doc4.xml · derivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 10,000 shares

Expires 2027-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option, originally for 200,000 shares, of which 30,000 shares have been exercised, vested as to one forty-eighth of the shares on February 1, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-21-046778 · doc4.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-046675 · doc4.xml · derivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 10,000 shares

Expires 2027-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option, originally for 200,000 shares, of which 20,000 shares have been exercised, vested as to one forty-eighth of the shares on February 1, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-21-046675 · doc4.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-043301 · doc4.xml · nonDerivative · entry 1

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on June 23, 2022, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001209191-21-036845 · doc4.xml · nonDerivative · entry 1

Hentges Mary · CIK 0001829575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2022 or the day prior to the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001209191-21-036843 · doc4.xml · nonDerivative · entry 1

Cooper Kerry Whorton · CIK 0001817263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2022 or the day prior to the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001209191-21-036848 · doc4.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2022 or the day prior to the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001209191-21-036847 · doc4.xml · nonDerivative · entry 1

Singh Cassidy Sukhinder · CIK 0001470176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2022 or the day prior to the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001209191-21-036846 · doc4.xml · nonDerivative · entry 1

O'Kelly Ciaran · CIK 0001833761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 27, 2022 or the day prior to the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001209191-21-035528 · doc4.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,259

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs).

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-022658 · doc4.xml · derivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,460

Underlying: Common Stock · 24,460 shares

Expires 2031-03-20

F2 · derivative.exercise_date: 1/14th of the shares subject to the option shall vest on January 20, 2023 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-21-022658 · doc4.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,230

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 20% of the RSUs shall vest on February 20, 2023 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F1 · balance_after: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 20% of the RSUs shall vest on February 20, 2023 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-21-022657 · doc4.xml · derivative · entry 4

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354

Underlying: Common Stock · 4,354 shares

Expires 2031-03-20

F5 · derivative.exercise_date: 1/14th of the shares subject to the option shall vest on October 20, 2023 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-21-022657 · doc4.xml · derivative · entry 3

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,943

Underlying: Common Stock · 3,943 shares

Expires 2031-03-20

F4 · derivative.exercise_date: 1/33rd of the shares subject to the option shall vest on March 20, 2021 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-21-022657 · doc4.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,445

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock. 20% of the RSUs shall vest on November 20, 2023 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-022657 · doc4.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,914

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/11th of the RSUs shall vest on May 20, 2021 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

SEC source: 0001209191-21-022654 · doc4.xml · derivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,824

Underlying: Common Stock · 50,824 shares

Expires 2031-03-20

F3 · derivative.exercise_date: 1/14th of the shares subject to the option shall vest on January 20, 2023 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001209191-21-022654 · doc4.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,412

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 20% of the RSUs shall vest on February 20, 2023 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.