Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2022 Filed Feb 25, 2022 16:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 450 $113.38 $51,020.37
Disclosure

SEC source: 0001628280-22-004009 · wf-form4_164582606198302.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,922

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.01 to $113.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 495 $112.41 $55,644.63
Disclosure

SEC source: 0001628280-22-004009 · wf-form4_164582606198302.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,372

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.975 to $112.91. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (14) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 16:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.43 $3,225.00
Disclosure

SEC source: 0001628280-22-004009 · wf-form4_164582606198302.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 20:47 UTC
Nicoll AlisonGeneral Counsel and Secretary
GrantEmployee Stock Option (Right to buy) · Derivative 15,208 $0.00 Strike: $130.05 $0.00
Disclosure

SEC source: 0001628280-22-003597 · wf-form4_164566723391354.xml · derivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,208

Underlying: Common Stock · 15,208 shares

Expires 2032-02-20

F3 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on March 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 20:47 UTC
Nicoll AlisonGeneral Counsel and Secretary
GrantCommon Stock 6,913 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003597 · wf-form4_164566723391354.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,367

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:50 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
GrantEmployee Stock Option (Right to buy) · Derivative 74,515 $0.00 Strike: $130.05 $0.00
Disclosure

SEC source: 0001628280-22-003602 · wf-form4_164566740843666.xml · derivative · entry 6

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,515

Underlying: Common Stock · 74,515 shares

Expires 2032-02-20

F7 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on March 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:50 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 33,871 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003602 · wf-form4_164566740843666.xml · nonDerivative · entry 1

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,114

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:46 UTC
Mirgorodskaya NataliaCorporate Controller
GrantEmployee Stock Option (Right to buy) · Derivative 1,791 $0.00 Strike: $130.05 $0.00
Disclosure

SEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · derivative · entry 5

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791

Underlying: Common Stock · 1,791 shares

Expires 2032-02-20

F8 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on December 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:46 UTC
Mirgorodskaya NataliaCorporate Controller
GrantEmployee Stock Option (Right to buy) · Derivative 979 $0.00 Strike: $130.05 $0.00
Disclosure

SEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · derivative · entry 4

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

Underlying: Common Stock · 979 shares

Expires 2032-02-20

F7 · derivative.exercise_date: 1/33rd of the shares subject to the option shall vest on March 20, 2022 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider througheach such date.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:46 UTC
Mirgorodskaya NataliaCorporate Controller
GrantCommon Stock 2,442 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,457

F4 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on February 20, 2025 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:46 UTC
Mirgorodskaya NataliaCorporate Controller
GrantCommon Stock 1,335 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,015

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/11th of the RSUs shall vest on May 20, 2022 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F3 · balance_after: Includes 210 shares acquired on February 15, 2022 under the Issuer's 2020 Employee Stock Purchase Plan.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:48 UTC
Datta SanjayChief Financial Officer
GrantEmployee Stock Option (Right to buy) · Derivative 57,027 $0.00 Strike: $130.05 $0.00
Disclosure

SEC source: 0001628280-22-003600 · wf-form4_164566731376631.xml · derivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,027

Underlying: Common Stock · 57,027 shares

Expires 2032-02-20

F4 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on March 20, 2024 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:48 UTC
Datta SanjayChief Financial Officer
GrantCommon Stock 25,922 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003600 · wf-form4_164566731376631.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,508

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F3 · balance_after: Includes 2,000 shares acquired on August 18, 2021 and 174 shares acquired on February 15, 2022, each under the Issuer's 2020 Employee Stock Purchase Plan.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:43 UTC
Gu PaulDirector · SVP, Product and Data Science
GrantPerformance-based Restricted Stock Unit · Derivative 687,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003591 · wf-form4_164566701221257.xml · derivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,500

Underlying: Common Stock · 687,500 shares

Expires 2029-01-01

F1 · shares: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The shares subject to the PRSUs are comprised of nine separate tranches that become eligible to vest upon achievement of certain Issuer stock price targets as measured on each of January 1, 2027, January 1, 2028 and January 1, 2029, provided that the Reporting Person satisfies the service-based condition through January 1, 2029, further subject to the award agreement filed with the Current Report on Form 8-K filed by the Issuer with the U.S. Securities and Exchange Commission on February 23, 2022.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:42 UTC
Counselman Anna M.SVP, People and Operations
GrantEmployee Stock Option (Right to buy) · Derivative 15,208 $0.00 Strike: $130.05 $0.00
Disclosure

SEC source: 0001628280-22-003589 · wf-form4_164566692246423.xml · derivative · entry 2

Counselman Anna M. · CIK 0001832809 · SVP, People and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,208

Underlying: Common Stock · 15,208 shares

Expires 2032-02-20

F3 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on March 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 01:42 UTC
Counselman Anna M.SVP, People and Operations
GrantCommon Stock 6,913 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003589 · wf-form4_164566692246423.xml · nonDerivative · entry 1

Counselman Anna M. · CIK 0001832809 · SVP, People and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,143

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · derivative · entry 16

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 7,500 shares

Expires 2024-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F17 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 500 $149.05 $74,523.40
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 15

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,454

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.55 to $149.505.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,000 $147.84 $147,840.30
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 14

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,954

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.43 to $148.38.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,000 $146.73 $146,733.10
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 13

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,954

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.21 to $147.07.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,000 $145.36 $145,357.20
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 12

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,954

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.00 to $145.73.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 700 $144.39 $101,072.02
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,954

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.94 to $144.82.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,200 $143.14 $171,767.04
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,654

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.72 to $143.69.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 602 $142.40 $85,724.38
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,854

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.68 to $142.58.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 398 $141.36 $56,261.00
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,456

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.6875 to $141.67.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 200 $139.62 $27,923.00
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,854

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.37 to $139.86.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 300 $138.43 $41,529.00
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,054

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.13 to $138.99.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 200 $137.42 $27,484.00
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,354

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.00 to $137.84.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 200 $136.48 $27,295.00
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,554

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.99 to $136.96.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 100 $134.96 $13,495.75
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,754

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 100 $133.46 $13,346.28
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,854

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.46 to $133.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (16) to this Form 4.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 17:55 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.43 $3,225.00
Disclosure

SEC source: 0001628280-22-003202 · wf-form4_164522490125134.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Includes 174 shares acquired on February 15, 2022 under the Issuer's 2020 Employee Stock Purchase Plan.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · derivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 7,500 shares

Expires 2024-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 421 $112.43 $47,333.87
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,280

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.16 to $112.73.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,600 $111.64 $178,624.64
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,701

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.16 to $112.125.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,700 $110.58 $187,978.52
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,301

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.12 to $111.05.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 800 $109.66 $87,730.88
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,001

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.12 to $109.97.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 400 $108.41 $43,363.00
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,801

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.04 to $108.93.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 400 $107.25 $42,898.76
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,201

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.66 to $107.61.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,300 $105.93 $137,708.09
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,601

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.55 to $106.35.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 600 $105.05 $63,027.00
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,901

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.50 to $105.38.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 279 $102.99 $28,735.07
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,501

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.765 to $103.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (11) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 19:38 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.43 $3,225.00
Disclosure

SEC source: 0001628280-22-002388 · wf-form4_164462627998066.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:25 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001628280-22-001871 · wf-form4_164402072515645.xml · derivative · entry 13

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 7,500 shares

Expires 2024-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F13 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:25 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 100 $115.72 $11,572.00
Disclosure

SEC source: 0001628280-22-001871 · wf-form4_164402072515645.xml · nonDerivative · entry 12

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,280

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:25 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 200 $114.89 $22,978.20
Disclosure

SEC source: 0001628280-22-001871 · wf-form4_164402072515645.xml · nonDerivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,380

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.44 to $115.365.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:25 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 600 $113.25 $67,948.02
Disclosure

SEC source: 0001628280-22-001871 · wf-form4_164402072515645.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,580

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.91 to $113.59.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:25 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 900 $112.35 $101,113.02
Disclosure

SEC source: 0001628280-22-001871 · wf-form4_164402072515645.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,180

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.88 to $112.84.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:25 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 200 $110.80 $22,160.00
Disclosure

SEC source: 0001628280-22-001871 · wf-form4_164402072515645.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,080

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.74 to $110.86.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 19:25 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 700 $109.58 $76,708.52
Disclosure

SEC source: 0001628280-22-001871 · wf-form4_164402072515645.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,280

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.20 to $110.02.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.