Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | SVP, People and Operations | February 20, 2022 | February 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date February 20, 2022 · Filed February 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,143 |
Reported balance
After 2022-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-20 · Grant · Acquired 6,913 · Balance 19,143 F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $130.05 · Expires 2032-02-20 | Direct | 15,208 |
Reported balance
After 2022-02-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-20 · Grant · Acquired 15,208 · Balance 15,208 F3: 1/12th of the shares subject to the option shall vest on March 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F2: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3: 1/12th of the shares subject to the option shall vest on March 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2022 Filed Feb 24, 2022 01:42 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 15,208 | $0.00 Strike: $130.05 | $0.00 |
DisclosureSEC source: 0001628280-22-003589 · wf-form4_164566692246423.xml · derivative · entry 2 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,208 Underlying: Common Stock · 15,208 shares Expires 2032-02-20 F3 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on March 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 01:42 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 6,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003589 · wf-form4_164566692246423.xml · nonDerivative · entry 1 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,143 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 300,000 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · derivative · entry 24 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F23 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 308,355 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · derivative · entry 23 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 308,355 shares Expires 2022-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F23 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $213.17 | $42,634.00 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 22 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,230 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.75 to $213.59. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,900 | $211.03 | $1,245,104.73 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 21 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,430 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.88 to $211.85. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,800 | $210.49 | $1,852,297.04 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 20 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,330 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.855 to $210.84. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 34,385 | $208.98 | $7,185,677.58 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 19 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,130 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.75 to $209.68. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 39,647 | $208.24 | $8,256,055.60 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 18 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,515 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.75 to $208.74. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 24,975 | $207.23 | $5,175,581.74 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 17 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,162 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.74 to $207.71. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 45,852 | $206.15 | $9,452,275.17 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 16 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,137 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.74 to $206.73. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 27,522 | $205.41 | $5,653,393.10 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 15 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,989 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.73 to $205.72. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,627 | $204.02 | $1,760,096.07 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 14 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,511 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.67 to $204.60. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 30,971 | $203.07 | $6,289,153.99 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 13 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,138 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.67 to $203.65. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 46,352 | $202.13 | $9,369,208.56 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 12 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,109 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.67 to $202.66. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 66,942 | $201.10 | $13,461,875.54 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 11 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,461 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.67 to $201.66. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 117,355 | $200.28 | $23,503,788.99 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 10 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,403 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.67 to $200.66. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 12,443 | $199.45 | $2,481,710.31 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 9 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,758 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.67 to $199.66. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,257 | $197.92 | $1,238,381.06 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 8 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,201 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.63 to $198.60. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 25,246 | $197.20 | $4,978,432.94 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 7 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,458 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.63 to $197.61. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 16,810 | $195.94 | $3,293,830.41 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 6 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,704 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.60 to $196.53. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 31,344 | $195.10 | $6,115,082.76 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 5 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,514 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.60 to $195.59. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 30,995 | $193.97 | $6,012,081.55 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 4 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,858 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.60 to $194.59. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 27,732 | $193.23 | $5,358,551.75 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 3 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,853 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.60 to $193.595. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (22) to this Form 4. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 300,000 | $0.23 | $69,000.00 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 2 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 308,355 | $0.15 | $46,253.25 |
DisclosureSEC source: 0001209191-21-053047 · doc4.xml · nonDerivative · entry 1 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 22:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 24,460 | $0.00 Strike: $125.28 | $0.00 |
DisclosureSEC source: 0001209191-21-022649 · doc4.xml · derivative · entry 2 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,460 Underlying: Common Stock · 24,460 shares Expires 2031-03-20 F2 · derivative.exercise_date: 1/14th of the shares subject to the option shall vest on January 20, 2023 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 22:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 12,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022649 · doc4.xml · nonDerivative · entry 1 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,230 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 20% of the RSUs shall vest on February 20, 2023 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. F1 · balance_after: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 20% of the RSUs shall vest on February 20, 2023 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 22:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 121,645 | $18.60 | $2,262,597.00 |
DisclosureSEC source: 0001209191-20-064686 · doc4.xml · nonDerivative · entry 1 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the sale price to the underwriters in the Issuer's initial public offering of $18.60 per share. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:01 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 77,145 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001209191-20-064105 · doc4.xml · derivative · entry 2 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,355 Underlying: Common Stock · 77,145 shares Expires 2022-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:01 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 77,145 | $0.15 | $11,571.75 |
DisclosureSEC source: 0001209191-20-064105 · doc4.xml · nonDerivative · entry 1 Counselman Anna M. · CIK 0001832809 · SVP, People and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.