Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 400 $50.10 $20,041.36
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,540

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.74 to $50.57.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 300 $49.13 $14,738.01
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,940

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.72 to $49.36.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 800 $48.00 $38,400.32
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,240

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.52 to $48.3675.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,755 $46.87 $82,260.36
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,040

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $47.415.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 2,688 $46.11 $123,956.31
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,795

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.46 to $46.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (9) to this Form 4.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:16 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001628280-22-015643 · wf-form4_165368617465792.xml · derivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:16 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 200 $41.06 $8,212.00
Disclosure

SEC source: 0001628280-22-015643 · wf-form4_165368617465792.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,983

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.01 to $41.11.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:16 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 7,300 $40.30 $294,205.33
Disclosure

SEC source: 0001628280-22-015643 · wf-form4_165368617465792.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,183

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.88. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:16 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001628280-22-015643 · wf-form4_165368617465792.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 24, 2022 Filed May 26, 2022 22:05 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 283 $36.15 $10,230.51
Disclosure

SEC source: 0001647639-22-000038 · wf-form4_165360268856183.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,966

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.1501 to $36.1801. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 20, 2022 Filed May 24, 2022 18:12 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 34,476 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001647639-22-000036 · wf-form4_165343032947340.xml · derivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Common Stock · 34,476 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option, originally for 125,000 shares, of which 41,666 shares have been exercised, vested as to one-twelfth of the shares on February 1, 2022 and one-twelfth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
May 20, 2022 Filed May 24, 2022 18:12 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 21,847 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001647639-22-000036 · wf-form4_165343032947340.xml · derivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,847 shares

Expires 2029-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
May 20, 2022 Filed May 24, 2022 18:12 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 82,505 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001647639-22-000036 · wf-form4_165343032947340.xml · derivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,505 shares

Expires 2029-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
May 20, 2022 Filed May 24, 2022 18:12 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 34,476 $8.88 $306,146.88
Disclosure

SEC source: 0001647639-22-000036 · wf-form4_165343032947340.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 24, 2022 18:12 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 21,847 $3.80 $83,018.60
Disclosure

SEC source: 0001647639-22-000036 · wf-form4_165343032947340.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 24, 2022 18:12 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 82,505 $3.80 $313,519.00
Disclosure

SEC source: 0001647639-22-000036 · wf-form4_165343032947340.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · derivative · entry 20

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 7,500 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F18 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 200 $52.14 $10,428.00
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 18

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,155

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.11 to $52.17.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 900 $51.41 $46,267.02
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 17

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,355

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.96 to $51.85.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,500 $50.43 $75,648.15
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 16

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,255

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.95 to $50.91.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,400 $49.27 $68,977.02
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 15

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,755

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.92 to $49.76.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,045 $48.34 $50,511.43
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 14

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,155

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.89 to $48.86.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,300 $47.27 $61,447.23
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 13

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,200

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.82 to $47.81.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 600 $46.15 $27,687.48
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 12

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,500

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.73 to $46.67.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 300 $45.15 $13,544.01
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.69 to $45.53.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 255 $43.60 $11,117.95
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,400

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 to $43.69.

Read SEC document
May 18, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

Read SEC document
May 18, 2022 Filed May 20, 2022 21:39 UTC
Hentges MaryDirector
GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001647639-22-000033 · wf-form4_165308275224063.xml · nonDerivative · entry 1

Hentges Mary · CIK 0001829575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 18, 2023 or the day prior to the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2022 Filed May 20, 2022 21:38 UTC GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001647639-22-000031 · wf-form4_165308270268225.xml · nonDerivative · entry 1

Cooper Kerry Whorton · CIK 0001817263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,977

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 18, 2023 or the day prior to the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2022 Filed May 20, 2022 21:39 UTC GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001647639-22-000032 · wf-form4_165308272243252.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 18, 2023 or the day prior to the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2022 Filed May 20, 2022 17:31 UTC GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001647639-22-000024 · wf-form4_165308229971471.xml · nonDerivative · entry 1

Singh Cassidy Sukhinder · CIK 0001470176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 18, 2023 or the day prior to the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2022 Filed May 20, 2022 21:38 UTC
Huber JeffDirector
GrantCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001647639-22-000030 · wf-form4_165308265953980.xml · nonDerivative · entry 1

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,327

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 18, 2023 or the day prior to the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2022 Filed May 20, 2022 21:39 UTC GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001647639-22-000034 · wf-form4_165308278047751.xml · nonDerivative · entry 1

O'Kelly Ciaran · CIK 0001833761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 18, 2023 or the day prior to the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 6,900 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · derivative · entry 19

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 6,900 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F18 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 105 $46.57 $4,889.85
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,155

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

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May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 600 $46.01 $27,606.00
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,260

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.51 to $46.37.

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May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,400 $44.73 $62,625.78
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,860

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.28 to $45.12.

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May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 900 $43.84 $39,454.47
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,260

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.27 to $44.16.

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May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 795 $42.33 $33,652.51
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,160

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $42.67.

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May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 600 $41.63 $24,978.00
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,955

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.08 to $41.84.

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May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 2,500 $40.29 $100,712.50
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,555

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (17) to this Form 4.

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May 17, 2022 Filed May 19, 2022 19:10 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 6,900 $0.60 $4,140.00
Disclosure

SEC source: 0001647639-22-000020 · wf-form4_165300177908880.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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May 16, 2022 Filed May 17, 2022 20:06 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 600 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001628280-22-014689 · wf-form4_165283234012380.xml · derivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,400

Underlying: Common Stock · 600 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This option exercise and the sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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May 16, 2022 Filed May 17, 2022 20:06 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 600 $40.09 $24,052.02
Disclosure

SEC source: 0001628280-22-014689 · wf-form4_165283234012380.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,155

F2 · kind: This option exercise and the sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:06 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 600 $0.60 $360.00
Disclosure

SEC source: 0001628280-22-014689 · wf-form4_165283234012380.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This option exercise and the sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

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May 13, 2022 Filed May 17, 2022 20:06 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,190 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001628280-22-014689 · wf-form4_165283234012380.xml · derivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,810

Underlying: Common Stock · 7,190 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option, originally for 125,000 shares, of which 7,190 shares have been exercised, vested as to one-twelfth of the shares on February 1, 2022 and one-twelfth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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May 13, 2022 Filed May 17, 2022 20:06 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,153 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001628280-22-014689 · wf-form4_165283234012380.xml · derivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,847

Underlying: Common Stock · 3,153 shares

Expires 2029-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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May 13, 2022 Filed May 17, 2022 20:06 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 17,495 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001628280-22-014689 · wf-form4_165283234012380.xml · derivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,505

Underlying: Common Stock · 17,495 shares

Expires 2029-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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May 13, 2022 Filed May 17, 2022 20:06 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 59,950 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001628280-22-014689 · wf-form4_165283234012380.xml · derivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,950 shares

Expires 2027-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.