Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2017 Filed Jul 25, 2017 12:18 UTC |
ESW Capital, LLC10% owner
LIEMANDT JOSEPH10% owner
|
OtherCommon Stock | 2,875,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028546 · form4.xml · nonDerivative · entry 3 ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,875,323 F2 · kind: On May 30, 2017, ESW contributed to Wave Systems Corp. ("Wave"), a controlled subsidiary of ESW, for no consideration all of the shares held directly by ESW. F3 · ownership.nature: As of May 30, 2017, these shares are held directly by Wave, a controlled subsidiary of ESW. Each of Mr. Liemandt and ESW disclaims Section 16 beneficial ownership of the shares held by Wave, except to the extent, if any, of their respective pecuniary interest therein. Read SEC document |
| May 30, 2017 Filed Jul 25, 2017 12:18 UTC |
ESW Capital, LLC10% owner
LIEMANDT JOSEPH10% owner
|
OtherCommon Stock | 2,875,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028546 · form4.xml · nonDerivative · entry 2 ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875,323 F2 · kind: On May 30, 2017, ESW contributed to Wave Systems Corp. ("Wave"), a controlled subsidiary of ESW, for no consideration all of the shares held directly by ESW. Read SEC document |
| May 22, 2017 Filed Aug 17, 2017 20:42 UTC |
MCDONALD JOHN TDirector · CEO · 10% owner
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-17-000008 · wf-form4_150300253582181.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,962,161 F1 · kind: Charitable gift. F2 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,205,899 shares Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:22 UTC |
MCDONALD JOHN TDirector · CEO · 10% owner
|
Tax withholdingCommon Stock | 3,411 | $15.50 | $52,870.50 |
DisclosureSEC source: 0001094792-17-000004 · wf-form4_149099171062527.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,971,107 F2 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. F3 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,214,845 shares Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:22 UTC |
MCDONALD JOHN TDirector · CEO · 10% owner
|
GrantCommon Stock | 144,000 | $15.50 | $2,232,000.00 |
DisclosureSEC source: 0001094792-17-000004 · wf-form4_149099171062527.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,974,518 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2017 and ending on December 16, 2019; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:29 UTC |
Hill Michael DouglassCFO,Treasurer & Secretary
|
Tax withholdingCommon Stock | 1,809 | $15.50 | $28,039.50 |
DisclosureSEC source: 0001289889-17-000003 · wf-form4_149099217922360.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,190 F2 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:29 UTC |
Hill Michael DouglassCFO,Treasurer & Secretary
|
GrantCommon Stock | 70,000 | $15.50 | $1,085,000.00 |
DisclosureSEC source: 0001289889-17-000003 · wf-form4_149099217922360.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,999 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2017 and ending on December 16, 2019; provided that participant continues to be a service provider through each such vesting date. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:24 UTC |
Mattox TimothyPresident & COO
|
GrantCommon Stock | 125,000 | $15.50 | $1,937,500.00 |
DisclosureSEC source: 0001624067-17-000003 · wf-form4_149099184095925.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,113 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2017 and ending on December 16, 2019; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:15 UTC |
MCDONALD JOHN TDirector · CEO · 10% owner
|
Tax withholdingCommon Stock | 5,252 | $8.75 | $45,955.00 |
DisclosureSEC source: 0001094792-16-000005 · wf-form4_148218571619485.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830,518 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. F2 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,074,256 shares Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:14 UTC |
Hill Michael DouglassCFO,Treasurer & Secretary
|
Tax withholdingCommon Stock | 7,065 | $8.75 | $61,818.75 |
DisclosureSEC source: 0001289889-16-000009 · wf-form4_148218563203793.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO,Treasurer & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,999 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:18 UTC |
Mattox TimothyPresident & COO
|
Tax withholdingCommon Stock | 35,803 | $8.75 | $313,276.25 |
DisclosureSEC source: 0001624067-16-000009 · wf-form4_148218590071661.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,113 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 13:24 UTC |
MAY DAVIDDirector
|
PurchaseCommon Stock | 10,000 | $8.59 | $85,900.00 |
DisclosureSEC source: 0001458635-16-000006 · wf-form4_147949344334490.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $8.47 to $8.69, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1). Read SEC document |
| November 04, 2016 Filed Jul 25, 2017 12:18 UTC |
ESW Capital, LLC10% owner
LIEMANDT JOSEPH10% owner
|
PurchaseCommon Stock | 1,500 | $8.00 | $12,000.00 |
DisclosureSEC source: 0001140361-17-028546 · form4.xml · nonDerivative · entry 1 ESW Capital, LLC · CIK 0001477025 · 10% owner LIEMANDT JOSEPH · CIK 0001295389 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875,323 F1 · ownership.direct: These shares are held directly by ESW Capital, LLC ("ESW"). Joseph Liemandt is the sole voting member of ESW and may be deemed to have beneficial ownership, for purposes of Section 13(d) of the Securities Exchange Act of 1934, of the shares held by ESW. Mr. Liemandt disclaims Section 16 beneficial ownership of the shares held by ESW, except to the extent, if any, of his pecuniary interest therein. Read SEC document |
| August 08, 2016 Filed Aug 30, 2018 22:11 UTC Amendment |
COURTER STEPHEN EDirector
|
GrantStock Option (right to buy) · Derivative | 15,487 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001131058-18-000004 · wf-form4a_153566707664302.xml · derivative · entry 1 COURTER STEPHEN E · CIK 0001131058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,487 Underlying: Common Stock · 15,487 shares Expires 2026-08-08 F1 · security: Form was amended to correct the Title of Derivative Security. F2 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2016. Read SEC document |
| August 08, 2016 Filed Aug 30, 2018 16:09 UTC Amendment |
MAY DAVIDDirector
|
GrantStock Option (right to buy) · Derivative | 38,717 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001458635-18-000005 · wf-form4a_153565975131387.xml · derivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,717 Underlying: Common Stock · 38,717 shares Expires 2026-08-08 F1 · security: Form was amended to correct the Title of Derivative Security. F2 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2016. Read SEC document |
| August 08, 2016 Filed Aug 30, 2018 20:28 UTC Amendment |
Favaron Rodney CDirector
|
GrantStock Option (right to buy) · Derivative | 15,487 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001622461-18-000004 · wf-form4a_153566090400180.xml · derivative · entry 1 Favaron Rodney C · CIK 0001622461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,487 Underlying: Common Stock · 15,487 shares Expires 2026-08-08 F1 · security: Form was amended to correct the Title of Derivative Security. F2 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.