UNTY

SEC source: 0001562180-23-001444 · primarydocument.xml · derivative · entry 11

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,832

Underlying: Common Stock · 1,595 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 1,067 share(s) on 02-Jan-2019, 1,066 share(s) on 02-Jan-2020, 1,067 share(s) on 02-Jan-2021.

SEC source: 0001562180-23-001444 · primarydocument.xml · derivative · entry 10

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,427

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 2,200 share(s) on 02-Jan-2021, 2,200 share(s) on 02-Jan-2022, 2,200 share(s) on 02-Jan-2023.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 8

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

F1 · balance_after: 14,288 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 7

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 6

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 5

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 4

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001369 · primarydocument.xml · derivative · entry 7

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,027

Underlying: Common Stock · 168 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

F5 · balance_after: 15,027 stock options were granted under various dates and vesting periods of which 13,694 are currently exercisable.

SEC source: 0001562180-23-001369 · primarydocument.xml · derivative · entry 6

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,195

Underlying: Common Stock · 1,605 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,067 share(s) on 02-Jan-2019, 1,066 share(s) on 02-Jan-2020, 1,066 share(s) on 02-Jan-2021.

SEC source: 0001562180-23-001369 · primarydocument.xml · nonDerivative · entry 4

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

F1 · balance_after: 14,288 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.

SEC source: 0001562180-23-001369 · primarydocument.xml · nonDerivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,970

SEC source: 0001562180-23-001369 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001369 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001155 · primarydocument.xml · derivative · entry 10

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

Underlying: Common Stock · 6,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 2,000 share(s) on 02-Jan-2019, 2,000 share(s) on 02-Jan-2020, 2,000 share(s) on 02-Jan-2022.

F6 · balance_after: 9,700 stock options were granted under various dates and vesting periods of which 7,200 are currently exercisable.

SEC source: 0001562180-23-001155 · primarydocument.xml · derivative · entry 9

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 5,000 shares

Expires 2028-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 1,667 share(s) on 10-Dec-2019, 1,666 share(s) on 10-Dec-2020, 1,666 share(s) on 10-Dec-2021.

SEC source: 0001562180-23-001155 · primarydocument.xml · derivative · entry 8

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,700

Underlying: Common Stock · 4,500 shares

Expires 2029-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,500 share(s) on 06-Dec-2020, 1,500 share(s) on 06-Dec-2021, 1,500 share(s) on 06-Dec-2022.

SEC source: 0001562180-23-001155 · primarydocument.xml · nonDerivative · entry 6

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169

F1 · balance_after: 2,169 shares are held in an account at Shareworks

SEC source: 0001562180-23-001155 · primarydocument.xml · nonDerivative · entry 5

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,669

SEC source: 0001562180-23-001155 · primarydocument.xml · nonDerivative · entry 4

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,669

SEC source: 0001562180-23-001155 · primarydocument.xml · nonDerivative · entry 3

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001155 · primarydocument.xml · nonDerivative · entry 2

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001155 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-000548 · primarydocument.xml · nonDerivative · entry 1

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

F1 · balance_after: 2,531 shares are held in an account at Shareworks, and 500 shares are held in a brokerage account.

SEC source: 0001562180-23-000371 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,600

Underlying: Common Stock · 900 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 120,600 stock options were granted under various dates and vesting periods of which 98,934 are currently exercisable.

SEC source: 0001562180-23-000371 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 123,124 shares consisting of 95,330 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

SEC source: 0001562180-23-000216 · primarydocument.xml · nonDerivative · entry 1

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-23-000215 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,475 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-23-000214 · primarydocument.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-23-000207 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-23-000208 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-23-000206 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 671 shares are dividend reinvested shares for a total of 4,671.

SEC source: 0001562180-23-000205 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,180

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,475 shares are held in an account at Computershare, which have upcoming vesting dates. 705 shares are dividend reinvested shares for a total of 5,180

SEC source: 0001562180-23-000204 · primarydocument.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,475 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-23-000203 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-23-000159 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,224

F1 · balance_after: 122,224 shares consisting of 94,430 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

SEC source: 0001562180-22-008453 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,589

F1 · balance_after: 122,589 shares consisting of 94,795 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

SEC source: 0001562180-22-008228 · primarydocument.xml · nonDerivative · entry 2

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,562

F2 · shares: 566 shares were withheld @ $27.37 per share to cover tax liability on 1,563 restricted stock vesting.

SEC source: 0001562180-22-008228 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125

F1 · shares: 3,000 restricted shares were granted on 12/09/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 750 shares on 12/09/2023, 750 shares on 12/09/2024, 750 shares on 12/09/2025, and 750 shares on 12/09/2026.

SEC source: 0001562180-22-008226 · primarydocument.xml · nonDerivative · entry 1

Davies James R · CIK 0001942571 · Controller/FVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: 1,000 restricted shares were granted on 12/09/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 12/09/2023, 250 shares on 12/09/2024, 250 shares on 12/09/2025, and 250 shares on 12/09/2026.

F2 · balance_after: 2,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-22-008227 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: 2,000 restricted shares were granted on 12/09/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 12/09/2023, 500 shares on 12/09/2024, 500 shares on 12/09/2025, and 500 shares on 12/09/2026.

F2 · balance_after: 3,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-22-008134 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,125

F1 · shares: 136 shares were withheld @ $28.07 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 5,125 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-22-007863 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,500

Underlying: Common Stock · 500 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 121,500 stock options were granted under various dates and vesting periods of which 99,834 are currently exercisable.

SEC source: 0001562180-22-007863 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 122,839 shares consisting of 95,045 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

SEC source: 0001562180-22-007700 · primarydocument.xml · derivative · entry 7

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 1,365 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020

F4 · balance_after: 16,800 stock options were granted under various dates and vesting periods of which 11,934 are currently exercisable.

SEC source: 0001562180-22-007700 · primarydocument.xml · nonDerivative · entry 4

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

F1 · balance_after: 13,176 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.

SEC source: 0001562180-22-007700 · primarydocument.xml · nonDerivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-007700 · primarydocument.xml · derivative · entry 6

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,165

Underlying: Common Stock · 135 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020