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Nasdaq · USD

UNTY

UNITY BANCORP INC /NJ/

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Tapewire entity
5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2023 Filed Dec 1, 2023 14:44 UTC Exercise / conversionCommon Stock 2,667 $17.55 $46,805.85
Disclosure

SEC source: 0001562180-23-007995 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 16:13 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,450 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-23-007216 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,490

Underlying: Common Stock · 1,450 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 116,490 stock options were granted under various dates and vesting periods of which 108,157 are currently exercisable.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 16:13 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,450 $7.25 $10,512.50
Disclosure

SEC source: 0001562180-23-007216 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 135,995 shares consisting of 108,201 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 18:10 UTC
Patel RajDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 4,400 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001562180-23-006892 · primarydocument.xml · derivative · entry 5

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,600

Underlying: Common Stock · 4,400 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019.

F5 · balance_after: 12,600 stock options were granted under various dates and vesting periods of which 11,267 are currently exercisable.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 18:10 UTC
Patel RajDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $15.70 $0.00
Disclosure

SEC source: 0001562180-23-006892 · primarydocument.xml · derivative · entry 4

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 1,500 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 500 share(s) on 3-Jan-2018, 500 share(s) on 3-Jan-2019, 500 share(s) on 3-Jan-2020.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 18:10 UTC
Patel RajDirector
Exercise / conversionCommon Stock 1,500 $15.70 $23,550.00
Disclosure

SEC source: 0001562180-23-006892 · primarydocument.xml · nonDerivative · entry 2

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 18:10 UTC
Patel RajDirector
Exercise / conversionCommon Stock 4,400 $10.97 $48,268.00
Disclosure

SEC source: 0001562180-23-006892 · primarydocument.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 44,954 shares consisting of 5,900 shares held in an account at Shareworks, 38,516 shares held in an account at E'Trade, and 538 shares held in another E'Trade account.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 17:11 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 809 $24.47 $19,796.23
Disclosure

SEC source: 0001562180-23-006653 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,824

F1 · shares: 809 shares were withheld @ $24.47 per share to cover tax liability on 2,000 restricted stock vesting.

F2 · balance_after: 42,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 42,824.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 14:48 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 758 $24.25 $18,381.50
Disclosure

SEC source: 0001562180-23-006527 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,824

F1 · shares: 758 shares were withheld @ $24.25 per share to cover tax liability on 1,875 restricted stock vesting.

F2 · balance_after: 44,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 44,824.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 15:25 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,460 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-23-005825 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,940

Underlying: Common Stock · 1,460 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 117,940 stock options were granted under various dates and vesting periods of which 109,607 are currently exercisable.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 15:25 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,460 $7.25 $10,585.00
Disclosure

SEC source: 0001562180-23-005825 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 132,237 shares consisting of 104,443 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · derivative · entry 10

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 200 shares

Expires 2025-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Vests 1,834 share(s) on 16-Dec-2016, 1,833 share(s) on 16-Dec-2017, 1,833 share(s) on 16-Dec-2018

F8 · balance_after: 2,500 stock options become exercisable on 11-Dec-2023

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $14.60 $0.00
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · derivative · entry 9

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,000 shares

Expires 2026-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 1,667 share(s) on 15-Dec-2017, 1,666 share(s) on 15-Dec-2018, 1,667 share(s) on 15-Dec-2019

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · derivative · entry 8

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Stock · 5,000 shares

Expires 2030-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 2,500 share(s) on 11-Dec-2021, 2,500 share(s) on 11-Dec-2022, 2,500 share(s) on 11-Dec-2023

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
SaleCommon Stock 200 $23.68 $4,735.12
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · nonDerivative · entry 6

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,169

F3 · price: This transaction was executed in multiple trades at prices ranging from $23.63 USD to $23.75 USD; the price reported above reflects the weighted average sale price.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
SaleCommon Stock 5,000 $23.77 $118,829.50
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · nonDerivative · entry 5

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,369

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.59 USD to $24.03 USD; the price reported above reflects the weighted average sale price.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
SaleCommon Stock 2,000 $23.34 $46,679.00
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · nonDerivative · entry 4

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,369

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.22 USD to $23.63 USD; the price reported above reflects the weighted average sale price.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
Exercise / conversionCommon Stock 2,000 $14.60 $29,200.00
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · nonDerivative · entry 3

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
Exercise / conversionCommon Stock 5,000 $18.64 $93,200.00
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · nonDerivative · entry 2

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:02 UTC
Geraci VincentDirector of Mortgage Lending
Exercise / conversionCommon Stock 200 $9.63 $1,926.00
Disclosure

SEC source: 0001562180-23-005191 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 15:44 UTC SaleCommon Stock 9,288 $23.20 $215,504.82
Disclosure

SEC source: 0001562180-23-004759 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,077

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.00 USD to $23.38 USD; the price reported above reflects the weighted average sale price.

F2 · balance_after: 5,000 shares are held in an account at Shareworks, and 77 shares are held in additonal brokerage accounts.

Read SEC document
May 18, 2023 Filed May 19, 2023 16:37 UTC
Donovan James JosephChief Lending Officer/SVP
Tax withholdingRestricted Stock 84 $21.99 $1,847.16
Disclosure

SEC source: 0001562180-23-004272 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

F1 · shares: 84 shares were withheld @ $21.99 per share to cover tax liability on 250 restricted shares vesting.

F2 · balance_after: 2,750 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
May 05, 2023 Filed May 9, 2023 12:31 UTC
Boyan GeorgeChief Financial Officer
GrantRestricted Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004001 · primarydocument.xml · nonDerivative · entry 1

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,498

F1 · shares: 11,000 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,750 shares on 5/5/2024, 2,750 shares on 3/15/2025, 2,750 shares on 3/15/2026, and 2,750 shares on 3/15/2027.

F2 · balance_after: 25,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates, 498 are dividend reinvested shares for a total of 25,498.

F3 · balance_after: Mr. Boyan aquires shares quarterly through the Bank's Dividend Reinvestment Plan.

Read SEC document
May 05, 2023 Filed May 9, 2023 16:19 UTC GrantRestricted Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003999 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,750

F1 · shares: 8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027.

F2 · balance_after: 17,750 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
May 05, 2023 Filed May 9, 2023 16:18 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003998 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,699

F1 · shares: 18,000 restricted shares were granted on 5/5/2023 from the 2023 Equity Compensation Plan and vest over 3.86 years; vesting commences with 4,500 shares on 5/5/2024, 4,500 shares on 3/15/2025, 4,500 shares on 3/15/2026, and 4,500 shares on 3/15/2027.

F2 · balance_after: 45,875 shares are held in an account at Computershare, which have upcoming vesting dates, 824 are dividend reinvested shares for a total of 46,699.

Read SEC document
May 02, 2023 Filed May 3, 2023 19:58 UTC
Davies James RController/SVP
PurchaseCommon Stock 150 $21.25 $3,187.50
Disclosure

SEC source: 0001562180-23-003879 · primarydocument.xml · nonDerivative · entry 1

Davies James R · CIK 0001942571 · Controller/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150

F1 · balance_after: 150 shares are held in a brokerage account.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 15:57 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
PurchaseCommon Stock 20,000 $22.72 $454,396.00
Disclosure

SEC source: 0001562180-23-003717 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,767,578

F1 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $22.4995 to $22.8944 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: 187,268 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account for a total of 1,767,578 shares.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 18:45 UTC
DALLAS ROBERT H IIDirector · 10% owner
PurchaseCommon Stock 20,000 $22.72 $454,396.00
Disclosure

SEC source: 0001562180-23-003719 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,767,578

F1 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $22.4995 to $22.8944 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: 187,268 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account for a total of 1,767,578 shares.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 15:31 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-23-003645 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,400

Underlying: Common Stock · 1,200 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 119,400 stock options were granted under various dates and vesting periods of which 111,067 are currently exercisable.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 15:31 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,200 $7.25 $8,700.00
Disclosure

SEC source: 0001562180-23-003645 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 130,777 shares consisting of 102,983 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 14:06 UTC Tax withholdingRestricted Stock 528 $22.94 $12,112.32
Disclosure

SEC source: 0001562180-23-003139 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,250

F1 · shares: 528 shares were withheld @ $22.94 per share to cover tax liability on 1,125 restricted shares vesting.

F2 · balance_after: 9,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 14:06 UTC Tax withholdingRestricted Stock 523 $22.94 $11,997.62
Disclosure

SEC source: 0001562180-23-003138 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · CAO/EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,250

F1 · shares: 523 shares were withheld @ $22.94 per share to cover tax liability on 1,125 restricted shares vesting.

F2 · balance_after: 9,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 14:06 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 1,011 $22.94 $23,192.34
Disclosure

SEC source: 0001562180-23-003137 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,699

F1 · shares: 1,011 shares were withheld @ $22.94 per share to cover tax liability on 2,500 restricted stock vesting.

F2 · balance_after: 27,875 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 28,699.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 16:06 UTC Tax withholdingRestricted Stock 983 $23.18 $22,785.94
Disclosure

SEC source: 0001238307-23-000001 · primary_doc.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,375

F2 · shares: 983 shares were withheld @ $23.18 per share to cover tax liability on 2,000 restricted shares vesting.

F3 · balance_after: 10,375 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 16:06 UTC Tax withholdingRestricted Stock 492 $23.18 $11,404.56
Disclosure

SEC source: 0001238307-23-000001 · primary_doc.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,375

F1 · shares: 492 shares were withheld @ $23.18 per share to cover tax liability on 1,000 restricted shares vesting.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 15:32 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 1,818 $23.18 $42,141.24
Disclosure

SEC source: 0001238304-23-000001 · primary_doc.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,199

F2 · shares: 1,818 shares were withheld @ $23.18 per share to cover tax liability on 4,500 restricted stock vesting.

F3 · balance_after: 30,375 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 31,199.

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March 16, 2023 Filed Mar 21, 2023 15:32 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 607 $23.18 $14,070.26
Disclosure

SEC source: 0001238304-23-000001 · primary_doc.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,699

F1 · shares: 607 shares were withheld @ $23.18 per share to cover tax liability on 1,500 restricted stock vesting.

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March 16, 2023 Filed Mar 21, 2023 14:56 UTC Tax withholdingRestricted Stock 953 $23.18 $22,090.54
Disclosure

SEC source: 0001590464-23-000001 · primary_doc.xml · nonDerivative · entry 2

Bolomey Janice · CIK 0001590464 · CAO/EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,375

F2 · shares: 953 shares were withheld @ $23.18 per share to cover tax liability on 2,000 restricted shares vesting.

F4 · balance_after: 10,375 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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March 16, 2023 Filed Mar 21, 2023 14:56 UTC Tax withholdingRestricted Stock 477 $23.18 $11,056.86
Disclosure

SEC source: 0001590464-23-000001 · primary_doc.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · CAO/EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,375

F1 · shares: 477 shares were withheld @ $23.18 per share to cover tax liability on 1,000 restricted shares vesting.

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March 14, 2023 Filed Mar 14, 2023 16:32 UTC
Boyan GeorgeChief Financial Officer
PurchaseCommon Stock 1,000 $24.50 $24,500.00
Disclosure

SEC source: 0001562180-23-002763 · primarydocument.xml · nonDerivative · entry 1

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,181

F1 · balance_after: 2,531 shares are held in an account at Shareworks, and 3,650 shares are held in a brokerage account.

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March 14, 2023 Filed Mar 14, 2023 20:31 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
PurchaseCommon Stock 10,000 $24.52 $245,200.00
Disclosure

SEC source: 0001562180-23-002762 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,169

F1 · balance_after: 24,169 shares are held in an account at Shareworks, 10,000 shares are held in a seperate brokerage account.

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March 14, 2023 Filed Mar 15, 2023 15:32 UTC SaleCommon Stock 3,940 $24.50 $96,530.00
Disclosure

SEC source: 0001562180-23-002792 · primarydocument.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,396

F1 · balance_after: 107,396 shares are held in multiple brokerage accounts.

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March 12, 2023 Filed Mar 14, 2023 18:30 UTC Tax withholdingRestricted Stock 495 $24.34 $12,048.30
Disclosure

SEC source: 0001562180-23-002754 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,375

F1 · shares: 495 shares were withheld @ $24.34 per share to cover tax liability on 1,000 restricted shares vesting.

F2 · balance_after: 13,375 shares are held in an account at Computershare, which have upcoming vesting dates.

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March 12, 2023 Filed Mar 14, 2023 18:28 UTC Tax withholdingRestricted Stock 480 $24.34 $11,683.20
Disclosure

SEC source: 0001562180-23-002753 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · AVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,375

F1 · shares: 480 shares were withheld @ $24.34 per share to cover tax liability on 1,000 restricted shares vesting.

F2 · balance_after: 13,375 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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March 12, 2023 Filed Mar 14, 2023 18:27 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 1,111 $24.34 $27,041.74
Disclosure

SEC source: 0001562180-23-002752 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,199

F1 · shares: 1,111 shares were withheld @ $24.34 per share to cover tax liability on 2,500 restricted stock vesting.

F2 · balance_after: 36,375 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 37,199.

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March 09, 2023 Filed Mar 9, 2023 15:23 UTC
Boyan GeorgeChief Financial Officer
PurchaseCommon Stock 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0001562180-23-002651 · primarydocument.xml · nonDerivative · entry 3

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,181

F1 · balance_after: 2,531 shares are held in an account at Shareworks, and 2,650 shares are held in a brokerage account.

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March 09, 2023 Filed Mar 9, 2023 15:23 UTC
Boyan GeorgeChief Financial Officer
PurchaseCommon Stock 400 $25.40 $10,160.00
Disclosure

SEC source: 0001562180-23-002651 · primarydocument.xml · nonDerivative · entry 2

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,181

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March 09, 2023 Filed Mar 9, 2023 15:23 UTC
Boyan GeorgeChief Financial Officer
PurchaseCommon Stock 750 $25.63 $19,222.50
Disclosure

SEC source: 0001562180-23-002651 · primarydocument.xml · nonDerivative · entry 1

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

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February 14, 2023 Filed Feb 16, 2023 18:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,667 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-23-001444 · primarydocument.xml · derivative · entry 13

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 2,667 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 1,334 share(s) on 04-Jan-2022, 1,333 share(s) on 04-Jan-2023, 1,333 share(s) on 04-Jan-2024.

F7 · balance_after: 1,333 stock options were granted under various dates and vesting periods, none are currently exercisable.

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February 14, 2023 Filed Feb 16, 2023 18:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,832 $0.00 Strike: $18.77 $0.00
Disclosure

SEC source: 0001562180-23-001444 · primarydocument.xml · derivative · entry 12

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,832 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.