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Nasdaq · USD

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UNITY BANCORP INC /NJ/

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Tapewire entity
5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2024 Filed Jan 31, 2024 21:01 UTC SaleCommon Stock 11 $30.00 $330.00
Disclosure

SEC source: 0001562180-24-000850 · primarydocument.xml · nonDerivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,176

F1 · balance_after: 17,176 shares consisting of 16,087 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:01 UTC Exercise / conversionCommon Stock 11 $18.77 $206.47
Disclosure

SEC source: 0001562180-24-000850 · primarydocument.xml · nonDerivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:01 UTC SaleCommon Stock 1,333 $30.00 $39,990.00
Disclosure

SEC source: 0001562180-24-000850 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,176

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:01 UTC Exercise / conversionCommon Stock 1,333 $17.55 $23,394.15
Disclosure

SEC source: 0001562180-24-000850 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2024 Filed Jan 29, 2024 19:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8 $0.00 Strike: $18.77 $0.00
Disclosure

SEC source: 0001562180-24-000707 · primarydocument.xml · derivative · entry 7

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,144

Underlying: Common Stock · 8 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

F4 · balance_after: 11,144 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
January 26, 2024 Filed Jan 29, 2024 19:04 UTC SaleCommon Restricted 8 $30.00 $240.00
Disclosure

SEC source: 0001562180-24-000707 · primarydocument.xml · nonDerivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,087

F1 · balance_after: 17,176 shares consisting of 16,087 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account

Read SEC document
January 26, 2024 Filed Jan 29, 2024 19:04 UTC Exercise / conversionCommon Restricted 8 $18.77 $150.16
Disclosure

SEC source: 0001562180-24-000707 · primarydocument.xml · nonDerivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2024 Filed Jan 31, 2024 20:59 UTC Amendment SaleCommon Stock 8 $30.00 $240.00
Disclosure

SEC source: 0001562180-24-000848 · primarydocument.xml · nonDerivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,176

F1 · balance_after: The original Form 4, filed on 1/29/2024, is being amended to correct an administrative error which misreported the total amount of common stock beneficially owned following the reported transaction. The error was not the result of the transaction amount being incorrectly reported, therefore no changes were made to the transaction amount.

F2 · balance_after: 17,176 shares consisting of 16,087 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account

Read SEC document
January 26, 2024 Filed Jan 31, 2024 20:59 UTC Amendment Exercise / conversionCommon Stock 8 $18.77 $150.16
Disclosure

SEC source: 0001562180-24-000848 · primarydocument.xml · nonDerivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 19:04 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-24-000708 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,390

Underlying: Common Stock · 1,100 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 115,390 stock options were granted under various dates and vesting periods of which 107,057 are currently exercisable.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 19:04 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,100 $7.25 $7,975.00
Disclosure

SEC source: 0001562180-24-000708 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 136,735 shares consisting of 108,941 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 19:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100 $0.00 Strike: $18.77 $0.00
Disclosure

SEC source: 0001562180-24-000707 · primarydocument.xml · derivative · entry 6

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,152

Underlying: Common Stock · 100 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 19:04 UTC SaleCommon Stock 100 $30.00 $3,000.00
Disclosure

SEC source: 0001562180-24-000707 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,087

Read SEC document
January 25, 2024 Filed Jan 29, 2024 19:04 UTC Exercise / conversionCommon Stock 100 $18.77 $1,877.00
Disclosure

SEC source: 0001562180-24-000707 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 31, 2024 20:59 UTC Amendment SaleCommon Stock 100 $30.00 $3,000.00
Disclosure

SEC source: 0001562180-24-000848 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,176

Read SEC document
January 25, 2024 Filed Jan 31, 2024 20:59 UTC Amendment Exercise / conversionCommon Stock 100 $18.77 $1,877.00
Disclosure

SEC source: 0001562180-24-000848 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 20:16 UTC
Geraci VincentDirector Mortgage Lending/SVP
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001562180-24-000604 · primarydocument.xml · derivative · entry 4

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2030-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 2,500 share(s) on 11-Dec-2021, 2,500 share(s) on 11-Dec-2022, 2,500 share(s) on 11-Dec-2023.

F4 · balance_after: All granted and exercisable stock options have been fully exhausted.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 20:16 UTC
Geraci VincentDirector Mortgage Lending/SVP
SaleCommon Stock 2,500 $30.13 $75,335.75
Disclosure

SEC source: 0001562180-24-000604 · primarydocument.xml · nonDerivative · entry 2

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,643

F1 · balance_after: 3,643 shares are held in an account at Shareworks.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 20:16 UTC
Geraci VincentDirector Mortgage Lending/SVP
Exercise / conversionCommon Stock 2,500 $18.64 $46,600.00
Disclosure

SEC source: 0001562180-24-000604 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 20:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,881 $0.00 Strike: $18.77 $0.00
Disclosure

SEC source: 0001562180-24-000602 · primarydocument.xml · derivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,252

Underlying: Common Stock · 2,881 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

F4 · balance_after: 11,252 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 20:10 UTC SaleCommon Stock 2,881 $30.50 $87,870.50
Disclosure

SEC source: 0001562180-24-000602 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,176

F1 · balance_after: 17,176 shares consisting of 16,087 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account

Read SEC document
January 23, 2024 Filed Jan 25, 2024 20:10 UTC Exercise / conversionCommon Stock 2,881 $18.77 $54,076.37
Disclosure

SEC source: 0001562180-24-000602 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:55 UTC
Kim MinsuChief Credit Officer/SVP
GrantRestricted Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000119 · primarydocument.xml · nonDerivative · entry 1

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,937

F1 · shares: 2,000 restricted shares were granted on 01/02/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 01/02/2025, 500 shares on 01/02/2026, 500 shares on 01/02/2027, and 500 shares on 01/02/2028.

F2 · balance_after: 3,937 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:55 UTC
Bove David GChief Technology Officer/SVP
GrantRestricted Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000118 · primarydocument.xml · nonDerivative · entry 1

Bove David G · CIK 0002005608 · Chief Technology Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

F1 · shares: 2,000 restricted shares were granted on 01/02/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 01/02/2025, 500 shares on 01/02/2026, 500 shares on 01/02/2027, and 500 shares on 01/02/2028.

F2 · balance_after: 4,800 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:44 UTC
Geraci VincentDirector Mortgage Lending/SVP
GrantRestricted Shares 4,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000117 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,250

F1 · shares: 4,000 restricted shares were granted on 01/02/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 1,000 shares on 01/02/2025, 1,000 shares on 01/02/2026, 1,000 shares on 01/02/2027, and 1,000 shares on 01/02/2028.

F2 · balance_after: 8,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 20:03 UTC
Davies James RController/SVP
GrantRestricted Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000087 · primarydocument.xml · nonDerivative · entry 1

Davies James R · CIK 0001942571 · Controller/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,794

F1 · shares: 1,250 restricted shares were granted on 01/02/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 313 shares on 01/02/2025, 312 shares on 01/02/2026, 313 shares on 01/02/2027, and 312 shares on 01/02/2028.

F2 · balance_after: 2,750 shares are held in an account at Computershare, which have upcoming vesting dates. 44 shares are dividend reinvested shares for a total of 2,794 shares.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 19:51 UTC
Sharabba Daniel CSenior Retail Officer/SVP
GrantRestricted Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000085 · primarydocument.xml · nonDerivative · entry 1

Sharabba Daniel C · CIK 0001995070 · Senior Retail Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: 2,000 restricted shares were granted on 01/02/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 01/02/2025, 500 shares on 01/02/2026, 500 shares on 01/02/2027, and 500 shares on 01/02/2028.

F2 · balance_after: 3,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 19:51 UTC
Donovan James JosephChief Lending Officer/SVP
GrantRestricted Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000084 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,750

F1 · shares: 2,500 restricted shares were granted on 01/02/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 625 shares on 01/02/2025, 625 shares on 01/02/2026, 625 shares on 01/02/2027, and 625 shares on 01/02/2028.

F2 · balance_after: 4,750 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:40 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000177 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,712

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 4,950 shares are held in an account at Computershare, which have upcoming vesting dates. 762 shares are dividend reinvested shares for a total of 5,712.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:40 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000176 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,056

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 5,250 shares are held in an account at Computershare, which have upcoming vesting dates. 806 shares are dividend reinvested shares for a total of 6,056.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:40 UTC GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000175 · primarydocument.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 5,250 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:39 UTC
BRODY MARK SDirector
GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000174 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,950

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 4,950 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:25 UTC
Tucker AaronDirector
GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000167 · primarydocument.xml · nonDerivative · entry 1

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,950

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 4,950 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:25 UTC GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000166 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 5,250 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:25 UTC
Patel RajDirector
GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000165 · primarydocument.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,950

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 4,950 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:24 UTC GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000164 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 5,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:22 UTC GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000163 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 5,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 19:26 UTC
Patel RajDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 4,400 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-23-008462 · primarydocument.xml · derivative · entry 3

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 4,400 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 2,200 share(s) on 02-Jan-2021, 2,200 share(s) on 02-Jan-2022, 2,200 share(s) on 02-Jan-2023.

F4 · balance_after: 8,200 stock options were granted under various dates and vesting periods of which 6,867 are currently exercisable.

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December 15, 2023 Filed Dec 19, 2023 19:26 UTC
Patel RajDirector
Exercise / conversionCommon Stock 4,400 $22.57 $99,308.00
Disclosure

SEC source: 0001562180-23-008462 · primarydocument.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 43,454 shares consisting of 4,400 shares held in an account at Shareworks, 38,516 shares held in an account at E'Trade, and 538 shares held in another E'Trade account.

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December 15, 2023 Filed Jan 3, 2024 21:44 UTC Amendment
Patel RajDirector
Exercise / conversionCommon Stock 4,400 $22.57 $99,308.00
Disclosure

SEC source: 0001562180-24-000116 · primarydocument.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The original Form 4, filed on 12/19/2023, is being amended to correct an administrative error which misreported the total amount of common stock beneficially owned following the reported transaction. The error was not the result of the transaction amount being incorrectly reported, therefore no changes were made to the transaction amount.

F2 · balance_after: 50,313 shares consisting of 39,453 shares held in an account at TD Ameritrade, and 10,860 shares held in multiple accounts at Morgan Stanley.

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December 11, 2023 Filed Dec 12, 2023 20:09 UTC
Geraci VincentDirector Mortgage Lending/SVP
Tax withholdingRestricted Stock 136 $27.72 $3,769.92
Disclosure

SEC source: 0001562180-23-008295 · primarydocument.xml · nonDerivative · entry 3

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,250

F3 · shares: 136 shares were withheld @ $27.72 per share to cover tax liability on 375 restricted stocks vesting.

F4 · balance_after: 4,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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December 11, 2023 Filed Dec 12, 2023 19:43 UTC
Kim MinsuChief Credit Officer/SVP
Tax withholdingRestricted Stock 46 $27.72 $1,275.12
Disclosure

SEC source: 0001562180-23-008294 · primarydocument.xml · nonDerivative · entry 3

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,937

F3 · shares: 46 shares were withheld @ $27.72 per share to cover tax liability on 125 restricted stock vesting.

F4 · balance_after: 1,937 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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December 11, 2023 Filed Dec 15, 2023 18:57 UTC
HUGHES JAMES ADirector · President/CEO
GiftCommon Stock 360 $27.84 $10,022.40
Disclosure

SEC source: 0001562180-23-008403 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,635

F1 · balance_after: 135,635 shares consisting of 107,841 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

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December 10, 2023 Filed Dec 12, 2023 20:09 UTC
Geraci VincentDirector Mortgage Lending/SVP
Tax withholdingRestricted Stock 294 $27.72 $8,149.68
Disclosure

SEC source: 0001562180-23-008295 · primarydocument.xml · nonDerivative · entry 2

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,625

F2 · shares: 294 shares were withheld @ $27.72 per share to cover tax liability on 812 restricted stocks vesting.

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December 10, 2023 Filed Dec 12, 2023 19:43 UTC
Kim MinsuChief Credit Officer/SVP
Tax withholdingRestricted Stock 91 $27.72 $2,522.52
Disclosure

SEC source: 0001562180-23-008294 · primarydocument.xml · nonDerivative · entry 2

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,062

F2 · shares: 91 shares were withheld @ $27.72 per share to cover tax liability on 250 restricted stock vesting.

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December 09, 2023 Filed Dec 12, 2023 20:09 UTC
Geraci VincentDirector Mortgage Lending/SVP
Tax withholdingRestricted Stock 272 $27.72 $7,539.84
Disclosure

SEC source: 0001562180-23-008295 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,437

F1 · shares: 272 shares were withheld @ $27.72 per share to cover tax liability on 750 restricted stocks vesting.

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December 09, 2023 Filed Dec 12, 2023 19:43 UTC
Kim MinsuChief Credit Officer/SVP
Tax withholdingRestricted Stock 159 $27.72 $4,407.48
Disclosure

SEC source: 0001562180-23-008294 · primarydocument.xml · nonDerivative · entry 1

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,312

F1 · shares: 159 shares were withheld @ $27.72 per share to cover tax liability on 438 restricted stock vesting.

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December 06, 2023 Filed Dec 7, 2023 15:30 UTC
Geraci VincentDirector Mortgage Lending/SVP
Tax withholdingRestricted Stock 136 $28.11 $3,822.96
Disclosure

SEC source: 0001562180-23-008180 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,187

F1 · shares: 136 shares were withheld @ $28.11 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 6,187 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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November 29, 2023 Filed Dec 1, 2023 14:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,667 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-23-007995 · primarydocument.xml · derivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,133

Underlying: Common Stock · 2,667 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,334 share(s) on 4-Jan-2022, 1,333 share(s) on 4-Jan-2023, 1,333 share(s) on 4-Jan-2024.

F4 · balance_after: 14,133 stock options were granted under various dates and vesting periods of which 12,800 are currently exercisable.

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November 29, 2023 Filed Dec 1, 2023 14:44 UTC Exercise / conversionCommon Stock 2,667 $27.50 $73,342.50
Disclosure

SEC source: 0001562180-23-007995 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 15,751 shares consisting of 14,662 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.