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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2026 Filed Jan 28, 2026 22:21 UTC
Patel RajDirector
GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001449046-26-000002 · primarydocument.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2 · balance_after: 4,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 22:20 UTC GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001299077-26-000002 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2 · balance_after: 4,000 restricted shares are held in an account at Computershare which have upcoming vesting dates.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 22:17 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001033204-26-000002 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,924

F1 · shares: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2 · balance_after: 4,000 shares are held in an account at Computershare which have upcoming vesting dates. 924 shares are dividend reinvested shares for a total of 4,924.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 22:18 UTC GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001502228-26-000002 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2 · balance_after: 4,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 22:14 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001033206-26-000002 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,976

F1 · balance_after: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 976 shares are dividend reinvested shares for a total of 4,976.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 22:12 UTC GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001295880-26-000002 · primarydocument.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2 · balance_after: 4,000 shares are held in an account at Computershare which have upcoming vesting dates.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 22:10 UTC
BRODY MARK SDirector
GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001248813-26-000002 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2 · balance_after: 4,000 shares are held in an account at Computershare which have upcoming vesting dates.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:11 UTC
Geraci VincentDirector Mortgage Lending/FSVP
SaleCommon Stock 1,573 $55.38 $87,112.90
Disclosure

SEC source: 0001850975-26-000004 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed at a price of $55.3801 USD.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:09 UTC
Kim MinsuChief Credit Officer/SVP
SaleCommon Stock 750 $56.13 $42,097.50
Disclosure

SEC source: 0001983522-26-000004 · primarydocument.xml · nonDerivative · entry 1

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791

F1 · price: This transaction was executed at a price of $56.13 USD.

F2 · balance_after: 791 shares are held in an account at Shareworks.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:08 UTC
Donovan James JosephChief Lending Officer/FSVP
SaleCommon Stock 777 $56.07 $43,566.39
Disclosure

SEC source: 0001929569-26-000004 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed at a price of $56.07 USD.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 21:01 UTC
HUGHES JAMES ADirector · CEO
Exercise / conversionStock Options (Right to buy) · Derivative 2,000 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001238304-26-000002 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,500

Underlying: Common Stock · 2,000 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 25-Feb-2017, 3,666 share(s) on 25-Feb-2018, 3,667 share(s) on 25-Feb-2019

F4 · balance_after: 90,500 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 21:01 UTC
HUGHES JAMES ADirector · CEO
Exercise / conversionCommon Stock 2,000 $8.95 $17,900.00
Disclosure

SEC source: 0001238304-26-000002 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 173,013 shares consisting of 146,446 shares held in an account in Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:52 UTC
Sharabba Daniel CChief Retail Officer/SVP
Tax withholdingRestricted Stock 212 $51.08 $10,828.96
Disclosure

SEC source: 0001995070-26-000002 · primarydocument.xml · nonDerivative · entry 1

Sharabba Daniel C · CIK 0001995070 · Chief Retail Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,323

F1 · shares: 212 shares were withheld @ $51.08 per share to cover tax liability on 500 restricted stock vesting.

F2 · balance_after: 3,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 73 shares are dividend reinvested shares for a total of 3,323.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:10 UTC
Kim MinsuChief Credit Officer/SVP
Tax withholdingRestricted Stock 212 $51.08 $10,828.96
Disclosure

SEC source: 0001983522-26-000002 · primarydocument.xml · nonDerivative · entry 1

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,151

F1 · shares: 212 shares were withheld @ $51.08 per share to cover tax liability on 500 restricted stock vesting.

F2 · balance_after: 3,037 shares are held in an account at Computershare, which have upcoming vesting dates. 114 shares are dividend reinvested shares for a total of 3,151.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:09 UTC
Geraci VincentDirector Mortgage Lending/FSVP
Tax withholdingRestricted Stock 423 $51.08 $21,606.84
Disclosure

SEC source: 0001850975-26-000002 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,750

F1 · shares: 423 shares were withheld @ $51.08 per share to cover tax liability on 1,000 restricted shares vesting.

F2 · balance_after: 5,750 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:09 UTC
Donovan James JosephChief Lending Officer/FSVP
Tax withholdingRestricted Stock 210 $51.08 $10,726.80
Disclosure

SEC source: 0001929569-26-000002 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,600

F1 · shares: 210 shares were withheld @ $51.08 per share to cover tax liability on 625 restricted shares vesting.

F2 · balance_after: 3,600 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:09 UTC
Davies James RChief Financial Officer/FSVP
Tax withholdingRestricted Stock 132 $51.08 $6,742.56
Disclosure

SEC source: 0001942571-26-000002 · primarydocument.xml · nonDerivative · entry 1

Davies James R · CIK 0001942571 · Chief Financial Officer/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,501

F1 · shares: 132 shares were withheld @ $51.08 per share to cover tax liability on 312 restricted shares vesting.

F2 · balance_after: 2,375 shares are held in an account at Computershare, which have upcoming vesting dates. 126 shares are dividend reinvested shares for a total of 2,501.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:08 UTC
Bove David GChief Information Officer/SVP
Tax withholdingRestricted Stock 168 $51.08 $8,581.44
Disclosure

SEC source: 0002005608-26-000002 · primarydocument.xml · nonDerivative · entry 1

Bove David G · CIK 0002005608 · Chief Information Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: 168 shares were withheld @ $51.08 per share to cover tax liability on 500 restricted shares vesting.

F2 · balance_after: 3,000 restricted shares are held in an account in Computershare, which have upcoming vesting dates.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,300 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001502228-25-000004 · primarydocument.xml · derivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,300 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 2,200 share(s) on 02-Jan-2021, 2,200 share(s) on 02-Jan-2022, 2,200 share(s) on 02-Jan-2023.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:03 UTC SaleCommon Stock 3,300 $54.50 $179,850.00
Disclosure

SEC source: 0001502228-25-000004 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,479

F1 · balance_after: 18,479 shares consisting of 17,390 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:03 UTC Exercise / conversionCommon Stock 3,300 $22.57 $74,481.00
Disclosure

SEC source: 0001502228-25-000004 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 21:06 UTC
Kim MinsuChief Credit Officer/SVP
Tax withholdingRestricted Shares 91 $54.43 $4,953.13
Disclosure

SEC source: 0001983522-25-000003 · primarydocument.xml · nonDerivative · entry 2

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,640

F3 · shares: 91 shares were withheld @ $54.43 per share to cover tax liability on 250 restricted stock vesting.

F4 · balance_after: 3,537 shares are held in an account at Computershare, which have upcoming vesting dates. 103 shares are dividend reinvested shares for a total of 3,640.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 21:06 UTC
Geraci VincentDirector Mortgage Lending/FSVP
Tax withholdingRestricted Stock 294 $54.43 $16,002.42
Disclosure

SEC source: 0001850975-25-000003 · primarydocument.xml · nonDerivative · entry 2

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,750

F3 · shares: 294 shares were withheld @ $54.43 per share to cover tax liability on 812 restricted shares vesting.

F4 · balance_after: After this vesting, 6,750 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 21:05 UTC
Bove David GChief Information Officer/SVP
Tax withholdingRestricted Stock 144 $54.43 $7,837.92
Disclosure

SEC source: 0002005608-25-000003 · primarydocument.xml · nonDerivative · entry 2

Bove David G · CIK 0002005608 · Chief Information Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

F3 · shares: 144 shares were withheld @ $54.43 per share to cover tax liability on 525 restricted shares vesting.

F4 · balance_after: 3,500 restricted shares are held in an account in Computershare, which have upcoming vesting dates.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 21:06 UTC
Kim MinsuChief Credit Officer/SVP
Tax withholdingRestricted Shares 159 $52.50 $8,347.50
Disclosure

SEC source: 0001983522-25-000003 · primarydocument.xml · nonDerivative · entry 1

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,890

F1 · shares: 159 shares were withheld @ $52.50 per share to cover tax liability on 438 restricted stock vesting.

F2 · balance_after: 3,787 shares are held in an account at Computershare, which have upcoming vesting dates. 103 shares are dividend reinvested shares for a total of 3,890.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 21:06 UTC
Geraci VincentDirector Mortgage Lending/FSVP
Tax withholdingRestricted Stock 272 $52.50 $14,280.00
Disclosure

SEC source: 0001850975-25-000003 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,562

F1 · shares: 272 shares were withheld @ $52.50 per share to cover tax liability on 750 restricted shares vesting.

F2 · balance_after: After this vesting, 7,562 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 21:05 UTC
Bove David GChief Information Officer/SVP
Tax withholdingRestricted Stock 138 $52.50 $7,245.00
Disclosure

SEC source: 0002005608-25-000003 · primarydocument.xml · nonDerivative · entry 1

Bove David G · CIK 0002005608 · Chief Information Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,025

F1 · shares: 138 shares were withheld @ $52.50 per share to cover tax liability on 500 restricted shares vesting.

F2 · balance_after: 4,025 restricted shares are held in an account in Computershare, which have upcoming vesting dates.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 21:05 UTC
Donovan James JosephChief Lending Officer/FSVP
Tax withholdingRestricted Stock 138 $52.50 $7,245.00
Disclosure

SEC source: 0001929569-25-000005 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,225

F1 · shares: 138 shares were withheld @ $52.50 per share to cover tax liability on 500 restricted shares vesting.

F2 · balance_after: 4,225 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 21:05 UTC
Davies James RController/SVP
Tax withholdingRestricted Stock 91 $52.50 $4,777.50
Disclosure

SEC source: 0001942571-25-000003 · primarydocument.xml · nonDerivative · entry 1

Davies James R · CIK 0001942571 · Controller/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,805

F1 · shares: 91 shares were withheld @ $52.50 per share to cover tax liability on 250 restricted shares vesting.

F2 · balance_after: 2,687 shares are held in an account at Computershare, which have upcoming vesting dates. 118 shares are dividend reinvested shares for a total of 2,805.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 21:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,600 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001299077-25-000005 · primarydocument.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 1,600 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019

F4 · balance_after: 18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 21:46 UTC GrantCommon Stock 1,241 $10.97 $13,613.77
Disclosure

SEC source: 0001299077-25-000005 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,738

F1 · balance_after: 42,738 shares consisting of 40,609 shares held in an account at Shareworks, and 2,129 shares held in a brokerage account.

Read SEC document
October 22, 2025 Filed Oct 23, 2025 20:50 UTC
Donovan James JosephChief Lending Officer/FSVP
SaleCommon Stock 167 $48.30 $8,065.27
Disclosure

SEC source: 0001929569-25-000003 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed at a price of $48.295 USD.

Read SEC document
October 06, 2025 Filed Oct 7, 2025 20:35 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Options (Right to buy) · Derivative 1,500 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001238304-25-000006 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Common Stock · 1,500 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 25-Feb-2017, 3,666 share(s) on 25-Feb-2018, 3,667 share(s) on 25-Feb-2019

F4 · balance_after: 92,500 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
October 06, 2025 Filed Oct 7, 2025 20:35 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,500 $8.95 $13,425.00
Disclosure

SEC source: 0001238304-25-000006 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 171,013 shares consisting of 144,449 shares held in account in Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:49 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001238304-25-000004 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,000

Underlying: Common Stock · 1,000 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 25-Feb-2017, 3,666 share(s) on 25-Feb-2018, 3,667 share(s) on 25-Feb-2019

F4 · balance_after: 94,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:49 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,000 $8.95 $8,950.00
Disclosure

SEC source: 0001238304-25-000004 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 169,513 shares consisting of 142,949 shares held in account in Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
August 31, 2025 Filed Sep 2, 2025 20:02 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingCommon Stock 809 $52.35 $42,351.15
Disclosure

SEC source: 0001562180-25-006052 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,513

F1 · shares: 809 shares were withheld @ $52.35 per share to cover tax liability on 2,000 restricted stock vesting.

F2 · balance_after: 168,513 shares consisting of 141,949 shares held in an account in Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

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August 16, 2025 Filed Aug 18, 2025 20:25 UTC
Davies James RController/SVP
Tax withholdingRestricted Stock 89 $48.44 $4,311.16
Disclosure

SEC source: 0001562180-25-005850 · primarydocument.xml · nonDerivative · entry 1

Davies James R · CIK 0001942571 · Controller/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,046

F1 · shares: 89 shares were withheld @ $48.44 per share to cover tax liability on 250 restricted shares vesting.

F2 · balance_after: 2,937 shares are held in an account at Computershare, which have upcoming vesting dates. 109 shares are dividend reinvested shares for a total of 3,046.

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August 04, 2025 Filed Aug 5, 2025 20:20 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001562180-25-005651 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 2,000 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 25-Feb-2017, 3,666 share(s) on 25-Feb-2018, 3,667 share(s) on 25-Feb-2019

F4 · balance_after: 95,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

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August 04, 2025 Filed Aug 5, 2025 20:20 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 2,000 $8.95 $17,900.00
Disclosure

SEC source: 0001562180-25-005651 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 167,322 shares consisting of 140,758 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

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June 30, 2025 Filed Jul 2, 2025 21:15 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001562180-25-005246 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,000

Underlying: Common Stock · 1,000 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 25-Feb-2017, 3,666 share(s) on 25-Feb-2018, 3,667 share(s) on 25-Feb-2019.

F4 · balance_after: 97,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

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June 30, 2025 Filed Jul 2, 2025 21:15 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,000 $8.95 $8,950.00
Disclosure

SEC source: 0001562180-25-005246 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 165,322 shares consisting of 138,758 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

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June 12, 2025 Filed Jun 12, 2025 20:19 UTC
Sharabba Daniel CChief Retail Officer/SVP
Tax withholdingRestricted Stock 107 $44.23 $4,732.61
Disclosure

SEC source: 0001562180-25-004739 · primarydocument.xml · nonDerivative · entry 1

Sharabba Daniel C · CIK 0001995070 · Chief Retail Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,789

F1 · shares: 107 shares were withheld @ $44.23 per share to cover tax liability on 250 restricted stock vesting.

F2 · balance_after: 3,750 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 39 shares are dividend reinvested shares for a total of 3,789.

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May 18, 2025 Filed May 20, 2025 20:56 UTC
Donovan James JosephChief Lending Officer/FSVP
Tax withholdingRestricted Stock 83 $45.11 $3,744.13
Disclosure

SEC source: 0001562180-25-004036 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/FSVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,725

F1 · shares: 83 shares were withheld @ $45.11 per share to cover tax liability on 250 restricted shares vesting.

F2 · balance_after: 4,725 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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April 24, 2025 Filed Apr 25, 2025 20:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,333 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-25-003244 · primarydocument.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 33+% per year for 3 years beginning on 04-Jan-2021

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April 24, 2025 Filed Apr 25, 2025 20:24 UTC SaleCommon Stock 1,333 $41.23 $54,959.59
Disclosure

SEC source: 0001562180-25-003244 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,477

F1 · balance_after: 8,400 shares are held in an account in Shareworks; and 77 shares are held in an additional brokerage account.

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April 24, 2025 Filed Apr 25, 2025 20:24 UTC Exercise / conversionCommon Stock 1,333 $17.55 $23,394.15
Disclosure

SEC source: 0001562180-25-003244 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 24, 2025 Filed Apr 28, 2025 20:05 UTC
HUGHES JAMES ADirector · President/CEO
GiftCommon Stock 900 $42.03 $37,827.00
Disclosure

SEC source: 0001562180-25-003259 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,322

F1 · balance_after: 164,322 shares consisting of 137,758 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

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April 22, 2025 Filed Apr 24, 2025 13:14 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001562180-25-003237 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,000

Underlying: Common Stock · 1,000 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 2,667 share(s) on 25-Feb-2017, 3,666 share(s) on 25-Feb-2018, 3,667 share(s) on 25-Feb-2019.

F4 · balance_after: 98,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

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April 22, 2025 Filed Apr 24, 2025 13:14 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,000 $8.95 $8,950.00
Disclosure

SEC source: 0001562180-25-003237 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 165,222 shares consisting of 137,758 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,997 shares held in street name, and 9,382 shares are held in a 401K plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.