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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2019 Filed Apr 30, 2019 18:13 UTC SaleCommon Stock 2,500 $21.00 $52,500.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,590

Read SEC document
April 29, 2019 Filed Apr 30, 2019 18:13 UTC Exercise / conversionCommon Stock 2,500 $6.06 $15,150.00
Disclosure

SEC source: 0001562180-19-002428 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 12:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 74 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001562180-19-002385 · primarydocument.xml · derivative · entry 7

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,800

Underlying: Common Stock · 74 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014

F4 · balance_after: 89,800 stock options were granted under various dates and vesting periods of which 69,801 are currently exercisable.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 12:52 UTC SaleCommon Stock 74 $20.65 $1,528.10
Disclosure

SEC source: 0001562180-19-002385 · primarydocument.xml · nonDerivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,590

F1 · balance_after: 52,590 shares consisting of 51,117 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 12:52 UTC Exercise / conversionCommon Stock 74 $6.06 $448.44
Disclosure

SEC source: 0001562180-19-002385 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2019 Filed Apr 29, 2019 12:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,426 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001562180-19-002385 · primarydocument.xml · derivative · entry 6

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,874

Underlying: Common Stock · 2,426 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014

Read SEC document
April 25, 2019 Filed Apr 29, 2019 12:52 UTC SaleCommon Stock 2,426 $20.68 $50,176.47
Disclosure

SEC source: 0001562180-19-002385 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,590

Read SEC document
April 25, 2019 Filed Apr 29, 2019 12:52 UTC Exercise / conversionCommon Stock 2,426 $6.06 $14,701.56
Disclosure

SEC source: 0001562180-19-002385 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 14:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001562180-19-002351 · primarydocument.xml · derivative · entry 7

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,300

Underlying: Common Stock · 2,500 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014

F5 · balance_after: 92,300 stock options were granted of which 72,301 are currently exercisable.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 14:33 UTC SaleCommon Stock 2,500 $21.38 $53,450.00
Disclosure

SEC source: 0001562180-19-002351 · primarydocument.xml · nonDerivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,590

F2 · balance_after: 52,590 shares consisting of 51,117 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 14:33 UTC Exercise / conversionCommon Stock 2,500 $6.06 $15,150.00
Disclosure

SEC source: 0001562180-19-002351 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 14:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001562180-19-002351 · primarydocument.xml · derivative · entry 6

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,800

Underlying: Common Stock · 2,500 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014

Read SEC document
April 23, 2019 Filed Apr 25, 2019 14:33 UTC SaleCommon Stock 2,500 $21.11 $52,785.00
Disclosure

SEC source: 0001562180-19-002351 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,590

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.00 USD to $21.15 USD; the price reported above reflects the weighted average sale price.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 14:33 UTC Exercise / conversionCommon Stock 2,500 $6.06 $15,150.00
Disclosure

SEC source: 0001562180-19-002351 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 18, 2019 20:37 UTC Tax withholdingRestricted Stock 237 $20.71 $4,908.27
Disclosure

SEC source: 0000920427-19-000111 · wf-form4_155294144347806.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

F1 · shares: 237 shares were withheld @ 20.71 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 10,050 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 18, 2019 Filed Mar 18, 2019 20:37 UTC
BEDNER ALAN JChief Financial Officer
Tax withholdingRestricted Stock 252 $20.71 $5,218.92
Disclosure

SEC source: 0000920427-19-000110 · wf-form4_155294140336557.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,613

F1 · shares: 252 shares were withheld @ 20.71 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 9,613 shares are held in account at Computershare, which have upcoming vesting dates.

Read SEC document
March 18, 2019 Filed Mar 18, 2019 20:36 UTC Tax withholdingRestricted Stock 263 $20.71 $5,446.73
Disclosure

SEC source: 0000920427-19-000109 · wf-form4_155294134996987.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,550

F1 · shares: 263 shares withheld @ 20.71 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 10,550 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 20:24 UTC Exercise / conversionStock Options · Derivative 400 $3.62 Strike: $3.62 $1,448.00
Disclosure

SEC source: 0000920427-19-000105 · wf-form4_155259503853127.xml · derivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,300

Underlying: Common Stock · 400 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Kauchak exercised 400 stock options at $3.62 per share, and sold at $20.42 per share.

F5 · balance_after: 97,300 stock options were granted of which 77,301 are currently exercisable.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:24 UTC Exercise / conversionStock Options · Derivative 2,100 $3.62 Strike: $3.62 $7,602.00
Disclosure

SEC source: 0000920427-19-000105 · wf-form4_155259503853127.xml · derivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,700

Underlying: Common Stock · 2,100 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Kauchak exercised 2,100 stock options at $3.62 per share, and sold at $20.65 per share.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:34 UTC GrantStock Options · Derivative 10,000 $20.61 Strike: $20.61 $206,100.00
Disclosure

SEC source: 0000920427-19-000096 · wf-form4_155242284784818.xml · derivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,800

Underlying: Common Stock · 10,000 shares

Expires 2029-03-12

F4 · shares: 10,000 stock options were granted on 3/12/2019 from the 2017 Stock Option Plan and vest over three years; vesting commences with 3,334 shares on 3/12/2020, 3,333 shares on 3/12/2021, and 3,333 shares on 3/12/2022.

F5 · balance_after: 99,800 stock options were granted of which 79,801 are currently exercisable.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:34 UTC GrantRestricted Stock 4,000 $20.61 $82,440.00
Disclosure

SEC source: 0000920427-19-000096 · wf-form4_155242284784818.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

F1 · shares: 4,000 restricted shares were granted on 3/12/2019 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 1,000 shares on 3/12/2020, 1,000 shares on 3/12/2021, 1,000 shares on 3/12/2022, and 1,000 shares on 3/12/2023.

F2 · balance_after: 10,600 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:34 UTC
BEDNER ALAN JChief Financial Officer
GrantStock Options · Derivative 10,000 $20.61 Strike: $20.61 $206,100.00
Disclosure

SEC source: 0000920427-19-000097 · wf-form4_155242288420347.xml · derivative · entry 3

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,011

Underlying: Common Stock · 10,000 shares

Expires 2029-03-12

F4 · shares: 10,000 stock options were granted on 3/12/2019 from the 2017 Stock Option Plan and vest over three years; vesting commences with 3,334 shares on 3/12/2020, 3,333 shares on 3/12/2021, and 3,333 shares on 3/12/2022.

F5 · balance_after: 84,011 stock options were granted with various dates and vesting periods of which 64,012 are currently exercisable.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:34 UTC
BEDNER ALAN JChief Financial Officer
GrantRestricted Stock 3,750 $20.61 $77,287.50
Disclosure

SEC source: 0000920427-19-000097 · wf-form4_155242288420347.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,163

F1 · shares: 3,750 restricted shares were granted on 3/12/2019 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 937 shares on 3/12/2020, 938 shares on 3/12/2021, 937 shares on 3/12/2022, and 938 shares on 3/12/2023.

F2 · balance_after: 10,163 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:33 UTC GrantStock Options · Derivative 10,000 $20.61 Strike: $20.61 $206,100.00
Disclosure

SEC source: 0000920427-19-000095 · wf-form4_155242280708827.xml · derivative · entry 3

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-12

F4 · shares: 10,000 stock options were granted on 3/12/2019 from the 2017 Stock Option Plan and vest over three years; vesting commences with 3,334 shares on 3/12/2020, 3,333 shares on 3/12/2021, and 3,333 shares on 3/12/2022.

F5 · balance_after: 92,000 stock options were granted under various dates and vesting periods of which 72,001 are currently exercisable.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:33 UTC GrantRestricted Stock 4,000 $20.61 $82,440.00
Disclosure

SEC source: 0000920427-19-000095 · wf-form4_155242280708827.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

F1 · shares: 4,000 restricted shares were granted on 3/12/2019 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 1,000 shares on 3/12/2020, 1,000 shares on 3/12/2021, 1,000 shares on 3/12/2022, and 1,000 shares on 3/12/2023.

F2 · balance_after: 11,100 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:33 UTC
HUGHES JAMES ADirector · President/CEO
GrantStock Options · Derivative 25,000 $20.61 Strike: $20.61 $515,250.00
Disclosure

SEC source: 0000920427-19-000094 · wf-form4_155242276891971.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 25,000 shares

Expires 2029-03-12

F4 · shares: 25,000 stock options were granted on 3/12/2019 from the 2017 Stock Option Plan and vest over three years; vesting commences with 8,334 shares on 3/12/2020, 8,333 shares on 3/12/2021, and 8,333 shares on 3/12/2022.

F5 · balance_after: 82,000 stock options were granted under various dates and vesting periods of which 36,334 are currently exercisable.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 20:33 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 10,000 $20.61 $206,100.00
Disclosure

SEC source: 0000920427-19-000094 · wf-form4_155242276891971.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,092

F1 · shares: 10,000 restricted shares were granted on 3/12/2019 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 2,500 shares on 3/12/2020, 2,500 shares on 3/12/2021, 2,500 shares on 3/12/2022, and 2,500 shares on 3/12/2023.

F2 · balance_after: 21,375 shares are held in an account at Computershare, which have upcoming vesting dates. 717 shares are dividend reinvested shares for a total of 22,092.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 13:47 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 791 $20.62 $16,310.42
Disclosure

SEC source: 0000920427-19-000089 · wf-form4_155239846078362.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

F1 · shares: 791 shares were withheld @ $20.62 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 11,375 shares are held in an account at Computershare, which have upcoming vesting dates. 717 share are dividend reinvested shares for a total of 12,092.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 13:39 UTC Tax withholdingRestricted Stock 492 $20.62 $10,145.04
Disclosure

SEC source: 0000920427-19-000085 · wf-form4_155239795234057.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

F1 · shares: 492 shares were withheld @ 20.62 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 6,600 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 13:43 UTC
BEDNER ALAN JChief Financial Officer
Tax withholdingRestricted Stock 429 $20.62 $8,845.98
Disclosure

SEC source: 0000920427-19-000087 · wf-form4_155239818334031.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,413

F1 · shares: 429 shares were withheld @ 20.62 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 6,413 shares are held in account at Computershare, which have upcoming vesting dates.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 13:31 UTC Tax withholdingRestricted Stock 477 $20.62 $9,835.74
Disclosure

SEC source: 0000920427-19-000083 · wf-form4_155239750379786.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

F1 · shares: 477 shares withheld @ 20.62 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 7,100 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 15:02 UTC
BEDNER ALAN JChief Financial Officer
Tax withholdingRestricted Stock 572 $22.24 $12,721.28
Disclosure

SEC source: 0000920427-19-000079 · wf-form4_155188453105853.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,350

F1 · shares: 572 shares were withheld @ 22.24 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 7,350 shares are held in account at Computershare, which have upcoming vesting dates.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 15:03 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 791 $22.24 $17,591.84
Disclosure

SEC source: 0000920427-19-000081 · wf-form4_155188460251121.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,092

F1 · shares: 791 shares were withheld @ $22.24 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 13,375 shares are held in an account at Computershare, which have upcoming vesting dates. 717 share are dividend reinvested shares for a total of 14,092.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 15:03 UTC Tax withholdingRestricted Stock 615 $22.24 $13,677.60
Disclosure

SEC source: 0000920427-19-000080 · wf-form4_155188456659183.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

F1 · shares: 615 shares were withheld @ 22.24 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 7,600 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 15:01 UTC Tax withholdingRestricted Stock 715 $22.24 $15,901.60
Disclosure

SEC source: 0000920427-19-000078 · wf-form4_155188449559846.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

F1 · shares: 715 shares withheld @ 22.24 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 8,100 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 15:33 UTC SaleCommon Stock 833 $21.14 $17,609.62
Disclosure

SEC source: 0000920427-19-000056 · wf-form4_155119521824156.xml · nonDerivative · entry 2

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,789

F1 · balance_after: 107,396 shares are held in multiple brokerage accounts.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 15:28 UTC Tax withholdingRestricted Stock 266 $21.14 $5,623.24
Disclosure

SEC source: 0000920427-19-000065 · wf-form4_155128128935581.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

F1 · shares: 266 shares withheld @ 21.14 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 9,600 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 15:27 UTC
BEDNER ALAN JChief Financial Officer
Tax withholdingRestricted Stock 256 $21.14 $5,411.84
Disclosure

SEC source: 0000920427-19-000064 · wf-form4_155128126085216.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · shares: 256 shares were withheld @ 21.14 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 8,600 shares are held in account at Computershare, which have upcoming vesting dates.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 15:27 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 632 $21.14 $13,360.48
Disclosure

SEC source: 0000920427-19-000063 · wf-form4_155128123607231.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,092

F1 · shares: 632 shares were withheld @ $21.14 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 15,375 shares are held in an account at Computershare, which have upcoming vesting dates. 717 share are dividend reinvested shares for a total of 16,092.

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February 25, 2019 Filed Feb 27, 2019 15:27 UTC Tax withholdingRestricted Stock 275 $21.14 $5,813.50
Disclosure

SEC source: 0000920427-19-000062 · wf-form4_155128120790786.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

F1 · shares: 275 shares were withheld @ 21.14 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 8,850 shares are held in an account at Computershare, which have upcoming vesting dates.

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February 22, 2019 Filed Feb 26, 2019 15:33 UTC SaleCommon Stock 842 $21.14 $17,799.88
Disclosure

SEC source: 0000920427-19-000056 · wf-form4_155119521824156.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,789

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February 20, 2019 Filed Mar 5, 2019 20:59 UTC
Tucker AaronDirector
OtherCommon Stock 15,104 $0.00 $0.00
Disclosure

SEC source: 0000920427-19-000073 · wf-form4_155181956783575.xml · nonDerivative · entry 1

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,414

F1 · shares: Mr. Tucker inherited 15,104 shares from Charlotte Tucker following her death.

F2 · balance_after: 42,604 shares are held in a brokerage account; and 4,810 shares are held in an account at Shareworks in Mr. Tucker's name.

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February 20, 2019 Filed Mar 5, 2019 20:59 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
OtherCommon Stock 63,497 $0.00 $0.00
Disclosure

SEC source: 0000920427-19-000072 · wf-form4_155181953123517.xml · nonDerivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 0

F1 · shares: 63,497 shares were transferred to Charlotte Tucker's children following her death.

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January 29, 2019 Filed Jan 31, 2019 21:49 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 307 $19.94 $6,121.58
Disclosure

SEC source: 0000920427-19-000054 · wf-form4_154897135531824.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,467

F1 · shares: 307 shares were withheld @ $19.94 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 16,750 shares are held in an account at Computershare, which have upcoming vesting dates. 717 shares are dividend reinvested shares for a total of 17,467.

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January 08, 2019 Filed Jan 10, 2019 17:15 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionStock Options · Derivative 500 $15.70 Strike: $15.70 $7,850.00
Disclosure

SEC source: 0000920427-19-000048 · wf-form4_154714054013555.xml · derivative · entry 6

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 500 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 1,467 stock options at $10.97 per share, and 500 stock options at $15.70 per share.

F5 · balance_after: A total of 6,700 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

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January 08, 2019 Filed Jan 10, 2019 17:15 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionStock Options · Derivative 1,467 $10.97 Strike: $10.97 $16,092.99
Disclosure

SEC source: 0000920427-19-000048 · wf-form4_154714054013555.xml · derivative · entry 5

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 1,467 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 1,467 stock options at $10.97 per share, and 500 stock options at $15.70 per share.

F5 · balance_after: A total of 6,700 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

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January 08, 2019 Filed Jan 10, 2019 17:15 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionCommon Stock 500 $15.70 $7,850.00
Disclosure

SEC source: 0000920427-19-000048 · wf-form4_154714054013555.xml · nonDerivative · entry 3

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 18,585 shares are held in Mr. Dallas' name in an account at Shareworks.

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January 08, 2019 Filed Jan 10, 2019 17:15 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionCommon Stock 1,467 $10.97 $16,092.99
Disclosure

SEC source: 0000920427-19-000048 · wf-form4_154714054013555.xml · nonDerivative · entry 2

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 18,585 shares are held in Mr. Dallas' name in an account at Shareworks.

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January 08, 2019 Filed Jan 10, 2019 17:15 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionStock Option · Derivative 533 $15.70 Strike: $15.70 $8,368.10
Disclosure

SEC source: 0000920427-19-000047 · wf-form4_154714050716919.xml · derivative · entry 6

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,733

Underlying: Common Stock · 533 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 1,467 stock options @ $10.97 per share, and 533 stock options @ $15.70 per share.

F5 · balance_after: A total of 6,733 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

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January 08, 2019 Filed Jan 10, 2019 17:15 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionStock Option · Derivative 1,467 $10.97 Strike: $10.97 $16,092.99
Disclosure

SEC source: 0000920427-19-000047 · wf-form4_154714050716919.xml · derivative · entry 5

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,733

Underlying: Common Stock · 1,467 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 1,467 stock options @ $10.97 per share, and 533 stock options @ $15.70 per share.

F5 · balance_after: A total of 6,733 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.