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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2012 Filed Jul 3, 2012 14:17 UTC GrantPhantom Stock · Derivative 390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000126 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,319

Underlying: Common Stock · 390 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 14:40 UTC GrantPhantom Stock · Derivative 319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000128 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,291

Underlying: Common Stock · 319 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 14:44 UTC GrantPhantom Stock · Derivative 607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000130 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

Underlying: Common Stock · 607 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 14:49 UTC GrantPhantom Stock · Derivative 696 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000132 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,899

Underlying: Common Stock · 696 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 14:54 UTC GrantPhantom Stock · Derivative 314 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000134 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,383

Underlying: Common Stock · 314 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 14:58 UTC GrantPhantom Stock · Derivative 358 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000136 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,909

Underlying: Common Stock · 358 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 15:02 UTC GrantPhantom Stock · Derivative 301 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000138 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618

Underlying: Common Stock · 301 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 21:34 UTC
KORALESKI JOHN JPRESIDENT & CEO
Tax withholdingCommon Stock 4,493.4407 $118.56 $532,742.33
Disclosure

SEC source: 0000100885-12-000140 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 77,176.9292

F1 · security: Represents conversion of restricted stock to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain (July 2, 2012). The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes.

Read SEC document
June 20, 2012 Filed Jun 21, 2012 16:09 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,569 $0.00 Strike: $47.28 $0.00
Disclosure

SEC source: 0000100885-12-000114 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,569 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 20, 2012 Filed Jun 21, 2012 16:09 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Tax withholdingCommon Stock 3,017 $118.41 $357,242.97
Disclosure

SEC source: 0000100885-12-000114 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,110

Read SEC document
June 20, 2012 Filed Jun 21, 2012 16:09 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Tax withholdingCommon Stock 4,619 $118.41 $546,935.79
Disclosure

SEC source: 0000100885-12-000114 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,127

Read SEC document
June 20, 2012 Filed Jun 21, 2012 16:09 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Exercise / conversionCommon Stock 11,569 $47.28 $546,982.32
Disclosure

SEC source: 0000100885-12-000114 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2012 Filed Jun 19, 2012 19:10 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 1,202 $118.50 $142,437.00
Disclosure

SEC source: 0000100885-12-000112 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,864

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2011.

Read SEC document
June 01, 2012 Filed Jun 5, 2012 22:45 UTC
KORALESKI JOHN JPRESIDENT & CEO
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000110 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 51,875

Read SEC document
May 18, 2012 Filed May 21, 2012 15:43 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
SaleCommon Stock 6,500 $110.00 $715,000.00
Disclosure

SEC source: 0000100885-12-000108 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,177

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 20, 2012.

Read SEC document
May 03, 2012 Filed May 4, 2012 19:19 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,400 $0.00 Strike: $27.99 $0.00
Disclosure

SEC source: 0000100885-12-000102 · edgardoc.xml · derivative · entry 4

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,400 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2012 Filed May 4, 2012 19:19 UTC SaleCommon Stock 6,400 $116.03 $742,592.00
Disclosure

SEC source: 0000100885-12-000102 · edgardoc.xml · nonDerivative · entry 2

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,770

Read SEC document
May 03, 2012 Filed May 4, 2012 19:19 UTC Exercise / conversionCommon Stock 6,400 $27.99 $179,136.00
Disclosure

SEC source: 0000100885-12-000102 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2012 Filed May 4, 2012 20:18 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,952 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0000100885-12-000104 · edgardoc.xml · derivative · entry 5

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,952 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
May 03, 2012 Filed May 4, 2012 20:18 UTC Tax withholdingCommon Stock 2,248 $115.04 $258,609.92
Disclosure

SEC source: 0000100885-12-000104 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,992.916

Read SEC document
May 03, 2012 Filed May 4, 2012 20:18 UTC Tax withholdingCommon Stock 3,773 $115.04 $434,045.92
Disclosure

SEC source: 0000100885-12-000104 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,240.916

Read SEC document
May 03, 2012 Filed May 4, 2012 20:18 UTC Exercise / conversionCommon Stock 8,952 $48.49 $434,082.48
Disclosure

SEC source: 0000100885-12-000104 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,013.916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2012 Filed May 4, 2012 21:10 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $47.28 $0.00
Disclosure

SEC source: 0000100885-12-000106 · edgardoc.xml · derivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,646

Underlying: Common Stock · 30,000 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
May 03, 2012 Filed May 4, 2012 21:10 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 7,669 $115.04 $882,241.76
Disclosure

SEC source: 0000100885-12-000106 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,915

Read SEC document
May 03, 2012 Filed May 4, 2012 21:10 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 12,329 $115.04 $1,418,328.16
Disclosure

SEC source: 0000100885-12-000106 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,584

Read SEC document
May 03, 2012 Filed May 4, 2012 21:10 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionCommon Stock 30,000 $47.28 $1,418,400.00
Disclosure

SEC source: 0000100885-12-000106 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 1, 2012 13:50 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0000100885-12-000100 · edgardoc.xml · derivative · entry 5

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 1, 2012 13:50 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 1,550 $113.89 $176,529.50
Disclosure

SEC source: 0000100885-12-000100 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,066

Read SEC document
April 30, 2012 Filed May 1, 2012 13:50 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 1,429 $113.89 $162,748.81
Disclosure

SEC source: 0000100885-12-000100 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,616

Read SEC document
April 30, 2012 Filed May 1, 2012 13:50 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionCommon Stock 5,000 $32.55 $162,750.00
Disclosure

SEC source: 0000100885-12-000100 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2012 Filed Apr 27, 2012 16:45 UTC
KORALESKI JOHN JPRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 29,411 $0.00 Strike: $47.28 $0.00
Disclosure

SEC source: 0000100885-12-000098 · edgardoc.xml · derivative · entry 13

KORALESKI JOHN J · CIK 0001200010 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,411 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This option became exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
April 26, 2012 Filed Apr 27, 2012 16:45 UTC
KORALESKI JOHN JPRESIDENT & CEO
Tax withholdingCommon Stock 7,447 $113.49 $845,160.03
Disclosure

SEC source: 0000100885-12-000098 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,020

Read SEC document
April 26, 2012 Filed Apr 27, 2012 16:45 UTC
KORALESKI JOHN JPRESIDENT & CEO
Tax withholdingCommon Stock 12,252 $113.49 $1,390,479.48
Disclosure

SEC source: 0000100885-12-000098 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,467

Read SEC document
April 26, 2012 Filed Apr 27, 2012 16:45 UTC
KORALESKI JOHN JPRESIDENT & CEO
Exercise / conversionCommon Stock 29,411 $47.28 $1,390,552.08
Disclosure

SEC source: 0000100885-12-000098 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2012 Filed Jul 9, 2012 21:58 UTC
YOUNG JAMES RDirector · CHAIRMAN OF THE BOARD
GiftCommon Stock 6,170 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000142 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,117

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 18:39 UTC GrantPhantom Stock · Derivative 360 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000078 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,339

Underlying: Common Stock · 360 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 18:34 UTC GrantPhantom Stock · Derivative 343 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000076 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,345

Underlying: Common Stock · 343 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 18:43 UTC GrantPhantom Stock · Derivative 431 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000080 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,193

Underlying: Common Stock · 431 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 18:49 UTC GrantPhantom Stock · Derivative 391 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000082 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,984

Underlying: Common Stock · 391 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 18:53 UTC GrantPhantom Stock · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000084 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,929

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 18:57 UTC GrantPhantom Stock · Derivative 347 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000086 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,972

Underlying: Common Stock · 347 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 19:02 UTC GrantPhantom Stock · Derivative 661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000088 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,809

Underlying: Common Stock · 661 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 02, 2012 Filed Apr 4, 2012 19:05 UTC GrantPhantom Stock · Derivative 757 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000090 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,203

Underlying: Common Stock · 757 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 02, 2012 Filed Apr 4, 2012 19:29 UTC GrantPhantom Stock · Derivative 342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000092 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,069

Underlying: Common Stock · 342 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 02, 2012 Filed Apr 4, 2012 19:39 UTC GrantPhantom Stock · Derivative 327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000096 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,317

Underlying: Common Stock · 327 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 02, 2012 Filed Apr 4, 2012 19:34 UTC GrantPhantom Stock · Derivative 389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000094 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,551

Underlying: Common Stock · 389 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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March 05, 2012 Filed Mar 6, 2012 22:28 UTC
YOUNG JAMES RDirector · CHAIRMAN OF THE BOARD
GiftCommon Stock 8,568 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000067 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 86,287

F1 · security: Gift to family members not living in household.

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March 05, 2012 Filed Mar 6, 2012 22:58 UTC
Hemmer J MichaelSVP LAW & GEN COUNSEL
SaleCommon Stock 11,292 $110.73 $1,250,363.16
Disclosure

SEC source: 0000100885-12-000069 · edgardoc.xml · nonDerivative · entry 1

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,066

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2012.

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February 07, 2012 Filed Feb 8, 2012 22:45 UTC
Hemmer J MichaelSVP LAW & GEN COUNSEL
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,529 $0.00 Strike: $47.28 $0.00
Disclosure

SEC source: 0000100885-12-000065 · edgardoc.xml · derivative · entry 6

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,529 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

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February 07, 2012 Filed Feb 8, 2012 22:45 UTC
Hemmer J MichaelSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 6,016 $115.05 $692,140.80
Disclosure

SEC source: 0000100885-12-000065 · edgardoc.xml · nonDerivative · entry 3

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,358

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.