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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2013 Filed Nov 5, 2013 20:40 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000185 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 92,036

F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 20:31 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,200 $0.00 Strike: $43.03 $0.00
Disclosure

SEC source: 0000100885-13-000180 · edgardoc.xml · derivative · entry 3

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,200 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 20:31 UTC SaleCommon Stock 4,200 $155.36 $652,518.30
Disclosure

SEC source: 0000100885-13-000180 · edgardoc.xml · nonDerivative · entry 2

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346.9794

F1 · price: This transaction was executed in multiple trades at prices ranging from $155.3516 to $155.362. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2013 Filed Oct 23, 2013 20:31 UTC Exercise / conversionCommon Stock 4,200 $43.03 $180,726.00
Disclosure

SEC source: 0000100885-13-000180 · edgardoc.xml · nonDerivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,546.9794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2013 Filed Oct 24, 2013 22:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,500 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0000100885-13-000182 · edgardoc.xml · derivative · entry 3

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2013 Filed Oct 24, 2013 22:17 UTC SaleCommon Stock 1,160 $155.13 $179,945.46
Disclosure

SEC source: 0000100885-13-000182 · edgardoc.xml · nonDerivative · entry 2

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,340

F1 · price: This transaction was executed in multiple trades at prices ranging from $155.11 to $155.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2013 Filed Oct 24, 2013 22:17 UTC Exercise / conversionCommon Stock 5,500 $32.55 $179,025.00
Disclosure

SEC source: 0000100885-13-000182 · edgardoc.xml · nonDerivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 16:27 UTC GrantPhantom Stock · Derivative 257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000158 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,063

Underlying: Common Stock · 257 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 16:33 UTC GrantPhantom Stock · Derivative 273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000160 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,148

Underlying: Common Stock · 273 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 16:38 UTC GrantPhantom Stock · Derivative 340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000162 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,390

Underlying: Common Stock · 340 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 16:53 UTC GrantPhantom Stock · Derivative 302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000164 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,963

Underlying: Common Stock · 302 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 17:08 UTC GrantPhantom Stock · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000166 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,087

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 17:11 UTC GrantPhantom Stock · Derivative 261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000168 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,709

Underlying: Common Stock · 261 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 18:56 UTC GrantPhantom Stock · Derivative 513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000170 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,129

Underlying: Common Stock · 513 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 19:00 UTC GrantPhantom Stock · Derivative 572 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000172 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,004

Underlying: Common Stock · 572 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 19:03 UTC GrantPhantom Stock · Derivative 256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000174 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,778

Underlying: Common Stock · 256 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 19:08 UTC GrantPhantom Stock · Derivative 300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000176 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,517

Underlying: Common Stock · 300 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2013 Filed Oct 2, 2013 19:11 UTC GrantPhantom Stock · Derivative 241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000178 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,943

Underlying: Common Stock · 241 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 18, 2013 Filed Sep 20, 2013 14:22 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
SaleCommon Stock 10,000 $160.00 $1,600,000.00
Disclosure

SEC source: 0000100885-13-000156 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,683

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2013. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

Read SEC document
August 29, 2013 Filed Aug 30, 2013 20:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,500 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0000100885-13-000154 · edgardoc.xml · derivative · entry 3

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2013 Filed Aug 30, 2013 20:36 UTC SaleCommon Stock 5,500 $154.38 $849,090.00
Disclosure

SEC source: 0000100885-13-000154 · edgardoc.xml · nonDerivative · entry 2

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,693.0869

Read SEC document
August 29, 2013 Filed Aug 30, 2013 20:36 UTC Exercise / conversionCommon Stock 5,500 $32.55 $179,025.00
Disclosure

SEC source: 0000100885-13-000154 · edgardoc.xml · nonDerivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,193.0869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2013 Filed Aug 6, 2013 20:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,404 $0.00 Strike: $60.98 $0.00
Disclosure

SEC source: 0000100885-13-000152 · edgardoc.xml · derivative · entry 6

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,404 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
August 05, 2013 Filed Aug 6, 2013 20:16 UTC Tax withholdingCommon Stock 3,189 $163.37 $520,986.93
Disclosure

SEC source: 0000100885-13-000152 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,138.916

Read SEC document
August 05, 2013 Filed Aug 6, 2013 20:16 UTC Tax withholdingCommon Stock 3,883 $163.37 $634,365.71
Disclosure

SEC source: 0000100885-13-000152 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,327.916

Read SEC document
August 05, 2013 Filed Aug 6, 2013 20:16 UTC Exercise / conversionCommon Stock 10,404 $60.98 $634,435.92
Disclosure

SEC source: 0000100885-13-000152 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,210.916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2013 Filed Aug 5, 2013 22:04 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,500 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0000100885-13-000150 · edgardoc.xml · derivative · entry 4

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2013 Filed Aug 5, 2013 22:04 UTC SaleCommon Stock 5,500 $164.15 $902,825.00
Disclosure

SEC source: 0000100885-13-000150 · edgardoc.xml · nonDerivative · entry 2

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,770

Read SEC document
August 02, 2013 Filed Aug 5, 2013 22:04 UTC Exercise / conversionCommon Stock 5,500 $32.55 $179,025.00
Disclosure

SEC source: 0000100885-13-000150 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2013 Filed Jul 24, 2013 18:04 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
SaleCommon Stock 1,515 $165.00 $249,975.00
Disclosure

SEC source: 0000100885-13-000147 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,580

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2013.

Read SEC document
July 12, 2013 Filed Jul 15, 2013 21:55 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 1,004 $159.75 $160,389.00
Disclosure

SEC source: 0000100885-13-000144 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,743

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2013.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:10 UTC GrantPhantom Stock · Derivative 250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000120 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,806

Underlying: Common Stock · 250 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:28 UTC GrantPhantom Stock · Derivative 264 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000122 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,875

Underlying: Common Stock · 264 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:31 UTC GrantPhantom Stock · Derivative 322 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000124 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,050

Underlying: Common Stock · 322 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:35 UTC GrantPhantom Stock · Derivative 290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000126 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,661

Underlying: Common Stock · 290 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:40 UTC GrantPhantom Stock · Derivative 317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000128 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,755

Underlying: Common Stock · 317 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:50 UTC GrantPhantom Stock · Derivative 253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000130 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,448

Underlying: Common Stock · 253 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:53 UTC GrantPhantom Stock · Derivative 487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000132 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,616

Underlying: Common Stock · 487 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 18:58 UTC GrantPhantom Stock · Derivative 555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000134 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,432

Underlying: Common Stock · 555 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 19:05 UTC GrantPhantom Stock · Derivative 249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000136 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,522

Underlying: Common Stock · 249 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 19:08 UTC GrantPhantom Stock · Derivative 288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000138 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,217

Underlying: Common Stock · 288 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 19:35 UTC GrantPhantom Stock · Derivative 237 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000140 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,702

Underlying: Common Stock · 237 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 16:16 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 783.4351 $155.42 $121,761.48
Disclosure

SEC source: 0000100885-13-000142 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 2,175.62

F1 · security: Represents conversion of restricted stock to fully vested stock units with a distribution ratio of 1:1 - payable only in shares of common stock on a date certain (July 1, 2013). The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes.

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June 17, 2013 Filed Jun 19, 2013 15:56 UTC
BUTLER ERIC LEVP MKTG & SALES
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000118 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,353

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

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June 13, 2013 Filed Jun 19, 2013 15:56 UTC
BUTLER ERIC LEVP MKTG & SALES
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000118 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,853

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

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June 07, 2013 Filed Jun 10, 2013 19:16 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
SaleCommon Stock 1,613 $156.09 $251,773.17
Disclosure

SEC source: 0000100885-13-000116 · edgardoc.xml · nonDerivative · entry 3

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,095

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2013.

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June 06, 2013 Filed Jun 10, 2013 19:16 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,361 $0.00 Strike: $60.98 $0.00
Disclosure

SEC source: 0000100885-13-000116 · edgardoc.xml · derivative · entry 5

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,361 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This option became exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

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June 06, 2013 Filed Jun 10, 2013 19:16 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
SaleCommon Stock 8,361 $152.53 $1,275,289.95
Disclosure

SEC source: 0000100885-13-000116 · edgardoc.xml · nonDerivative · entry 2

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,708

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $151.75 to $152.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 06, 2013 Filed Jun 10, 2013 19:16 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Exercise / conversionCommon Stock 8,361 $60.98 $509,853.78
Disclosure

SEC source: 0000100885-13-000116 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 23, 2013 Filed May 28, 2013 21:53 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GiftCommon Stock 4,765 $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000114 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT II

Disclosed balance after: 0

F1 · security: Gift to adult children not living in household.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.