Tapewire

NYSE · USD

UNP

UNION PACIFIC CORP

Export transactions ↓
Tapewire entity
2854
SEC CIK
0000100885
Parsed reports
2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Exercise / conversionCommon Stock 14,346 $46.80 $671,392.80
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · nonDerivative · entry 5

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
SaleCommon Stock 9,376 $105.04 $984,831.60
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · nonDerivative · entry 4

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,410

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2014.

F3 · price: This transaction was executed in multiple trades at prices ranging from $104.63 to $105.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Exercise / conversionCommon Stock 9,376 $57.37 $537,901.12
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · nonDerivative · entry 3

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
SaleCommon Stock 7,626 $105.04 $801,015.98
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · nonDerivative · entry 2

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,410

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2014.

F3 · price: This transaction was executed in multiple trades at prices ranging from $104.63 to $105.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Exercise / conversionCommon Stock 7,626 $66.00 $503,316.00
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 16, 2014 Filed Jul 17, 2014 21:49 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 2,021 $101.75 $205,636.75
Disclosure

SEC source: 0000100885-14-000136 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family LLC

Disclosed balance after: 57,493

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2014.

Read SEC document
July 16, 2014 Filed Jul 17, 2014 21:49 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 3,867 $101.75 $393,467.25
Disclosure

SEC source: 0000100885-14-000136 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,781

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2014.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 16:53 UTC GrantPhantom Stock · Derivative 941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000114 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,021

Underlying: Common Stock · 941 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 16:57 UTC GrantPhantom Stock · Derivative 418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000116 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

Underlying: Common Stock · 418 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 17:01 UTC GrantPhantom Stock · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000118 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,620

Underlying: Common Stock · 500 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 17:09 UTC GrantPhantom Stock · Derivative 392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000120 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,146

Underlying: Common Stock · 392 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 18:27 UTC GrantPhantom Stock · Derivative 420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000127 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,474

Underlying: Common Stock · 420 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 18:27 UTC GrantPhantom Stock · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000128 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,730

Underlying: Common Stock · 450 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 18:28 UTC GrantPhantom Stock · Derivative 324 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000129 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Common Stock · 324 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 18:29 UTC GrantPhantom Stock · Derivative 559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000130 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,947

Underlying: Common Stock · 559 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 18:30 UTC GrantPhantom Stock · Derivative 427 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000131 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,783

Underlying: Common Stock · 427 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 18:30 UTC GrantPhantom Stock · Derivative 832 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000132 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,934

Underlying: Common Stock · 832 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2014 Filed Jul 3, 2014 14:57 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 2,064.5581 $100.10 $206,662.27
Disclosure

SEC source: 0000100885-14-000134 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 2,417.566

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · shares: Represents conversion of restricted stock to fully vested stock units with a distribution ratio of 1:1 - payable only in shares of common stock on a date certain (July 1, 2014). The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes.

Read SEC document
June 11, 2014 Filed Jun 13, 2014 20:54 UTC
FRITZ LANCE MPRESIDENT & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,128 $0.00 Strike: $46.80 $0.00
Disclosure

SEC source: 0000100885-14-000112 · edgardoc.xml · derivative · entry 6

FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,128 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 11, 2014 Filed Jun 13, 2014 20:54 UTC
FRITZ LANCE MPRESIDENT & COO
Tax withholdingCommon Stock 7,470 $102.42 $765,077.40
Disclosure

SEC source: 0000100885-14-000112 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,803.832

Read SEC document
June 11, 2014 Filed Jun 13, 2014 20:54 UTC
FRITZ LANCE MPRESIDENT & COO
Tax withholdingCommon Stock 12,852 $102.42 $1,316,301.84
Disclosure

SEC source: 0000100885-14-000112 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,273.832

Read SEC document
June 11, 2014 Filed Jun 13, 2014 20:54 UTC
FRITZ LANCE MPRESIDENT & COO
Exercise / conversionCommon Stock 28,128 $46.80 $1,316,390.40
Disclosure

SEC source: 0000100885-14-000112 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,125.832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
May 14, 2014 Filed May 29, 2014 20:12 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
GrantCommon Stock 20,811 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000110 · edgardoc.xml · nonDerivative · entry 1

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,639.2198

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
April 17, 2014 Filed Apr 21, 2014 21:34 UTC
BUTLER ERIC LEVP MKTG & SALES
SaleCommon Stock 10,008 $190.00 $1,901,520.00
Disclosure

SEC source: 0000100885-14-000108 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,562

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

Read SEC document
April 07, 2014 Filed Apr 8, 2014 20:46 UTC
BUTLER ERIC LEVP MKTG & SALES
SaleCommon Stock 20,273 $186.80 $3,786,996.40
Disclosure

SEC source: 0000100885-14-000106 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,570

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $185.57 to $188.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 15:48 UTC GrantPhantom Stock · Derivative 223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000084 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,527

Underlying: Common Stock · 223 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 15:53 UTC GrantPhantom Stock · Derivative 238 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000086 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,640

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 15:56 UTC GrantPhantom Stock · Derivative 303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000088 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,009

Underlying: Common Stock · 303 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 15:58 UTC GrantPhantom Stock · Derivative 266 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000090 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,511

Underlying: Common Stock · 266 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 16:01 UTC GrantPhantom Stock · Derivative 296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000092 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,694

Underlying: Common Stock · 296 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 16:05 UTC GrantPhantom Stock · Derivative 226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000094 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,178

Underlying: Common Stock · 226 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 16:16 UTC GrantPhantom Stock · Derivative 442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000096 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,051

Underlying: Common Stock · 442 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 18:23 UTC GrantPhantom Stock · Derivative 501 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000098 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,040

Underlying: Common Stock · 501 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 18:29 UTC GrantPhantom Stock · Derivative 222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000100 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,239

Underlying: Common Stock · 222 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 18:34 UTC GrantPhantom Stock · Derivative 263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000102 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,060

Underlying: Common Stock · 263 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2014 Filed Apr 2, 2014 18:37 UTC GrantPhantom Stock · Derivative 208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000104 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,377

Underlying: Common Stock · 208 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
March 20, 2014 Filed Mar 21, 2014 16:05 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 1,498 $186.90 $279,976.20
Disclosure

SEC source: 0000100885-14-000078 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family LLC

Disclosed balance after: 29,757

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2014.

Read SEC document
March 20, 2014 Filed Mar 21, 2014 16:05 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 3,534 $188.50 $666,159.00
Disclosure

SEC source: 0000100885-14-000078 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,824

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2014.

Read SEC document
March 20, 2014 Filed Mar 21, 2014 16:05 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 3,308 $186.90 $618,265.20
Disclosure

SEC source: 0000100885-14-000078 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,358

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2014.

Read SEC document
March 20, 2014 Filed Mar 21, 2014 16:56 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000082 · edgardoc.xml · nonDerivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · security: Award of stock pursuant to Union Pacific Corporation 2000 Directors Stock Plan.

Read SEC document
March 19, 2014 Filed Mar 20, 2014 21:55 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
SaleCommon Stock 6,400 $189.81 $1,214,784.00
Disclosure

SEC source: 0000100885-14-000076 · edgardoc.xml · nonDerivative · entry 1

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,827.7887

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.

Read SEC document
March 18, 2014 Filed Mar 18, 2014 21:42 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
SaleCommon Stock 8,905 $188.00 $1,674,140.00
Disclosure

SEC source: 0000100885-14-000074 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,808

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2014. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

Read SEC document
March 17, 2014 Filed Mar 18, 2014 21:42 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
SaleCommon Stock 7,599 $186.58 $1,417,853.34
Disclosure

SEC source: 0000100885-14-000074 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,713

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2014. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

F2 · price: This transaction was executed in multiple trades at prices ranging from $186.43 to $187.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2014 Filed Mar 13, 2014 19:57 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
SaleCommon Stock 3,055 $186.50 $569,757.50
Disclosure

SEC source: 0000100885-14-000072 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,705

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2014.

Read SEC document
March 10, 2014 Filed Mar 11, 2014 21:32 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,936 $0.00 Strike: $93.60 $0.00
Disclosure

SEC source: 0000100885-14-000070 · edgardoc.xml · derivative · entry 11

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,936 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This option became exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
March 10, 2014 Filed Mar 11, 2014 21:32 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 7,579 $187.57 $1,421,593.03
Disclosure

SEC source: 0000100885-14-000070 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,899

Read SEC document
March 10, 2014 Filed Mar 11, 2014 21:32 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 15,437 $187.57 $2,895,518.09
Disclosure

SEC source: 0000100885-14-000070 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,478

Read SEC document
March 10, 2014 Filed Mar 11, 2014 21:32 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 30,936 $93.60 $2,895,609.60
Disclosure

SEC source: 0000100885-14-000070 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2014 Filed Mar 3, 2014 21:59 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0000100885-14-000068 · edgardoc.xml · derivative · entry 3

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,700 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2014 Filed Mar 3, 2014 21:59 UTC SaleCommon Stock 3,700 $178.81 $661,587.75
Disclosure

SEC source: 0000100885-14-000068 · edgardoc.xml · nonDerivative · entry 2

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358.0665

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.