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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2016 Filed Jul 5, 2016 15:02 UTC
Ferguson Rhonda SEVP & CHIEF LEGAL OFFICER
GrantCommon Stock 4,580 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000371 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP & CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,580

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 15:53 UTC GrantPhantom Stock · Derivative 568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000375 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,878

Underlying: Common Stock · 568 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 16:02 UTC GrantPhantom Stock · Derivative 388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000377 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179

Underlying: Common Stock · 388 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 16:17 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000380 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370

Underlying: Common Stock · 370 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 16:19 UTC GrantPhantom Stock · Derivative 535 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000382 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,697

Underlying: Common Stock · 535 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 16:53 UTC GrantPhantom Stock · Derivative 1,025 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000384 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,299

Underlying: Common Stock · 1,025 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 17:21 UTC GrantPhantom Stock · Derivative 773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000386 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,840

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 18:24 UTC GrantPhantom Stock · Derivative 523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000388 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,721

Underlying: Common Stock · 523 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:05 UTC GrantPhantom Stock · Derivative 485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000392 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 485 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 18:38 UTC GrantPhantom Stock · Derivative 639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000390 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,281

Underlying: Common Stock · 639 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 03, 2016 Filed Jun 6, 2016 16:25 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
SaleCommon Stock 2,500 $85.46 $213,650.00
Disclosure

SEC source: 0000100885-16-000348 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,541

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2016.

Read SEC document
April 06, 2016 Filed Apr 8, 2016 15:09 UTC
Lute Jane HDirector
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000331 · edgardoc.xml · nonDerivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · security: Award of stock pursuant to Union Pacific Corporation 2000 Directors Stock Plan.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 14:03 UTC GrantPhantom Stock · Derivative 582 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000301 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 14:05 UTC GrantPhantom Stock · Derivative 627 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000303 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,310

Underlying: Common Stock · 627 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 14:14 UTC GrantPhantom Stock · Derivative 429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000305 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791

Underlying: Common Stock · 429 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 14:27 UTC GrantPhantom Stock · Derivative 801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000307 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,510

Underlying: Common Stock · 801 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 14:32 UTC GrantPhantom Stock · Derivative 591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000309 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,162

Underlying: Common Stock · 591 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 15:02 UTC GrantPhantom Stock · Derivative 1,109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000311 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,274

Underlying: Common Stock · 1,109 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 15:11 UTC GrantPhantom Stock · Derivative 854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000313 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,067

Underlying: Common Stock · 854 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 15:16 UTC GrantPhantom Stock · Derivative 578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000315 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,198

Underlying: Common Stock · 578 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 15:34 UTC GrantPhantom Stock · Derivative 705 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000317 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,642

Underlying: Common Stock · 705 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 16:16 UTC GrantPhantom Stock · Derivative 536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000319 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,215

Underlying: Common Stock · 536 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2016 Filed Apr 5, 2016 19:57 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 1,125.5284 $78.92 $88,826.70
Disclosure

SEC source: 0000100885-16-000323 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 1,292

F2 · security: Represents conversion of restricted stock to fully vested stock units with a distribution ratio of 1:1 - payable only in shares of common stock on a date certain. The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes.

Read SEC document
April 01, 2016 Filed Apr 5, 2016 19:57 UTC
BUTLER ERIC LEVP MKTG & SALES
OtherCommon Stock 31.272 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000323 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,900.272

F1 · security: Reconciliation of reporting of dividend reinvestment share program.

Read SEC document
March 11, 2016 Filed Mar 14, 2016 15:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,400 $0.00 Strike: $24.25 $0.00
Disclosure

SEC source: 0000100885-16-000298 · edgardoc.xml · derivative · entry 4

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,400 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2016 Filed Mar 14, 2016 15:35 UTC SaleCommon Stock 4,000 $81.15 $324,604.00
Disclosure

SEC source: 0000100885-16-000298 · edgardoc.xml · nonDerivative · entry 2

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,940

F1 · price: This transaction was executed in multiple trades at prices ranging from $81.15 to $81.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2016 Filed Mar 14, 2016 15:35 UTC Exercise / conversionCommon Stock 7,400 $24.25 $179,450.00
Disclosure

SEC source: 0000100885-16-000298 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2016 Filed Mar 11, 2016 17:53 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000296 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,673.832

F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
February 25, 2016 Filed Feb 25, 2016 22:20 UTC PurchaseCommon Stock 1,000 $78.98 $78,980.00
Disclosure

SEC source: 0000100885-16-000284 · edgardoc.xml · nonDerivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
February 07, 2016 Filed Feb 8, 2016 15:13 UTC Tax withholdingCommon Stock 2,410 $75.03 $180,822.30
Disclosure

SEC source: 0000100885-16-000262 · edgardoc.xml · nonDerivative · entry 3

Scott Cameron A · CIK 0001636688 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,836

Read SEC document
February 07, 2016 Filed Feb 8, 2016 15:25 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 453 $75.03 $33,988.59
Disclosure

SEC source: 0000100885-16-000264 · edgardoc.xml · nonDerivative · entry 3

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,961.5031

Read SEC document
February 07, 2016 Filed Feb 8, 2016 15:35 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 5,870 $75.03 $440,426.10
Disclosure

SEC source: 0000100885-16-000266 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,869

Read SEC document
February 07, 2016 Filed Feb 8, 2016 16:03 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 15,709 $75.03 $1,178,646.27
Disclosure

SEC source: 0000100885-16-000268 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,488

Read SEC document
February 07, 2016 Filed Feb 8, 2016 16:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT, & CEO
Tax withholdingCommon Stock 13,638 $75.03 $1,023,259.14
Disclosure

SEC source: 0000100885-16-000270 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,173.832

Read SEC document
February 07, 2016 Filed Feb 8, 2016 18:15 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Tax withholdingCommon Stock 5,544 $75.03 $415,966.32
Disclosure

SEC source: 0000100885-16-000272 · edgardoc.xml · nonDerivative · entry 3

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,041

Read SEC document
February 04, 2016 Filed Feb 8, 2016 15:13 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 52,812 $0.00 Strike: $75.03 $0.00
Disclosure

SEC source: 0000100885-16-000262 · edgardoc.xml · derivative · entry 4

Scott Cameron A · CIK 0001636688 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

Underlying: Common Stock · 52,812 shares

Expires 2026-02-04

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 15:13 UTC GrantCommon Stock 15,894 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000262 · edgardoc.xml · nonDerivative · entry 2

Scott Cameron A · CIK 0001636688 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,246

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 15:13 UTC GrantCommon Stock 3,973 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000262 · edgardoc.xml · nonDerivative · entry 1

Scott Cameron A · CIK 0001636688 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,352

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 15:25 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 8,802 $0.00 Strike: $75.03 $0.00
Disclosure

SEC source: 0000100885-16-000264 · edgardoc.xml · derivative · entry 7

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,802

Underlying: Common Stock · 8,802 shares

Expires 2026-02-04

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 15:25 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantCommon Stock 2,652 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000264 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,414.5031

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 15:25 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000264 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,762.5031

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 15:35 UTC
BUTLER ERIC LEVP MKTG & SALES
GrantNon-Qualified Stock Option (right to buy) · Derivative 52,812 $0.00 Strike: $75.03 $0.00
Disclosure

SEC source: 0000100885-16-000266 · edgardoc.xml · derivative · entry 6

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

Underlying: Common Stock · 52,812 shares

Expires 2026-02-04

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 15:35 UTC
BUTLER ERIC LEVP MKTG & SALES
GrantCommon Stock 15,894 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000266 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,739

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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February 04, 2016 Filed Feb 8, 2016 15:35 UTC
BUTLER ERIC LEVP MKTG & SALES
GrantCommon Stock 3,973 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000266 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,845

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

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February 04, 2016 Filed Feb 8, 2016 16:03 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 105,621 $0.00 Strike: $75.03 $0.00
Disclosure

SEC source: 0000100885-16-000268 · edgardoc.xml · derivative · entry 8

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,621

Underlying: Common Stock · 105,621 shares

Expires 2026-02-04

F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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February 04, 2016 Filed Feb 8, 2016 16:03 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
GrantCommon Stock 31,782 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000268 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,197

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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February 04, 2016 Filed Feb 8, 2016 16:03 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
GrantCommon Stock 7,945 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000268 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,415

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

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February 04, 2016 Filed Feb 8, 2016 16:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT, & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 246,447 $0.00 Strike: $75.03 $0.00
Disclosure

SEC source: 0000100885-16-000270 · edgardoc.xml · derivative · entry 7

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,447

Underlying: Common Stock · 246,447 shares

Expires 2026-02-04

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 16:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT, & CEO
GrantCommon Stock 74,154 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000270 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,811.832

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 16:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT, & CEO
GrantCommon Stock 18,539 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000270 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,657.832

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.