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Ferguson Rhonda S

Disclosed activity across 3 companies

Tapewire entity
15772
SEC CIK
0001677193

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLSTATE CORPALL · Entity 2989EVP, CLO, GC & SecretaryFebruary 17, 2022February 22, 2022
Constellation Energy CorpCEG · Entity 2918DirectorMarch 31, 2022April 04, 2022
UNION PACIFIC CORPUNP · Entity 2854EVP CLO & CORP SECAugust 13, 2020August 14, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLSTATE CORP

Report date February 17, 2022 · Filed February 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $122.64 · Expires 2032-02-17Direct35,748 Reported balance After 2022-02-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-02-17 · Grant · Acquired 35,748 · Balance 35,748

F1: Option exercisable in three increments, with one third vesting on February 17, 2023, February 17, 2024, and February 17, 2025, with any fractional shares to be rounded as provided for in award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Option exercisable in three increments, with one third vesting on February 17, 2023, February 17, 2024, and February 17, 2025, with any fractional shares to be rounded as provided for in award agreement.

Constellation Energy Corp

Report date March 31, 2022 · Filed April 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (Deferred Stock Units)SEC Table I · non-derivativeDirect495 Reported balance After 2022-03-31 transaction · row 1
1 source row

Row 1 · 2022-03-31 · Grant · Acquired 495 · Balance 495

UNION PACIFIC CORP

Report date August 13, 2020 · Filed August 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,938 Ending reported balance After 2020-08-13 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2020-08-13 · Exercise / conversion · Acquired 436 · Balance 49,280

Row 2 · 2020-08-13 · Tax withholding · Disposed 284 · Balance 48,996

Row 3 · 2020-08-13 · Tax withholding · Disposed 66 · Balance 48,930

Row 4 · 2020-08-13 · Exercise / conversion · Acquired 86 · Balance 49,016

Row 5 · 2020-08-13 · Tax withholding · Disposed 73 · Balance 48,943

Row 6 · 2020-08-13 · Tax withholding · Disposed 5 · Balance 48,938

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $124.86 · Expires 2028-02-08Direct9,218 Reported balance After 2020-08-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-08-13 · Exercise / conversion · Disposed 436 · Balance 9,218

F1: This option becomes exercisable in three equal installments starting one year from the grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.57 · Expires 2029-02-07Direct13,172 Reported balance After 2020-08-13 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-08-13 · Exercise / conversion · Disposed 86 · Balance 13,172

F1: This option becomes exercisable in three equal installments starting one year from the grant date.

Common StockSEC Table I · non-derivativeIndirectBy Deferral Account4,580 Reported balance Holding disclosure · report date 2020-08-13 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 4,580

Filing footnotes · ownership attribution and instrument terms

F1: This option becomes exercisable in three equal installments starting one year from the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 4, 2022 21:02 UTC Constellation Energy Corp CEG · Entity 2918 GrantCommon Stock (Deferred Stock Units) 495 $51.32 $25,403.40
Disclosure

SEC source: 0001140361-22-013008 · form4.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:44 UTC ALLSTATE CORP ALL · Entity 2989 GrantEmployee Stock Option (Right to Buy) · Derivative 35,748 $0.00 Strike: $122.64 $0.00
Disclosure

SEC source: 0001127602-22-006061 · form4.xml · derivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,748

Underlying: Common Stock · 35,748 shares

Expires 2032-02-17

F1 · derivative.exercise_date: Option exercisable in three increments, with one third vesting on February 17, 2023, February 17, 2024, and February 17, 2025, with any fractional shares to be rounded as provided for in award agreement.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:38 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionRestricted Stock Units · Derivative 10,674 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-026801 · form4.xml · derivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

Underlying: Common Stock · 10,674 shares

Expires 2022-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion of previously awarded Restricted Stock Units (RSUs) into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2019 Equity Incentive Plan. The remaining RSUs will convert on October 5, 2022.

F1 · derivative.exercise_date: Conversion of previously awarded Restricted Stock Units (RSUs) into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2019 Equity Incentive Plan. The remaining RSUs will convert on October 5, 2022.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:38 UTC ALLSTATE CORP ALL · Entity 2989 Tax withholdingCommon Stock 4,729 $128.13 $605,926.77
Disclosure

SEC source: 0001127602-21-026801 · form4.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,945

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:38 UTC ALLSTATE CORP ALL · Entity 2989 Exercise / conversionCommon Stock 10,674 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-026801 · form4.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion of previously awarded Restricted Stock Units (RSUs) into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2019 Equity Incentive Plan. The remaining RSUs will convert on October 5, 2022.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:34 UTC ALLSTATE CORP ALL · Entity 2989 GrantEmployee Stock Option (Right to Buy) · Derivative 44,084 $0.00 Strike: $105.08 $0.00
Disclosure

SEC source: 0001127602-21-007103 · form4.xml · derivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,084

Underlying: Common Stock · 44,084 shares

Expires 2031-02-18

F1 · derivative.exercise_date: Option exercisable in three increments, with one third vesting on February 18, 2022, February 18, 2023, and February 18, 2024, with any fractional shares to be rounded as provided for in award agreement.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 20:21 UTC ALLSTATE CORP ALL · Entity 2989 GrantRestricted Stock Units · Derivative 21,349 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026665 · form4.xml · derivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,349

Underlying: Common Stock · 21,349 shares

Expires 2022-10-05

F2 · derivative.exercise_price: Award of Restricted Stock Units (RSUs) granted on October 5, 2020, under The Allstate Corporation 2019 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock (on the conversion date), with any fractional shares to be rounded as provided for in award agreement. Half of the RSUs will convert on October 5, 2021, and the remaining half will convert on October 5, 2022.

F2 · derivative.exercise_date: Award of Restricted Stock Units (RSUs) granted on October 5, 2020, under The Allstate Corporation 2019 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock (on the conversion date), with any fractional shares to be rounded as provided for in award agreement. Half of the RSUs will convert on October 5, 2021, and the remaining half will convert on October 5, 2022.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 20:21 UTC ALLSTATE CORP ALL · Entity 2989 GrantEmployee Stock Option (Right to Buy) · Derivative 13,350 $0.00 Strike: $93.68 $0.00
Disclosure

SEC source: 0001127602-20-026665 · form4.xml · derivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,350

Underlying: Common Stock · 13,350 shares

Expires 2030-10-05

F1 · derivative.exercise_date: Option exercisable in three increments, with one third vesting on October 5, 2021, October 5, 2022, and October 5, 2023, with any fractional shares to be rounded as provided for in award agreement.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:55 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 86 $0.00 Strike: $161.57 $0.00
Disclosure

SEC source: 0000100885-20-000231 · edgardoc.xml · derivative · entry 9

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,172

Underlying: Common Stock · 86 shares

Expires 2029-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:55 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 436 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-20-000231 · edgardoc.xml · derivative · entry 8

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,218

Underlying: Common Stock · 436 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:55 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 5 $191.83 $959.15
Disclosure

SEC source: 0000100885-20-000231 · edgardoc.xml · nonDerivative · entry 6

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,938

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:55 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 73 $191.83 $14,003.59
Disclosure

SEC source: 0000100885-20-000231 · edgardoc.xml · nonDerivative · entry 5

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,943

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:55 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 86 $161.57 $13,895.02
Disclosure

SEC source: 0000100885-20-000231 · edgardoc.xml · nonDerivative · entry 4

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:55 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 66 $191.83 $12,660.78
Disclosure

SEC source: 0000100885-20-000231 · edgardoc.xml · nonDerivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,930

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:55 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 284 $191.83 $54,479.72
Disclosure

SEC source: 0000100885-20-000231 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,996

Read SEC document
August 13, 2020 Filed Aug 14, 2020 22:55 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 436 $124.86 $54,438.96
Disclosure

SEC source: 0000100885-20-000231 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $161.57 $0.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · derivative · entry 12

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,258

Underlying: Common Stock · 3,000 shares

Expires 2029-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · derivative · entry 11

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,654

Underlying: Common Stock · 6,000 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,330 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · derivative · entry 10

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,330 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,351 $184.83 $249,705.33
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 9

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,424

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 4,256 $184.83 $786,636.48
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 8

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,775

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 7,330 $107.30 $786,509.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 7

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 855 $184.83 $158,029.65
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 6

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,701

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 4,054 $184.83 $749,300.82
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 5

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,556

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 6,000 $124.86 $749,160.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 4

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 165 $184.83 $30,496.95
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,610

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 2,623 $184.83 $484,809.09
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,775

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 3,000 $161.57 $484,710.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $161.57 $0.00
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · derivative · entry 8

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

Underlying: Common Stock · 3,500 shares

Expires 2029-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · derivative · entry 7

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,654

Underlying: Common Stock · 8,000 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,050 $178.05 $186,952.50
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 6

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,398

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 5,611 $178.05 $999,038.55
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 5

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,448

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 8,000 $124.86 $998,880.00
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 4

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 142 $178.05 $25,283.10
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,059

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 3,177 $178.05 $565,664.85
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,201

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 3,500 $161.57 $565,495.00
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:05 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 18,639 $0.00 Strike: $186.11 $0.00
Disclosure

SEC source: 0000100885-20-000069 · edgardoc.xml · derivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,639

Underlying: Common Stock · 18,639 shares

Expires 2030-02-06

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:05 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 4,098 $186.11 $762,678.78
Disclosure

SEC source: 0000100885-20-000069 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,878

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February 06, 2020 Filed Feb 8, 2020 00:05 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 9,672 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000069 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,976

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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January 27, 2020 Filed Jan 28, 2020 23:10 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-20-000038 · edgardoc.xml · derivative · entry 4

Ferguson Rhonda S · CIK 0001677193 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,654

Underlying: Common Stock · 4,000 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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January 27, 2020 Filed Jan 28, 2020 23:10 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 379 $185.68 $70,372.72
Disclosure

SEC source: 0000100885-20-000038 · edgardoc.xml · nonDerivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,304

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January 27, 2020 Filed Jan 28, 2020 23:10 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 2,690 $185.68 $499,479.20
Disclosure

SEC source: 0000100885-20-000038 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,683

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January 27, 2020 Filed Jan 28, 2020 23:10 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 4,000 $124.86 $499,440.00
Disclosure

SEC source: 0000100885-20-000038 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 18, 2019 Filed Apr 22, 2019 21:40 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,660 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-19-000131 · edgardoc.xml · derivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,330

Underlying: Common Stock · 14,660 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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April 18, 2019 Filed Apr 22, 2019 21:40 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 11,485 $175.00 $2,009,875.00
Disclosure

SEC source: 0000100885-19-000131 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,373

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019.

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April 18, 2019 Filed Apr 22, 2019 21:40 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 14,660 $107.30 $1,573,018.00
Disclosure

SEC source: 0000100885-19-000131 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 15:54 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 19,758 $0.00 Strike: $161.57 $0.00
Disclosure

SEC source: 0000100885-19-000066 · edgardoc.xml · derivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,758

Underlying: Common Stock · 19,758 shares

Expires 2029-02-07

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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February 07, 2019 Filed Feb 11, 2019 15:54 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 11,142 $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000066 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,198

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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February 08, 2018 Filed Feb 12, 2018 15:38 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 27,654 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-18-000052 · edgardoc.xml · derivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP & CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,654

Underlying: Common Stock · 27,654 shares

Expires 2018-02-08

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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February 08, 2018 Filed Feb 12, 2018 15:38 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 12,018 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000052 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP & CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,056

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.