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UNM

Unum Group

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3369
SEC CIK
0000005513
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447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 4, 2021 00:05 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 31,157 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000062 · wf-form4_161481632833375.xml · nonDerivative · entry 4

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,444

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8 · balance_after: Includes 54,901 stock-settled RSUs, 46,592 SSUs, and 87,951 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:05 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,560 $27.20 $69,632.00
Disclosure

SEC source: 0000005513-21-000062 · wf-form4_161481632833375.xml · nonDerivative · entry 3

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,287

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,720.000 stock-settled RSUs.

F6 · balance_after: Includes 23,744 stock-settled RSUs, 46,592 SSUs, and 87,951 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:05 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,720 $27.20 $46,784.00
Disclosure

SEC source: 0000005513-21-000062 · wf-form4_161481632833375.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,847

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,859.792 stock-settled RSUs.

F4 · balance_after: Includes 32,464 stock-settled RSUs, 46,592 SSUs, and 81,791 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:05 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,298 $27.20 $35,305.60
Disclosure

SEC source: 0000005513-21-000062 · wf-form4_161481632833375.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,567

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,421.642 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 38,324 restricted stock units, 46,592 stock success units ("SSUs"), and 77,651 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:03 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 8,705 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000060 · wf-form4_161481616598752.xml · nonDerivative · entry 4

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,881

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8 · balance_after: Includes 19,223 stock-settled RSUs, 12,247 SSUs, and 23,411 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:03 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 1,169 $27.20 $31,796.80
Disclosure

SEC source: 0000005513-21-000060 · wf-form4_161481616598752.xml · nonDerivative · entry 3

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,176

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,982.000 stock-settled RSUs.

F6 · balance_after: Includes 10,518 stock-settled RSUs, 12,247 SSUs, and 23,411 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:03 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 680 $27.20 $18,496.00
Disclosure

SEC source: 0000005513-21-000060 · wf-form4_161481616598752.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,345

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,360.454 stock-settled RSUs.

F4 · balance_after: Includes 14,500 stock-settled RSUs, 12,247 SSUs, and 20,598 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:03 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 638 $27.20 $17,353.60
Disclosure

SEC source: 0000005513-21-000060 · wf-form4_161481616598752.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,025

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,949.055 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 16,861 restricted stock units, 12,247 stock success units ("SSUs"), and 18,918 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:59 UTC
Pashley CherieSVP, Chief Accounting Officer
GrantCommon Stock 1,838 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 5

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,285

F9 · shares: All are stock-settled RSUs, which vest in two equal annual installments beginning on March 1, 2022.

F10 · balance_after: Includes 16,290 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:59 UTC
Pashley CherieSVP, Chief Accounting Officer
GrantCommon Stock 9,224 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 4

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,447

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8 · balance_after: Includes 14,452 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:59 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 530 $27.20 $14,416.00
Disclosure

SEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 3

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,223

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,950.000 stock-settled RSUs

F6 · balance_after: Includes 5,228 stock-settled RSUs and 5,995 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:59 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 365 $27.20 $9,928.00
Disclosure

SEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 2

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,753

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,228.184 stock-settled RSUs.

F4 · balance_after: Includes 7,178 stock-settled RSUs and 4,575 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:59 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 189 $27.20 $5,140.80
Disclosure

SEC source: 0000005513-21-000058 · wf-form4_161481592051281.xml · nonDerivative · entry 1

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,118

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 634.576 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 8,406 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,712 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:51 UTC
McKenney Richard PDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 22,544 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · derivative · entry 7

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,774

Underlying: Common Stock · 22,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F11 · derivative.exercise_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

F11 · derivative.expiration_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:51 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 137,868 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 6

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,335

F8 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F9 · balance_after: Includes 214,367 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:51 UTC
McKenney Richard PDirector · President and CEO
Disposition to issuerCommon Stock 22,544 $27.20 $613,196.80
Disclosure

SEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 5

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,467

F6 · balance_after: Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:51 UTC
McKenney Richard PDirector · President and CEO
Exercise / conversionCommon Stock 22,544 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · balance_after: Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 562,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:51 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 8,872 $27.20 $241,318.40
Disclosure

SEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,467

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,544.000 stock-settled RSUs.

F6 · balance_after: Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:51 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 11,734 $27.20 $319,164.80
Disclosure

SEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,339

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 29,819.342 stock-settled RSUs.

F4 · balance_after: Includes 99,043 stock-settled RSUs, 186,368 SSUs, and 525,928 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:51 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 10,147 $27.20 $275,998.40
Disclosure

SEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,073

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,785.348 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 128,862 restricted stock units, 186,368 stock success units ("SSUs"), and 507,843 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:54 UTC
O'Donnell Peter GEVP, Unum International
GrantCommon Stock 7,813 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000056 · wf-form4_161481565444806.xml · nonDerivative · entry 4

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,173

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8 · balance_after: Includes 16,141 stock-settled RSUs, 11,315 SSUs, and 45,716 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:54 UTC
O'Donnell Peter GEVP, Unum International
Tax withholdingCommon Stock 1,414 $27.20 $38,460.80
Disclosure

SEC source: 0000005513-21-000056 · wf-form4_161481565444806.xml · nonDerivative · entry 3

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,360

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,008.000 stock-settled RSUs.

F6 · balance_after: Includes 8,328 stock-settled RSUs, 11,315 SSUs, and 45,716 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:54 UTC
O'Donnell Peter GEVP, Unum International
Tax withholdingCommon Stock 1,014 $27.20 $27,580.80
Disclosure

SEC source: 0000005513-21-000056 · wf-form4_161481565444806.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,774

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,155.390 stock-settled RSUs.

F4 · balance_after: Includes 11,336 stock-settled RSUs, 11,315 SSUs, and 44,122 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:54 UTC
O'Donnell Peter GEVP, Unum International
Tax withholdingCommon Stock 820 $27.20 $22,304.00
Disclosure

SEC source: 0000005513-21-000056 · wf-form4_161481565444806.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · EVP, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,788

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,743.954 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 13,492 restricted stock units, 11,315 stock success units ("SSUs"), and 42,981 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:46 UTC
Leiper MarthaEVP, Chief Investment Officer
GrantCommon Stock 9,485 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000052 · wf-form4_161481519364782.xml · nonDerivative · entry 2

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,405

F4 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F5 · balance_after: Includes 20,650 stock-settled RSUs, 4,999 SSUs, and 10,757 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:46 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 1,037 $27.20 $28,206.40
Disclosure

SEC source: 0000005513-21-000052 · wf-form4_161481519364782.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,920

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,652.000 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 11,165 restricted stock units, 4,999 stock success units ("SSUs"), and 10,757 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 145.278 shares of common stock under the issuer's employee stock purchase plan and 89.957 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:43 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 13,649 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000050 · wf-form4_161481495406152.xml · nonDerivative · entry 4

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,250

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8 · balance_after: Includes 28,058 stock-settled RSUs, 19,768 SSUs, and 64,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:43 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,280 $27.20 $34,816.00
Disclosure

SEC source: 0000005513-21-000050 · wf-form4_161481495406152.xml · nonDerivative · entry 3

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,601

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,255.000 stock-settled RSUs.

F6 · balance_after: Includes 14,409 stock-settled RSUs, 19,768 SSUs, and 64,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:43 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 884 $27.20 $24,044.80
Disclosure

SEC source: 0000005513-21-000050 · wf-form4_161481495406152.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,881

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,627.227 stock-settled RSUs.

F4 · balance_after: Includes 19,664 stock-settled RSUs, 19,768 SSUs, and 60,448 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:43 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 661 $27.20 $17,979.20
Disclosure

SEC source: 0000005513-21-000050 · wf-form4_161481495406152.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,765

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,712.814 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 23,292 restricted stock units, 19,768 stock success units ("SSUs"), and 57,705 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:39 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 12,408 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000048 · wf-form4_161481475831522.xml · nonDerivative · entry 3

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,906

F6 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F7 · balance_after: Includes 29,713 stock-settled RSUs, 9,373 SSUs, and 15,820 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:39 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 1,232 $27.20 $33,510.40
Disclosure

SEC source: 0000005513-21-000048 · wf-form4_161481475831522.xml · nonDerivative · entry 2

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,498

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,109.000 stock-settled RSUs.

F5 · balance_after: Includes 17,305 stock-settled RSUs, 9,373 SSUs, and 15,820 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:39 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 834 $27.20 $22,684.80
Disclosure

SEC source: 0000005513-21-000048 · wf-form4_161481475831522.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,730

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,956.908 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 22,414 restricted stock units, 9,373 stock success units ("SSUs"), and 11,943 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 447.150 shares of common stock under the issuer's employee stock purchase plan and 237.480 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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March 01, 2021 Filed Mar 3, 2021 23:36 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 12,064 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000046 · wf-form4_161481454804189.xml · nonDerivative · entry 4

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,312

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8 · balance_after: Includes 25,212 stock-settled RSUs, 16,640 SSUs, and 44,460 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 3, 2021 23:36 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,412 $27.20 $38,406.40
Disclosure

SEC source: 0000005513-21-000046 · wf-form4_161481454804189.xml · nonDerivative · entry 3

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,248

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,866.000 stock-settled RSUs.

F6 · balance_after: Includes 13,148 stock-settled RSUs, 16,640 SSUs, and 44,460 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 3, 2021 23:36 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 920 $27.20 $25,024.00
Disclosure

SEC source: 0000005513-21-000046 · wf-form4_161481454804189.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,660

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,169.690 stock-settled RSUs.

F4 · balance_after: Includes 18,014 stock-settled RSUs, 16,640 SSUs, and 41,006 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 3, 2021 23:36 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 726 $27.20 $19,747.20
Disclosure

SEC source: 0000005513-21-000046 · wf-form4_161481454804189.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,580

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,502.048 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 21,183 restricted stock units, 16,640 stock success units ("SSUs"), and 38,757 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 3, 2021 23:32 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 10,340 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000044 · wf-form4_161481433284023.xml · nonDerivative · entry 3

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,199

F6 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F7 · balance_after: Includes 19,369 stock-settled RSUs, 2,224 SSUs, and 6,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 3, 2021 23:32 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 800 $27.20 $21,760.00
Disclosure

SEC source: 0000005513-21-000044 · wf-form4_161481433284023.xml · nonDerivative · entry 2

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,859

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,270.000 stock-settled RSUs.

F5 · balance_after: Includes 9,029 stock-settled RSUs, 2,224 SSUs, and 6,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2021 Filed Mar 3, 2021 23:32 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 688 $27.20 $18,713.60
Disclosure

SEC source: 0000005513-21-000044 · wf-form4_161481433284023.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,659

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,317.457 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 12,299 restricted stock units, 2,224 stock success units ("SSUs"), and 4,136 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 282.226 shares of common stock under the issuer's employee stock purchase plan and 112.948 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 25, 2021 Filed Mar 1, 2021 23:19 UTC SaleCommon Stock 18,040 $28.03 $505,661.20
Disclosure

SEC source: 0000005513-21-000037 · wf-form4_161464076065098.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,617

F1 · balance_after: Includes 950 deferred share rights ("DSRs"), 10,463 restricted stock units ("RSUs"), and 20,204 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 37.524 DSRs and 413.476 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 24, 2021 Filed Feb 25, 2021 23:37 UTC
Pashley CherieSVP, Chief Accounting Officer
SaleCommon Stock 1,000 $27.81 $27,806.00
Disclosure

SEC source: 0000005513-21-000029 · wf-form4_161429623117362.xml · nonDerivative · entry 3

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,307

F6 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $27.805 per share to $27.807 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7 · balance_after: Includes 9,040 stock-settled RSUs and 3,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2021 Filed Feb 25, 2021 23:46 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 193 $26.63 $5,139.59
Disclosure

SEC source: 0000005513-21-000035 · wf-form4_161429675173035.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,688

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5 · balance_after: Includes 20,424 stock-settled RSUs, 11,328 SSUs, and 11,936 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2021 Filed Feb 25, 2021 23:46 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 650.427 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000035 · wf-form4_161429675173035.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,881

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2 · balance_after: Includes 20,424 restricted stock units, 11,328 stock success units, and 12,129 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 150.520 shares of common stock under the issuer's employee stock purchase plan and 118.668 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 23, 2021 Filed Feb 25, 2021 23:44 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,855 $26.63 $76,028.65
Disclosure

SEC source: 0000005513-21-000033 · wf-form4_161429659761269.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,865

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5 · balance_after: Includes 42,746 stock-settled RSUs, 46,592 SSUs, and 74,527 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2021 Filed Feb 25, 2021 23:44 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 9,543.484 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000033 · wf-form4_161429659761269.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,720

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2 · balance_after: Includes 42,746 restricted stock units, 46,592 stock success units, and 77,382 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of 179.616 stock-settled RSUs and 1,037.569 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 23, 2021 Filed Feb 25, 2021 23:40 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 486 $26.63 $12,942.18
Disclosure

SEC source: 0000005513-21-000031 · wf-form4_161429640448434.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,663

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5 · balance_after: Includes 18,810 stock-settled RSUs, 12,247 SSUs, and 17,607 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2021 Filed Feb 25, 2021 23:40 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 1,402.328 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000031 · wf-form4_161429640448434.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,149

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2 · balance_after: Includes 18,810 restricted stock units, 12,247 stock success units, and 18,093 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 161.785 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 23, 2021 Filed Feb 25, 2021 23:37 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 136 $26.63 $3,621.68
Disclosure

SEC source: 0000005513-21-000029 · wf-form4_161429623117362.xml · nonDerivative · entry 2

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,307

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5 · balance_after: Includes 9,040 stock-settled RSUs and 4,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2021 Filed Feb 25, 2021 23:37 UTC
Pashley CherieSVP, Chief Accounting Officer
GrantCommon Stock 456.63 $0.00 $0.00
Disclosure

SEC source: 0000005513-21-000029 · wf-form4_161429623117362.xml · nonDerivative · entry 1

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,443

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2 · balance_after: Includes 9,040 restricted stock units, which be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 4,402 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 418.154 shares of common stock under the issuer's employee stock purchase plan, and 183.656 stock-settled RSUs and 219.299 shares of common stock pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.