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Nasdaq · USD

UMBF

UMB FINANCIAL CORP

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Tapewire entity
2021
SEC CIK
0000101382
Parsed reports
1,215

Last 12 months

Inside the activity.

6 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202600
Feb 202624
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 2026011
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2025 Filed Feb 3, 2025 12:33 UTC
Wilson UmaExecutive Vice President
GrantCommon Stock 4,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002658 · form4.xml · nonDerivative · entry 2

Wilson Uma · CIK 0001890549 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,990.9167

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:33 UTC
Wilson UmaExecutive Vice President
GrantCommon Stock 1,202 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002658 · form4.xml · nonDerivative · entry 1

Wilson Uma · CIK 0001890549 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,774.9167

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:31 UTC
Terry Thomas SChief Credit Officer
GrantCommon Stock 4,465 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002657 · form4.xml · nonDerivative · entry 2

Terry Thomas S · CIK 0001659887 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,457.3105

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:31 UTC
Terry Thomas SChief Credit Officer
GrantCommon Stock 1,322 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002657 · form4.xml · nonDerivative · entry 1

Terry Thomas S · CIK 0001659887 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,992.3105

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:28 UTC
Shankar RamChief Financial Officer
GrantCommon Stock 7,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002656 · form4.xml · nonDerivative · entry 2

Shankar Ram · CIK 0001681209 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,743.1405

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:28 UTC
Shankar RamChief Financial Officer
GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002656 · form4.xml · nonDerivative · entry 1

Shankar Ram · CIK 0001681209 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,473.1405

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:26 UTC
Rine James DPresident
GrantCommon Stock 18,877 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002655 · form4.xml · nonDerivative · entry 2

Rine James D · CIK 0001739106 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,331.1751

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:26 UTC
Rine James DPresident
GrantCommon Stock 8,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002655 · form4.xml · nonDerivative · entry 1

Rine James D · CIK 0001739106 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,454.1751

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:24 UTC
Odgers David CarlChief Accounting Officer
GrantCommon Stock 1,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002654 · form4.xml · nonDerivative · entry 2

Odgers David Carl · CIK 0001801742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,197.41

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:24 UTC
Odgers David CarlChief Accounting Officer
GrantCommon Stock 404 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002654 · form4.xml · nonDerivative · entry 1

Odgers David Carl · CIK 0001801742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,115.41

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:21 UTC
Newton Nikki FarentinoPresident, Private Wealth Mgmt
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002653 · form4.xml · nonDerivative · entry 2

Newton Nikki Farentino · CIK 0001785000 · President, Private Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,300.81

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:21 UTC
Newton Nikki FarentinoPresident, Private Wealth Mgmt
GrantCommon Stock 1,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002653 · form4.xml · nonDerivative · entry 1

Newton Nikki Farentino · CIK 0001785000 · President, Private Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,800.81

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:19 UTC
Mason Phillip JamesPresident, Inst. Banking
GrantCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002652 · form4.xml · nonDerivative · entry 2

Mason Phillip James · CIK 0001976804 · President, Inst. Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,357.419

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:19 UTC
Mason Phillip JamesPresident, Inst. Banking
GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002652 · form4.xml · nonDerivative · entry 1

Mason Phillip James · CIK 0001976804 · President, Inst. Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,497.419

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:17 UTC
Lewis Elizabeth TheresaPresident - Consumer Banking
GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002651 · form4.xml · nonDerivative · entry 1

Lewis Elizabeth Theresa · CIK 0002020394 · President - Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,048

F1 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:15 UTC
King Stacy HChief Risk Officer
GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002650 · form4.xml · nonDerivative · entry 2

King Stacy H · CIK 0001810685 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,398

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:15 UTC
King Stacy HChief Risk Officer
GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002650 · form4.xml · nonDerivative · entry 1

King Stacy H · CIK 0001810685 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,198

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:10 UTC
KEMPER J MARINERDirector · Chairman and CEO
GrantCommon Stock 39,329 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002649 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,060.2177

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:10 UTC
KEMPER J MARINERDirector · Chairman and CEO
GrantCommon Stock 17,174 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002649 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,731.2177

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:08 UTC
Johnson Shannon AndresenChief Administrative Officer
GrantCommon Stock 6,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002648 · form4.xml · nonDerivative · entry 2

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,208.1252

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:08 UTC
Johnson Shannon AndresenChief Administrative Officer
GrantCommon Stock 1,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002648 · form4.xml · nonDerivative · entry 1

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,176.1252

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:05 UTC
Harris AmyEVP and Chief Legal Officer
GrantCommon Stock 2,412 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002647 · form4.xml · nonDerivative · entry 2

Harris Amy · CIK 0001844801 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,982

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:05 UTC
Harris AmyEVP and Chief Legal Officer
GrantCommon Stock 891 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002647 · form4.xml · nonDerivative · entry 1

Harris Amy · CIK 0001844801 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,570

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:03 UTC
Beaird Robert BrianChief Human Resource Officer
GrantCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002646 · form4.xml · nonDerivative · entry 2

Beaird Robert Brian · CIK 0001793099 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,823.3509

F2 · shares: These restricted share units vest on December 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 12:03 UTC
Beaird Robert BrianChief Human Resource Officer
GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002646 · form4.xml · nonDerivative · entry 1

Beaird Robert Brian · CIK 0001793099 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,793.3509

F1 · shares: These restricted share units vest on December 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 13:58 UTC GrantCommon Stock 2,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002863 · form4.xml · nonDerivative · entry 3

SCHMIDT JOHN K · CIK 0001184329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 401(k)

Disclosed balance after: 2,629

F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 13:58 UTC GrantCommon Stock 21,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002863 · form4.xml · nonDerivative · entry 2

SCHMIDT JOHN K · CIK 0001184329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 21,818

F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 13:58 UTC GrantCommon Stock 32,468 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002863 · form4.xml · nonDerivative · entry 1

SCHMIDT JOHN K · CIK 0001184329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,468

F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.

F3 · balance_after: Of these shares 1378.3 are held as JTWROS and 550 are held in Jt. Ten.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 13:50 UTC GrantCommon Stock 11,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002861 · form4.xml · nonDerivative · entry 1

Murphy Susan G · CIK 0001749724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,110

F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 13:46 UTC GrantCommon Stock 3,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002859 · form4.xml · nonDerivative · entry 1

Lazo Margaret · CIK 0001982717 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,660

F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 13:39 UTC GrantCommon Stock 5,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002857 · form4.xml · nonDerivative · entry 1

Hopkins Jennifer K · CIK 0001762862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,914

F1 · shares: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 13:31 UTC GrantCommon Stock 919 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002854 · form4.xml · nonDerivative · entry 1

Henderson Brad J. · CIK 0002021954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 919

F1 · shares: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:36 UTC
Beaird Robert BrianChief Human Resource Officer
Tax withholdingCommon Stock 493 $121.11 $59,707.23
Disclosure

SEC source: 0001127602-25-002238 · form4.xml · nonDerivative · entry 3

Beaird Robert Brian · CIK 0001793099 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,760.3509

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:36 UTC
Beaird Robert BrianChief Human Resource Officer
GrantCommon Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002238 · form4.xml · nonDerivative · entry 2

Beaird Robert Brian · CIK 0001793099 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,253.3509

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:34 UTC
Harris AmyEVP and Chief Legal Officer
Tax withholdingCommon Stock 428 $121.11 $51,835.08
Disclosure

SEC source: 0001127602-25-002233 · form4.xml · nonDerivative · entry 2

Harris Amy · CIK 0001844801 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,679

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:34 UTC
Harris AmyEVP and Chief Legal Officer
GrantCommon Stock 1,208 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002233 · form4.xml · nonDerivative · entry 1

Harris Amy · CIK 0001844801 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,107

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:32 UTC
Johnson Shannon AndresenChief Administrative Officer
Tax withholdingCommon Stock 817 $121.11 $98,946.87
Disclosure

SEC source: 0001127602-25-002228 · form4.xml · nonDerivative · entry 2

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,186.1252

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:32 UTC
Johnson Shannon AndresenChief Administrative Officer
GrantCommon Stock 2,539 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002228 · form4.xml · nonDerivative · entry 1

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,003.1252

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:22 UTC
King Stacy HChief Risk Officer
Tax withholdingCommon Stock 479 $121.11 $58,011.69
Disclosure

SEC source: 0001127602-25-002221 · form4.xml · nonDerivative · entry 2

King Stacy H · CIK 0001810685 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,165

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:22 UTC
King Stacy HChief Risk Officer
GrantCommon Stock 1,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002221 · form4.xml · nonDerivative · entry 1

King Stacy H · CIK 0001810685 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,644

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:30 UTC
KEMPER J MARINERDirector · Chairman and CEO
Tax withholdingCommon Stock 9,430 $121.11 $1,142,067.30
Disclosure

SEC source: 0001127602-25-002224 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,557.2177

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:30 UTC
KEMPER J MARINERDirector · Chairman and CEO
GrantCommon Stock 24,191 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002224 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,987.2177

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:21 UTC
Mason Phillip JamesPresident, Inst. Banking
Tax withholdingCommon Stock 292 $121.11 $35,364.12
Disclosure

SEC source: 0001127602-25-002220 · form4.xml · nonDerivative · entry 2

Mason Phillip James · CIK 0001976804 · President, Inst. Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,904.419

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:21 UTC
Mason Phillip JamesPresident, Inst. Banking
GrantCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002220 · form4.xml · nonDerivative · entry 1

Mason Phillip James · CIK 0001976804 · President, Inst. Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,196.419

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:19 UTC
Newton Nikki FarentinoPresident, Private Wealth Mgmt
Tax withholdingCommon Stock 615 $121.11 $74,482.65
Disclosure

SEC source: 0001127602-25-002219 · form4.xml · nonDerivative · entry 2

Newton Nikki Farentino · CIK 0001785000 · President, Private Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,467.81

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:19 UTC
Newton Nikki FarentinoPresident, Private Wealth Mgmt
GrantCommon Stock 1,859 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002219 · form4.xml · nonDerivative · entry 1

Newton Nikki Farentino · CIK 0001785000 · President, Private Wealth Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,082.81

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:17 UTC
Odgers David CarlChief Accounting Officer
Tax withholdingCommon Stock 200 $121.11 $24,222.00
Disclosure

SEC source: 0001127602-25-002218 · form4.xml · nonDerivative · entry 2

Odgers David Carl · CIK 0001801742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,711.41

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:17 UTC
Odgers David CarlChief Accounting Officer
GrantCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002218 · form4.xml · nonDerivative · entry 1

Odgers David Carl · CIK 0001801742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,911.41

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:16 UTC
Rine James DPresident
Tax withholdingCommon Stock 2,062 $121.11 $249,728.82
Disclosure

SEC source: 0001127602-25-002217 · form4.xml · nonDerivative · entry 2

Rine James D · CIK 0001739106 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,329.1751

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:16 UTC
Rine James DPresident
GrantCommon Stock 6,729 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002217 · form4.xml · nonDerivative · entry 1

Rine James D · CIK 0001739106 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,391.1751

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.