Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UMB FINANCIAL CORPUMBF · Entity 2021 | Director | May 01, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UMB FINANCIAL CORP
Report date May 01, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,562 |
Reported balance
After 2026-05-01 transaction · row 1
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 116 · Balance 4,562 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEARTLAND FINANCIAL USA INC
Report date January 31, 2025 · Filed February 03, 2025
Section 16 reporting ended · disclosed 2025-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 1
1 source rowRow 1 · 2025-01-31 · Disposition to issuer · Disposed 6,655 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. |
| 2024 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-31 · Disposition to issuer · Disposed 2,057 · Balance 0 F2: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.
F2: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock.
F3: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 4, 2026 22:04 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 116 | $129.24 | $14,991.84 |
DisclosureSEC source: 0000101382-26-000143 · form4.xml · nonDerivative · entry 1 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,562 Read SEC document |
| January 30, 2026 Filed Feb 2, 2026 21:46 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 786 | $127.14 | $99,932.04 |
DisclosureSEC source: 0000101382-26-000047 · form4.xml · nonDerivative · entry 1 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,446 Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:21 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2024 Time-Based Restricted Stock Units · Derivative | 2,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000024 · wk-form4_1738617653.xml · derivative · entry 2 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,057 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3 · price: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. F3 · derivative.exercise_date: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. F3 · derivative.expiration_date: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:21 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuerCommon Stock | 6,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000024 · wk-form4_1738617653.xml · nonDerivative · entry 1 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F1 · price: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 13:46 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 3,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-002859 · form4.xml · nonDerivative · entry 1 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,660 F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement"). F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares. Read SEC document |
| June 23, 2024 Filed Jun 24, 2024 16:31 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2023 Restricted Stock Units · Derivative | 4,598 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000146 · wk-form4_1719261086.xml · derivative · entry 2 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person F2 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person Read SEC document |
| June 23, 2024 Filed Jun 24, 2024 16:31 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 4,598 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000146 · wk-form4_1719261086.xml · nonDerivative · entry 1 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2024 Filed May 23, 2024 16:09 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2024 Time-Based Restricted Stock · Derivative | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000121 · wk-form4_1716494948.xml · derivative · entry 1 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,057 Underlying: Common Stock · 2,057 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock F2 · derivative.exercise_date: These restricted stock units are granted under the 2024 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2024 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 23, 2023 Filed Jun 26, 2023 16:18 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2023 Director Restricted Stock Units · Derivative | 4,598 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000195 · wf-form4_168781070722931.xml · derivative · entry 1 Lazo Margaret · CIK 0001982717 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,598 Underlying: Common Stock · 4,598 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F2 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.