Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UMB FINANCIAL CORPUMBF · Entity 2021 | Director | May 01, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UMB FINANCIAL CORP
Report date May 01, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,370 |
Reported balance
After 2026-05-01 transaction · row 1
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 116 · Balance 33,370 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 21,818 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,818 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEARTLAND FINANCIAL USA INC
Report date January 31, 2025 · Filed February 03, 2025
Section 16 reporting ended · disclosed 2025-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-31 · Disposition to issuer · Disposed 59,033 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F2: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 0 |
Reported balance
After 2025-01-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-01-31 · Disposition to issuer · Disposed 39,670 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 0 |
Reported balance
After 2025-01-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-01-31 · Disposition to issuer · Disposed 4,780 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. |
| 2024 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-01-31 · Disposition to issuer · Disposed 1,992 · Balance 0 F3: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.
F2: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
F3: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock.
F4: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 4, 2026 22:37 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 116 | $129.24 | $14,991.84 |
DisclosureSEC source: 0000101382-26-000156 · form4.xml · nonDerivative · entry 1 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,370 Read SEC document |
| January 30, 2026 Filed Feb 2, 2026 21:35 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 786 | $127.14 | $99,932.04 |
DisclosureSEC source: 0000101382-26-000039 · form4.xml · nonDerivative · entry 1 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,254 Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:16 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2024 Time-Based Restricted Stock Units · Derivative | 1,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000018 · wk-form4_1738617387.xml · derivative · entry 4 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,992 shares Expires not disclosed F3 · derivative.exercise_price: Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4 · price: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:16 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuerCommon Stock | 4,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000018 · wk-form4_1738617387.xml · nonDerivative · entry 3 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 401(k) Disclosed balance after: 0 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F1 · price: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:16 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuerCommon Stock | 39,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000018 · wk-form4_1738617387.xml · nonDerivative · entry 2 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Spouse Disclosed balance after: 0 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F1 · price: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 16:16 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuerCommon Stock | 59,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000018 · wk-form4_1738617387.xml · nonDerivative · entry 1 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F1 · price: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F2 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 13:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 2,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-002863 · form4.xml · nonDerivative · entry 3 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 401(k) Disclosed balance after: 2,629 F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement"). F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 13:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 21,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-002863 · form4.xml · nonDerivative · entry 2 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Spouse Disclosed balance after: 21,818 F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement"). F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 13:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 32,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-002863 · form4.xml · nonDerivative · entry 1 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,468 F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement"). F2 · price: Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares. F3 · balance_after: Of these shares 1378.3 are held as JTWROS and 550 are held in Jt. Ten. Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 17:29 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000204 · wk-form4_1731536960.xml · nonDerivative · entry 2 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,041 F2 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 17:29 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | SaleCommon Stock | 22,500 | $68.32 | $1,537,200.00 |
DisclosureSEC source: 0000920112-24-000204 · wk-form4_1731536960.xml · nonDerivative · entry 1 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,541 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.90 to $68.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| June 23, 2024 Filed Jun 24, 2024 16:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2023 Restricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000143 · wk-form4_1719261003.xml · derivative · entry 4 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person F3 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person Read SEC document |
| June 23, 2024 Filed Jun 24, 2024 16:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000143 · wk-form4_1719261003.xml · nonDerivative · entry 1 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| May 22, 2024 Filed May 23, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2024 Time-Based Restricted Stock · Derivative | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000123 · wk-form4_1716495050.xml · derivative · entry 4 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,992 Underlying: Common Stock · 1,992 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock F3 · derivative.exercise_date: These restricted stock units are granted under the 2024 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2024 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:17 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2022 Director Restricted Stock Units · Derivative | 1,396 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000180 · wf-form4_168746501499669.xml · derivative · entry 4 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person F2 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:17 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 1,396 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000180 · wf-form4_168746501499669.xml · nonDerivative · entry 1 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2023 Director Restricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000161 · wf-form4_168694610288814.xml · derivative · entry 4 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,534 Underlying: Common Stock · 2,534 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 13:04 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2022 Director Restricted Stock Units · Derivative | 1,571 | $42.99 | $67,537.29 |
DisclosureSEC source: 0000920112-22-000226 · wf-form4_165548545773024.xml · derivative · entry 5 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,571 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 15, 2022 Filed Jul 12, 2022 10:12 UTC Amendment | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2022 Director Restricted Stock Units · Derivative | 1,396 | $42.99 | $60,014.04 |
DisclosureSEC source: 0000920112-22-000240 · wf-form4a_165763511245770.xml · derivative · entry 5 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,396 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: Updated the amount of RSU's awarded due to an administrative error. F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2022 Filed Jun 6, 2022 16:54 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2021 Director Restricted Stock Units · Derivative | 1,350 | $44.25 | $59,737.50 |
DisclosureSEC source: 0000920112-22-000195 · wf-form4_165454885799853.xml · derivative · entry 6 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2022 Filed Jun 6, 2022 16:54 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 1,350 | $44.25 | $59,737.50 |
DisclosureSEC source: 0000920112-22-000195 · wf-form4_165454885799853.xml · nonDerivative · entry 3 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:28 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | GiftCommon Stock | 25,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-22-000004 · wf-form4_164124168281265.xml · nonDerivative · entry 4 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,321 F2 · shares: Gifted 25,740 shares to spouse's account. F1 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| December 28, 2021 Filed Jan 3, 2022 15:28 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | GiftCommon Stock | 25,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-22-000004 · wf-form4_164124168281265.xml · nonDerivative · entry 2 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 39,670 Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 14:32 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2020 Director Restricted Stock Units · Derivative | 2,116 | $50.35 | $106,540.60 |
DisclosureSEC source: 0000920112-21-000200 · wf-form4_162309072211752.xml · derivative · entry 7 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,116 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2021 Filed Jun 7, 2021 14:32 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 2,116 | $50.35 | $106,540.60 |
DisclosureSEC source: 0000920112-21-000200 · wf-form4_162309072211752.xml · nonDerivative · entry 3 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 10:48 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2021 Director Restricted Stock Units · Derivative | 150 | $50.14 | $7,521.00 |
DisclosureSEC source: 0000920112-21-000186 · wf-form4_162273172113211.xml · derivative · entry 5 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: 150 RSU's granted under 2020 Long-term Incentive Plan for service as a director on a member bank board. F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| May 19, 2021 Filed May 20, 2021 16:07 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2021 Director Restricted Stock Units · Derivative | 1,200 | $49.22 | $59,064.00 |
DisclosureSEC source: 0000920112-21-000149 · wf-form4_162154121504179.xml · derivative · entry 5 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| May 05, 2021 Filed May 7, 2021 13:29 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | SaleCommon Stock | 5,000 | $50.80 | $254,004.00 |
DisclosureSEC source: 0000920112-21-000131 · wf-form4_162040856697008.xml · nonDerivative · entry 3 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,945 F1 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 09:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2019 Director Restriced Stock Units · Derivative | 1,515 | $33.93 | $51,403.95 |
DisclosureSEC source: 0000920112-20-000207 · wf-form4_159162303876083.xml · derivative · entry 7 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 09:30 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 1,515 | $33.93 | $51,403.95 |
DisclosureSEC source: 0000920112-20-000207 · wf-form4_159162303876083.xml · nonDerivative · entry 4 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 21, 2020 16:40 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2020 Director Restricted Stock Units · Derivative | 1,966 | $30.29 | $59,550.14 |
DisclosureSEC source: 0000920112-20-000170 · wf-form4_159009360311594.xml · derivative · entry 7 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,966 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. Read SEC document |
| May 19, 2020 Filed May 20, 2020 14:09 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2020 Director Restricted Stock Units · Derivative | 150 | $28.03 | $4,204.50 |
DisclosureSEC source: 0000920112-20-000158 · wf-form4_158999817516587.xml · derivative · entry 6 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| February 27, 2020 Filed Feb 4, 2021 09:53 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | SaleCommon Stock | 1,813 | $47.48 | $86,081.24 |
DisclosureSEC source: 0000920112-21-000019 · wf-form5_161245039435479.xml · nonDerivative · entry 3 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,385 F1 · balance_after: Of these shares 2,506 were held as JTWROS and 1,000 were held in Jt. Ten. These accounts have since been dissolved and 1,253 shares was moved to indirect account of spouse and 2,253 was moved to the direct account registered in John Schmidt's name only. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 16:02 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2018 Director Restricted Stock Units · Derivative | 1,235 | $44.14 | $54,512.90 |
DisclosureSEC source: 0000920112-19-000188 · wf-form4_155993774892028.xml · derivative · entry 7 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F3 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 16:02 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 1,235 | $44.14 | $54,512.90 |
DisclosureSEC source: 0000920112-19-000188 · wf-form4_155993774892028.xml · nonDerivative · entry 2 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:40 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2019 Director Restriced Stock Units · Derivative | 1,365 | $41.20 | $56,238.00 |
DisclosureSEC source: 0000920112-19-000169 · wf-form4_155907602573987.xml · derivative · entry 6 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,365 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| May 21, 2019 Filed May 28, 2019 16:40 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2019 Director Restriced Stock Units · Derivative | 150 | $43.13 | $6,469.50 |
DisclosureSEC source: 0000920112-19-000169 · wf-form4_155907602573987.xml · derivative · entry 7 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 12:45 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2017 Director Restricted Stock Unit · Derivative | 1,035 | $56.45 | $58,425.75 |
DisclosureSEC source: 0000920112-18-000202 · wf-form4_152830350371664.xml · derivative · entry 7 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035 Underlying: Common Stock · 1,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 12:45 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 1,035 | $56.45 | $58,425.75 |
DisclosureSEC source: 0000920112-18-000202 · wf-form4_152830350371664.xml · nonDerivative · entry 2 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 11:51 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | SaleCommon Stock | 4,800 | $55.65 | $267,099.84 |
DisclosureSEC source: 0000920112-18-000190 · wf-form4_152821384098732.xml · nonDerivative · entry 3 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,666 F1 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 11:51 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | SaleCommon Stock | 15,200 | $56.38 | $856,903.04 |
DisclosureSEC source: 0000920112-18-000190 · wf-form4_152821384098732.xml · nonDerivative · entry 2 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,466 F1 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:47 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2018 Director Restricted Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-18-000170 · wf-form4_152668001772807.xml · derivative · entry 7 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,110 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| May 15, 2018 Filed May 18, 2018 17:47 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2018 Director Restricted Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-18-000170 · wf-form4_152668001772807.xml · derivative · entry 8 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| May 17, 2017 Filed May 18, 2017 11:46 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2017 Director Restricted Stock Unit · Derivative | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-17-000193 · wf-form4_149512234903342.xml · derivative · entry 12 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035 Underlying: Common Stock · 910 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| May 17, 2017 Filed May 18, 2017 11:46 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholding2016 Director Restricted Stock Unit · Derivative | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-17-000193 · wf-form4_149512234903342.xml · derivative · entry 9 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| May 17, 2017 Filed May 18, 2017 11:46 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 1,295 | $45.20 | $58,534.00 |
DisclosureSEC source: 0000920112-17-000193 · wf-form4_149512234903342.xml · nonDerivative · entry 3 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
| May 16, 2017 Filed May 18, 2017 11:46 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2017 Director Restricted Stock Unit · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-17-000193 · wf-form4_149512234903342.xml · derivative · entry 11 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125 Underlying: Common Stock · 125 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| May 16, 2017 Filed May 18, 2017 11:46 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholding2016 Director Restricted Stock Unit · Derivative | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-17-000193 · wf-form4_149512234903342.xml · derivative · entry 8 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,295 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. F4 · derivative.expiration_date: These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule. Read SEC document |
| May 16, 2017 Filed May 18, 2017 11:46 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 180 | $47.30 | $8,514.00 |
DisclosureSEC source: 0000920112-17-000193 · wf-form4_149512234903342.xml · nonDerivative · entry 2 SCHMIDT JOHN K · CIK 0001184329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.